Day: October 28, 2020

Deconstructing the Minds of White Collar Criminals

Post author By FTI Consulting
Post date October 28, 2020
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Today we will talk about white-collar criminals and how to safeguard institutions against white-collar crime.

Join us each week as we take a deep dive into the various forms of fraud across the world and discuss crime families, penny stock boiler rooms, international money launderers, narco-traffickers, oligarchs, dictators, war lords, kleptocrats and more.

Scott Moritz is a leading authority on white-collar crime, anti-corruption, and in the evaluation, design, remediation, implementation, and administration of corporate compliance programs, codes of conduct. He is also considered an authority in the establishment, training, and oversight of the investigative protocols carried out by financial intelligence, corporate security, and internal audit units.

Tags fraudsters

Compliance and Coronavirus

James Anliot on TeleHealth During the Era of Covid-19

Post author By admin
Post date October 28, 2020
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Welcome to the newest addition to the Compliance Podcast Network, Compliance and Coronavirus. In this episode, I am joined by James Anliot, Director of Healthcare Compliance Services at Affiliated Monitors, Inc. He is responsible for evaluating practice operations and developing internal compliance programs for both individual and organizational healthcare clients. We visit about issues around telehealth in the era of Covid-19.
Some of the highlights include:

How are Telehealth services are delivered?
How has the evaluation of physician services been changed by Telehealth?
What is the “physical examination and evaluation” and why is it so important in evaluating the quality of the care provided to the patient?
What is the role of insurers?
What has been the response of regulators?

Tags Telehealth

FCPA Compliance Report Wirecard

Wirecard Part 10, One the Beach

Post author By admin
Post date October 28, 2020
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In the Episode, I am joined by Mikhail Reider-Gordon, Managing Director of Institutional Ethics & Integrity at Affiliated Monitors. Mikhail’s areas of expertise include technology, privacy, cybersecurity, IP and accountability in artificial intelligence; the global anti-corruption and anti-money laundering regimes; media & entertainment; biotech and the life sciences; the public sector and international law. She is accustomed to working on extremely sensitive and high-profile matters, both nationally and internationally. In this episode, we explore shell companies in our On the Beach episode.
Some of the highlights include:

Weekly news wrap-up on Wirecard
What is the Bundestag investigating? Are they doing anything?
Were 250 Wirecard employees assigned to the money-laundering team?
Is a Bundestag inquiry in the works by the EU?
KPMG enters the story.
Shell Companies Shell Companies Shell Companies
Why it might be time for a walk on the beach (and to read On The Beach)

Tags shell companies, Wirecard

EMBARGOED!

EMBARGOED! Episode 17: Election-palooza!

Post author By Miller & Chevalier
Post date October 28, 2020
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With the U.S. presidential election right around the corner, Brian and Tim explore what the results could mean for U.S. trade and economic sanctions policy over the next four years with respect to China, Iran, Russia, Venezuela, and Cuba. Then, in the Lightning Round, we take a quick look at the upcoming, likely historic, IPO of Ant Group and whether the U.S. government can do anything to slow it down, and we bring you another round of sanctions trivia (back by popular demand).
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Subscribe! * Apple Podcasts * Spotify * Amazon Music * Google Podcasts * Stitcher
Questions? Contact us at podcasts@milchev.com.
EMBARGOED! is not intended and cannot be relied on as legal advice; the content only reflects the thoughts and opinions of its hosts.
EMBARGOED! is intelligent talk about sanctions, export controls, and all things international trade for trade nerds and normal human beings alike, hosted by Miller & Chevalier Members Brian Fleming and Tim O’Toole. Each episode will feature deep thoughts and hot takes about the latest headline-grabbing developments in this area of the law, as well as some below-the-radar items to keep an eye on. Subscribe for new bi-weekly episodes so you don’t miss out!
Timestamps:
0:10 Introduction and Roadmap
The Rundown: Election-palooza!
6:58 What will trade policy towards…
– 7:13 China
– 24:11 Iran
– 39:11 Russia
– 48:45 Venezuela
– 57:55 Cuba
…look like if Biden wins? If Trump wins?
1:07:17 Lightning Round
1:07:30 Is Ant Group going on the Entity List?
1:21:00 Trivia!
1:27:43 Final Thoughts
***Stay sanctions free.***

Great Women in Compliance

Andrea Falcione, Part 1-Documentation: Codes of Conduct

Post author By admin
Post date October 28, 2020
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Welcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley.
The Code of Conduct is kind of a big deal in any Compliance program. It has been referred to as the cornerstone of a Compliance program and for that reason, it’s important to get it right. Well that’s easier said than done when you’re trying to appeal to literally every employee and external stakeholder you have. So we enlisted in some expert help. Andrea Falcione of Rethink Compliance joins us for this two-part series which starts off taking a hard look at re-vamping Codes of Conduct (we assume you’ve already got one in place and aren’t starting from scratch) and the second installment takes a deep dive into Compliance policies.
In the Code episode we canvass considerations from the outset to get your approach right, discuss frequency of re-vamps, how codes have evolved and what marks a modern code in amongst several other nitty gritty points. Yes folks, it’s a packed episode you won’t want to miss.
Have you heard that Lisa and Mary have published a book? Yes, you can get your very own copy of “Sending the Elevator Back Down: What We’ve Learned From Great Women in Compliance” (CCI Press, 2020) on Amazon right now! Enjoyed your copy? Don’t forget to leave a review!
Join the Great Women in Compliance community on LinkedIn here.

Tags Codes of Conduct

Compliance Into the Weeds

The Goldman Sachs FCPA Enforcement Action

Post author By admin
Post date October 28, 2020
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Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode Matt and Tom go into the weeds to look at the recent FCPA enforcement action involving the US banking and finance entity Goldman Sachs. Some of the issues we consider are:

One of the most bold, audacious bribery schemes ever.
Complete total and utter failure of compliance? Or something worse?
Blatant assistance in money-laundering.
How watches the watchers?
Has Goldman really done anything different?
Largest FCPA fine ever.

Resources
See Matt’s blog posts on Radical Compliance– Goldman Sachs, FCPA and Internal Controls
See Tom’s exploration on the FCPA Compliance and Ethics Blog
Part 1-Introduction
Part 2-Control Failures
Part 3-Fines and Penalties