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Trekking Through Compliance

Trekking Through Compliance-Episode 64 – The Tholian Web

In this episode of Trekking Through Compliance, we consider the episode The Tholian Web which aired on November 15, 1968, Star Date 5693.4.
Compliance Takeaways:

  1. How do you manage talent in your function?
  2. What is smart risk in compliance?
  3. Do you have to be nice to lead in compliance?
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Daily Compliance News

Daily Compliance News: August 3, 2019, the let them eat cake edition

In today’s edition of Daily Compliance News:
Wells Fargo does not only abuse customers but vendors as well. (WSJ)
PwC fined in Mexico. (MarketWatch)
Right wing groups want CITGO to go down. (Houston Chronicle)
FCR fines KPMG $6.1MM? (WSJ)

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Daily Compliance News

August 31, 2019- the old white guys edition

In today’s edition of Daily Compliance News:
  • Most start-ups founded by 45 year old white males. (NYT)
  • Stellar information lands whistleblower award. (FCPA Blog)
  • Is the $12bn proposed by Perdue Pharma to settle enough? (WSJ)
  • SEC charges investment adviser to NFL players. (MarketWatch)