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Compliance Tip of the Day

Compliance Tip of the Day: The Wolf Man and Supporting Whistleblowers

Welcome to “Compliance Tip of the Day,” the podcast where we bring you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements.

Whether you’re a seasoned compliance professional or just starting your journey, our aim is to provide you with bite-sized, actionable tips to help you stay on top of your compliance game.

Join us as we explore the latest industry trends, share best practices, and demystify complex compliance issues to keep your organization on the right side of the law.

Tune in daily for your dose of compliance wisdom, and let’s make compliance a little less daunting, one tip at a time.

How does the Wolf Man’s story inform how you should treat whistleblowers?

 

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Reel Creators of the Texas Hill Country

Reel Creators of the Texas Hill Country: Season 1: The Journey of Independent Film Maker CJ Goodwyn

Welcome to Reel Creators of the Texas Hill Country, where we dive deep into the heart of filmmaking in one of America’s most unique and captivating landscapes. From rolling hills and rustic towns to thriving cities and hidden gems, the Texas Hill Country offers endless inspiration for filmmakers, and we’re here to uncover every aspect. In this podcast, we’ll meet the passionate directors, cinematographers, screenwriters, and crews who bring their creative visions to life in this storied region. Join us as we explore the challenges, rewards, and unique stories that make filmmaking here an art of its own. Whether you’re a seasoned pro or simply curious about the world behind the camera, Reel Creators of the Texas Hill Country promises to be your all-access pass to the vibrant filmmaking community of the Hill Country and beyond.

In this Season One, we will feature the production of the film Sherlock Holmes –  Mare of the Night, a TriGoodwyn production, headed by film-maker CJ Goodwyn. We will visit with Goodwyn, members of his crew, cast and production team. In this Episode 1, I visit with Goodwyn on his work as an independent film producer.

Goodwyn, who transitioned to filmmaking at the age of 29 after a sports-focused upbringing, has quickly emerged as a formidable voice in the indie film scene. His first feature film, “GH5,” served as a robust learning platform, teaching him the intricacies of film production and highlighting the importance of technical proficiency, particularly in lighting and audio quality. Despite his films achieving global reach and positive audience feedback, Goodwyn candidly discusses the financial hurdles indie filmmakers face, emphasizing the necessity of innovative distribution strategies. Driven by a passion for storytelling and inspired by legendary directors, Goodwyn continues to tackle these challenges with unwavering determination and a relentless pursuit of growth.

Key Highlights

  • Horror Film Inspires Career Change to Director
  • Mastering Filmmaking: Lessons in Patience and Quality
  • Crafting Cinematic Masterpieces: A Filmmaking Odyssey
  • Financial Struggles in Indie Film Distribution
  • Mastering Lighting Techniques in Filmmaking

Resources

Sherlock Holmes-Mare of the Night

On Facebook

TriGoodwyn Productions

Texas Hill Country Podcast Network

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Daily Compliance News

Daily Compliance News: October 31, 2024 – The Happy Halloween Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • Sri Lanka to probe corruption in tanker disaster. (Al Jazeera)
  • AstraZeneca China BU President under investigation. (FT)
  • Trafigura faces $1bn hit for corruption in Mongolia. (Bloomberg)
  • Supply Chain woes and compliance. (WSJ)

 

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The Corruption Files

The Corruption Files: How One Person Brought Down Barings Bank

What is stranger than fiction? The stories of worldwide corruption. In this podcast series, co-hosts Tom Fox, the Voice of Compliance and Mike DeBernardis, partner at Hughes Hubbard, discuss some of the most audacious corruption cases in anti-corruption enforcement. More importantly, they will discuss the lessons learned on what your organization can do to prevent running afoul of international anti-bribery laws.

In this episode of Season 2, Tom and Mike explore the Barings Bank scandal

The focus is on the actions of Nick Leeson, a trader who single-handedly bankrupted the historic institution. The discussion highlights the critical mistakes made by the bank, including a lack of oversight and the dangerous combination of trading and settlement roles. The podast also explores the broader implications for compliance and risk management in financial institutions, emphasizing the importance of segregation of duties and the pressures that can lead to unethical behavior.

Key Highlights:

  • The Rise and Fall of Barings Bank
  • The Role of Oversight in Financial Institutions
  • Lessons Learned from the Barings Bank Scandal
  • How does the Fraud Triangle apply?
  • Segregation of Duties-as basic a control as you can have in place

Memorable Quotes (all from Mike DeBernardis)

“Nick single-handedly bankrupted the oldest merchant bank.”

“He was a golden boy trader making tons of money.”

“Barings Bank was sold for one pound.”

Resources:

Mike DeBernardis on LinkedIn

Hughes Hubbard & Reed

Tom Fox

Instagram

Facebook

YouTube

Twitter

LinkedIn