Tag: ABA

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Daily Compliance News

Daily Compliance News: September 24, 2026, The Mental Health Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • More Kalshi bets draw scrutiny. (WSJ)
  • AI company employees suffer mental health stress. (FT)
  • ABA fights to maintain its role in law school governance. (Reuters)
  • Susan Collins responds to bribery allegations. (Fox News)

My first work of general non-fiction is now out: Deluge Before Dawn, the story of the 2025 flood in Kerr County, Texas, which killed 119 people and devastated a county. It is a story of tragedy, heartbreak, survival, and resilience.

It is available on the following sites:

Amazon.com

Stoney Creek Publishing

Barnes and Noble

Texas A&M University Press

Bookshop.org

Google.Books

Walmart

This week only, the Kindle e-book version is available for $0.99 on Amazon.

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Daily Compliance News

Daily Compliance News: August 5, 2026, The What Were You Wearing Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top AI stories include:

  • Uber goes after sexual assault claimants. (NYT)
  • ABA rejects plans to scrap DEI rules for law schools. (Reuters)
  • The white elephant in the room (of Colombian politics). (The Guardian)
  • FBI agent apparently misses tutorial on corruption. (Gizmodo)

To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out Tom’s latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on Amazon.com.

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AI Today in 5

AI Today in 5: July 23, 2026, The Going Rogue Edition

Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to AI Today in 5. All from the Compliance Podcast Network. Each day, we consider five stories from the business world, compliance, ethics, risk management, leadership, or general interest about AI.

Top AI stories include:

  1. OpenAI goes rogue and attacks another company. (WSJ)
  2. 3 must-reads on AI in healthcare. (HealthExec)
  3. ABA offers to improve FSB’s processes in AI adoption. (BankingJournal)
  4. Shadow AI challenging AI governance and compliance efforts. (iapp)
  5. Insurance cover for data centers. (FinTechMagazine)

For more information on the use of AI in compliance programs, Tom Fox’s new book, Upping Your Game, is available. You can purchase a copy of the book on ⁠Amazon.com⁠.

To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out Tom’s latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on ⁠Amazon.com⁠.

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Daily Compliance News

Daily Compliance News: July 21, 2026, The Darwin Award Nominees (Part 1058) Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • Don’t try to shake down the national ABC chief (even in Nigeria). (BBC)
  • Trump Administration tries to disqualify the ABA’s law firm. (Reuters)
  • Is it real or is it Memorex? (WSJ)
  • The Flying Bribery Palace. (Empty Wheel)

To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out Tom’s latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on Amazon.com.

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Daily Compliance News

Daily Compliance News: April 2, 2026, The Hung Jury Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • Was Iran behind the thwarted BoA attack? (FT)
  • ABA can sue Trump over the illegal banning of law firms. (Reuters)
  • FirstEnergy case ends with a hung jury. (Ohio Capital Journal)
  • Indonesia detains coal tycoon over corruption. (Bloomberg)
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AI Today in 5

AI Today in 5: October 29, 2025, The Chief AI Compliance Officer Edition

Welcome to AI Today in 5, the newest edition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the AI Today In 5. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest about AI.

Top AI stories include:

  1. AI is providing fall tech to help seniors. (NYT)
  2. CompliSolv eases financial compliance through AI. (MyChesCo)
  3. ABA provides info to OSTP re: regulatory reform. (AmericanBankersAssociation)
  4. Palantir and NVIDIA team up to operationalize AI. (Nvidia News)
  5. Chief AI Compliance Officer. (BloombergLaw)

For more information on the use of AI in Compliance programs, my new book, Upping Your Game, is available. You can purchase a copy of the book on Amazon.com.

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Daily Compliance News

Daily Compliance News: September 30, 2025, The 996 Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, including compliance, ethics, risk management, leadership, or general interest, relevant to the compliance professional.

Top stories include:

  • LRN named top compliance training provider. (Yahoo! Finance)
  • State of Texas to end ABA law school oversight. (Reuters)
  • More sanctions on the Chinese tech sector. (WSJ)
  • Will 996 come to compliance? (NYT)
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Daily Compliance News

Daily Compliance News: July 30, 2024 – The Hidden Debt Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • Mozambique wins the ‘hidden debt’ case.   (Barron’s)
  • The ABA says lawyer’s using AI must heed ethical rules. (Reuters)
  • DOJ says the short seller used bait and switch.   (NYT)
  • Julius Baer was criticized yet again. (Bloomberg)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

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Daily Compliance News

Daily Compliance News: August 11, 2023 – The New DD Rules Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance related stories to start your day. Sit back, enjoy a cup of morning coffee and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership or general interest for the compliance professional.

  • ABA agrees to new client due diligence rules. (WSJ)
  • US broadens sanctions against Belarus. (WSJ)
  • US, UK & Canada sanction Lebanon ex-central banker. (Reuters)
  • Lawyers say proposed PCAOB will threaten attorney-client privilege. (FT)
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Daily Compliance News

February 9, 2023 – The Fake Letter Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • Wells Fargo settles yet another shareholder lawsuit. (Reuters)
  • Canada sanctions those involved in Haiti’s corruption. (ICIJ)
  • Don’t send the sentencing Judge a fake letter. (Bloomberg)
  • ABA doesn’t want to report suspicious transactions. (WSJ)