Tag: Goldman Sachs

Daily Compliance News: May 7, 2024 – The Ghost Flights Edition

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Post date May 7, 2024
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

Just how badly can airlines treat customers. (BBC)
The corrupt dictator’s son has foreigners arrested. (WSJ)
Yet another F.A.A. investigation for Boeing. (NYT)
Goldman Sachs criminal case over 1MDB ends. (Reuters)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

Tags Boeing, corruption, Goldman Sachs, Quantas

Daily Compliance News

Daily Compliance News: March 22, 2024 – The Big Mistake Edition

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Post date March 22, 2024
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Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

Goldman files a suit against Malaysia over 1MDB. (Bloomberg)
The DOJ sues Apple. (Reuters)
The Vietnamese President resigns over corruption issues. (NPR)
Warren wants the SEC to look into Tesla’s independence. (WSJ)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

Tags 1MDB, Apple, DOJ, Goldman Sachs, SEC, Tesla, Vietnam

Daily Compliance News

Daily Compliance News: August 31, 2023 – The Switzerland AML Edition

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Post date August 31, 2023
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News, all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

· Goldman Sanctioned for ephemeral messaging compliance failures. (WSJ)

· NIST framework and AI. (Bloomberg Law)

· China crackdowns rip through healthcare industry corruption. (FT)

· Switzerland unveils money-laundering crackdown. (FT)

Tags AML, corruption in China, Goldman Sachs, NIST, Switzerland

Daily Compliance News

Daily Compliance News: June 16, 2023 – The Goldman Probed Edition

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Post date June 16, 2023
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

SEC and FED looking at Goldman roll in failed SVB. (WSJ)
Ecommerce and forced labor. (NYT)
Former Ukrainian Judge gets 10 years for corruption. (RadioFreeEurope)
Senate confirms first Muslim, female judge. (Reuters)

Tags corruption, Goldman Sachs, SEC, Ukraine

Daily Compliance News

Daily Compliance News: May 10, 2023 – The Big Trouble in Big China Edition

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Post date May 10, 2023
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

China goes after more foreign businesses. (NYT)
Pakistan arrests former PM. (FT)
Goldman Sachs pays to end the gender discrimination suit. (Reuters)
The need to crunch at B-school. (Bloomberg)

Tags China, corruption, Data Analytics, discriminatino, Goldman Sachs, Trump

Daily Compliance News

Daily Compliance News for May 6, 2023 – The Largest Ever Whistleblower Award Edition

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Post date May 6, 2023
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

The US should stay engaged with Ukraine. (National Review)
SEC awards the largest ever whistleblower amount, $279MM. (Reuters)
Coinbase says if SEC lets it go public, it can’t be charged with securities law violations. (WSJ)
Goldman Sachs is under investigation for SVB work. (NYT)

Tags Coinbase, corruption, Goldman Sachs, SEC, SEC whistleblowers, Ukraine

Daily Compliance News

April 8, 2023 – The UAE Refuses Extradition Request Edition

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Post date April 8, 2023
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.