Welcome to the newest addition to the Compliance Podcast Network, Compliance and Coronavirus. In this episode, I am joined by Ray Dookhie is a managing director at K2 Intelligence FIN, with more than 25 years of experience in compliance, integrity risk monitoring and management, and investigations. His experience spans industries, with specific focus on financial services, life sciences, and real estate and construction. Prior to K2 Intelligence FIN, he worked for KPMG for over 20 years, most recently as a senior director with KPMG’s forensic services practice. Earlier in his career, Ray was a fraud investigator with the New York County District Attorney’s Office and the New York City Department of Investigation. He is a certified public accountant.
In this episode, we consider some of the challenges for compliance professionals in the current environment around fraud and risk management; what are some of the more holistic / programmatic things that compliance professionals can do to overcome some of these challenges at this point in time and conclude with what are some of the more tactical things that compliance professionals can do to overcome some of these challenges.
For more information on K2 Intelligence FIN, check out there website, here.
Day: June 11, 2020
Welcome to the only roundtable podcast in compliance. Today, we have a serving of Jonathan Armstrong, Jay Rosen, Matt Kelly, and our newest panelist Jonathan Marks with a veritable potpourri of topics and issues. Rants and shouts outs (with commentary) conclude this episode.
- Jonathan Armstrong celebrates the anniversary of GDPR by looking back over the past year at some of the key decisions and enforcement actions.
- Jay Rosen takes a look at a rare release of a monitor’s report, in the Wynn Casino monitorship and data mines it for the compliance professional.
- Matt Kelly considers the difference in response by Facebook v. Twitter in the incendiary and racist tweets by Donald Trump.
- Jonathan Marks looks at the DOJ’s 2020 Update to the 2019 Evaluation of Corporate Compliance Programs.
- Tom Fox talks about how fighting racism and white supremacy is the responsibility of everyone. It is based on piece by Ben DiPietro here.
The members of the Everything Compliance are:
- Jay Rosen– Jay is Vice President, Business Development Corporate Monitoring at Affiliated Monitors. Rosen can be reached at JRosen@affiliatedmonitors.com
- Mike Volkov – One of the top FCPA commentators and practitioners around and the Chief Executive Officer of The Volkov Law Group, LLC. Volkov can be reached at mvolkov@volkovlawgroup.com
- Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com
- Jonathan Armstrong –is our UK colleague, who is an experienced data privacy/data protection lawyer with Cordery in London. Armstrong can be reached at armstrong@corderycompliance.com
- Jonathan Marks is Partner, Firm Practice Leader – Global Forensic, Compliance & Integrity Services at Baker Tilly. Marks can be reached at marks@bakertilly.com
The host and producer (and sometime panelist) of Everything Compliance is Tom Fox the Compliance Evangelist. Everything Compliance is a part of the Compliance Podcast Network. He can be reached at tfox@tfoxlaw.com
In today’s edition of Daily Compliance News:
- Two RoboCallers hit with proposed $225MM fine? (Houston Chronicle)
- Retired judge skewers DOJ for Flynn switch. (WSJ)
- FinTechs helping small businesses. (NYT)
- What will Bubba do? (ESPN)
