Day: August 14, 2020

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ComplianceLIVE

Episode 27: ComplianceLive’s Virtual Happy Hour Live Show! August 2020


**Update** In a last minute change, Cailyn and Michelle were unable to join us, so we welcome ComplianceLine’s new Digital Marketing Manager Kate Smith! **************************************************************************** Michelle, Jenni, Cailyn, and Amanda drink a (non-sponsored) WhiteClaw and play a game of compliance Real or Reel? in this recording of their live show. Did you miss them live?

Subscribe to our YouTube channel and don’t miss another live show! YouTube ▶ https://bit.ly/39EC9zy

For more information on ComplianceLine, click here.

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¡(H)Ola Compliance!

Bienvenido a ¡(H)Ola Compliance!

¡(H)Ola Compliance! explora la ola de cumplimiento de anticorrupción que ha surgido por Latinoamérica. Inmerso en su cariño para la región, Matteson Ellis y Alejandra Montenegro Almonte (Socios de Miller & Chevalier), navegan las aguas de regulaciones de cumplimiento corporativo desde sus oficinas en Washington, DC y trazan las normas de anticorrupción que afectan a la región.  A la vez destacan los desafíos y oportunidades que enfrentan las empresas comprometidas a la ética. ¿Te sientes que estás nadando contra la corriente? ¡Entonces tome la ola de cumplimiento en ¡(H)Ola Compliance!

Apple * Spotify
¡(H)Ola Compliance! explores the wave of anti-corruption compliance sweeping across Latin America. Immersed in cariño for the Latin American region while navigating corporate compliance regulations from their offices in Washington, DC, Matteson Ellis and Alejandra Montenegro Almonte (Members at Miller & Chevalier) chart evolving anti-corruption norms affecting the region and spotlight the challenges and opportunities facing companies committed to ethical business. Feel like you are swimming against the current?  Then catch the wave of compliance at ¡(H)Ola Compliance! *

Categories
Innovation in Compliance

A Conversation with Convercent and StoneTurn: Stephen Martin on Evaluating Compliance Programs


Welcome to a special five-part podcast series, A Conversation with Convercent and StoneTurn: From the Code of Conduct to Risk Assessment to Continuous Improvement. This week’s podcast series is jointly sponsored by Convercent and StoneTurn. Over the course of the series we have explored the impacts on corporate compliance programs from the recently released 2020 Update to the Department of Justice’s (DOJ) Evaluation of Corporate Compliance Programs (2020 Update). We focus on investigations, data analytics, evaluating compliance programs, internal reporting and corporate culture. Participants in this podcast series include: Asha Palmer, Convercent Chief Ethics and Compliance Officer (CECO) and Executive Vice President (EVP) of CONVERGE; Rex Homme, Michele Edwards, and Stephen Martin, all Partners at StoneTurn. In this fifth and final episode, I am joined by Martin for a discussion of evaluating compliance programs.
Resources
For more information on StoneTurn, check out their website, here.
For more information on Convercent, check out their website, here.
To download a copy of the Convercent Interactive Self-Assessment based on the 2020 Update to the Evaluation of Corporate Compliance Programs, click here.

Categories
This Week in FCPA

Episode 218 – the Bags of Cash edition

Tom and Jay brave the surge in Covid cases by staying safe at home. They are back to look at top compliance articles and stories which caught their eye this week.

  1. World Acceptance bribed with bags of cash. Mike Volkov in Crime Corruption & Compliance.
  2. Implications from the end of Privacy Shield. Lawyers from Debevoise & Plimpton in NYU’s Compliance and Enforcement blog.
  3. NRA shoots itself in foot over non-compliance? Kyle Brausser in Compliance Week. (sub req’d)
  4. Using lessons learned. Jeff Kaplan and Rebecca Walker in CCI.
  5. Dick Cassin asks ‘are agents ever legal under the FCPA?’ in the FCPA Blog.
  6. Applying 2020 Updates to anti-trust compliance. Matt Kelly writing in Navex Global’s Ethics and Compliance Matters.
  7. What is a metric’s inventory and why do you need one? Tom explains in the FCPA Complaince and Ethics Blog.
  8. Follow on corruption litigation is expensive. Kevin LaCroix in the D&O Diary.
  9. This month on The Compliance Life, I am joined by Louis Sapirman. In Part 1, we looked at Louis personal and professional journey into compliance. In this week’s Part 2, we discussed the qualities of a successful CCO.
  10. On Compliance and Coronavirus this week, we had John Fanning discusses the increased need for due diligence during Covid-19, Andy Goldstrom on compliance adaptations during Covid; and Jed Gardner on business as usual.
  11. On the Compliance Podcast Network, on 31 Days to a More Effective Compliance Program, this month focuses on the role of the Board in compliance. This week saw the following offerings: Monday-BOD’s inquiring up and down; Tuesday– the BOD’s role in internal controls; Wednesday-BOD as an internal control; Thursday– BOD governance and risk oversight; and Friday-what is your Board’s investigative protocol. The month of August is being sponsored by Affiliated Monitors. Note 31 Days to a More Effective Compliance Program now has its own iTunes channel. If you want to binge out and listen to only these episodes, click here.
  12. Join Jay and Tom at Converge20. Convercent’s top compliance conference is going virtual this year. Check at the agenda and register here.

Tom Fox is the Compliance Evangelist and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com.

Categories
Daily Compliance News

August 14, 2020-the Will Danny Sell edition


In today’s edition of Daily Compliance News:

  • Marketers begin to scrutinize beyond Facebook. (WSJ)
  • Can Dan Snyder be forced to sell? (WSJ)
  • US try again to seize Iranian vessels on high seas. (WSJ)
  • Hunt for ex-Wirecard COO goes public. (WSJ)
Categories
Nexdigm

Global Anti Bribery and Corruption – Episode 15: Tomislav Sunjka


Tomislav Sunjka Founder ŠunjkaLaw shares his perspectives on need for enhanced #DueDiligence, #governance for #accounting & #auditing and consequences of non-compliance with Sundaraparipurnan Narayanan. Hear more at https://lnkd.in/gGA8TCG #NexdigmOnABAC #NexdigmABAC

Nexdigm · Sundar N. – Director, Forensics – Nexdigm speaks with Tomislav Šunjka, Founder – ŠunjkaLaw