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The Ethics Experts

TEE Bonus Episode 008: COVID-19 Edition with Roy Snell; Part 1


On this special bonus episode of The Ethics Experts, we speak with Roy Snell about his book Integrity Works and why he believes the word “ethics” has been hijacked.

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The Ethics Experts

TEE Bonus Episode 007: Whistleblowers with Roy Snell


On this special bonus episode of The Ethics Experts, we speak with Roy Snell about his controversial stance on whistleblowers, compliance, and investigations.

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The Ethics Experts

Episode 009–Lindsay Boccardo


On this episode of The Ethics Experts, we speak with Lindsay Boccardo about using the generational differences in the workplace to build a better company.

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The Ethics Experts

TEE Bonus Episode 006: COVID-19 Edition with Charlotte Marshall


On this special bonus episode of The Ethics Experts, we speak with Charlotte Marshall about public brand, employer brand, and how companies should publish the vulnerabilities of employee roles, rather than just the strengths.

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The Ethics Experts

Episode 008–Frank Galea


On this episode of The Ethics Experts, we speak with Frank Galea about the history of compliance in financial services, and how compliance officers had to get their act together or be personally liable.

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31 Days to More Effective Compliance Programs

Measuring the effectiveness of a compliance program


Determining effectiveness is a key part of continuous improvement. Yet how to do so still bedevils many compliance professionals. You need to consider both outcomes and outputs. Outcomes will show you the results of specific actions, such as investigations and conclusions to them. Numbers are attractive because they can form a “straight line” about how your compliance program is functioning. But you must remember that the numbers only give you one view of a compliance program. You also need to consider the qualitative side of the equation.
There is the need for both a quantitative and qualitative approach to measuring compliance program effectiveness. Numbers are important but they only tell part of the equation. Vin DiCianni has said, “Both are very important, but I think without having consideration of both sides of the equation, you will not obtain a full understanding of how effective compliance program is in its operation.”
Three key takeaways:

  1. You should test your compliance program effectiveness through both a qualitative and quantitative approach.
  2. Bring in an outside party to interview your employees.
  3. The Resource Guide is an excellent resource to consider compliance program effectiveness.
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ComplianceLIVE

Fun-Size Your Password Can’t Be PASSWORD123: Staying Compliant While Working From Home

Amanda zooms with show regular Chris Martin about how to stay compliant while working from home.

Check out more episodes and full episode videos at ComplianceLine.com, and don’t forget to subscribe on your favorite podcast platform!

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Compliance and Coronavirus

Sundar Narayanan on Empathy in a CCO During Coronavirus


Welcome to the newest addition to the Compliance Podcast Network, Compliance and Coronavirus. As the Voice of Compliance, I wanted to start a podcast which will help to bring both clarity and sanity to the compliance practitioner and compliance profession during this worldwide health and healthcare crisis. In this episode, I am joined by Sundar Narayanan, Director at Nexdigm. We explore a recent blog post by Narayanan on the FCPA Blog, Compliance officers can be pillars of empathy during the outbreak.
Resources
For additional reading see Compliance officers can be pillars of empathy during the outbreak
For more information on Nexdigm, see their website
For more information on Sundar Narayana, see his Linkedin profile 
This podcast is sponsored by SAI Global. To learn how you can protect your business operations and workforce during these uncertain times, visit saiglobal.com/risk for free resources, expert guidance, and industry-leading technology.

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Daily Compliance News

April 23, 2020-the Cora Suspended edition


In today’s edition of Daily Compliance News:

  • Insurers taken to lobbying to get out Coronavirus claims. (WaPo)
  • COVID-19 could mitigate trade sanctions fine. (WSJ)
  • What’s the right way to open the economy? (WaPo)
  • Alex Cora suspended for one year. (SI)