Welcome to a revamped Everything Compliance. New host Adam Turteltaub and new panelist Rebecca Walker join returning regulars Matt Kelly and Karen Moore for the next iteration of Everything Compliance. Jonathan is on assignment this week. Tom Fox joins the EC Gang as a special guest panelist. Fan favs Shout Outs and Rants end this week’s episode.
- Karen Moore reviews China’s draft cross-border anti-corruption law, including mandatory compliance programs and reporting of suspected misconduct. She comments on the complexity of everyday life.
- Tom Fox discusses risk-management lessons from his latest book, Deluge Before Dawn. He shouts out to AI bots hanging out at dinner parties and Happy Hours.
- Rebecca Walker reviews COIs when senior execs or Board members oversee investigations of their colleagues. She shouts out about the recently released DOJ National Fraud Enforcement Division Directive and the information it provides compliance professionals.
- Matt Kelly looks at Bank of America’s $1.2B AML settlement. He rants about Tesla’s new flying car and shouts out to BJ Wholesale Club.
- Adam Turteltaub is our fearless leader. He shouts out to compliance professionals at non-financial institutions reviewing their AML programs and to the Milwaukee Brewers for beating his Dodgers to win their first World Series in 44 years.
The members of Everything Compliance are:
- Rebecca Walker – a top legal mind in ethics and compliance. Rebecca can be reached at Kaplan and Walker.
- Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com
- Jonathan Armstrong – a UK colleague and an experienced data privacy/data protection lawyer in London. He can be reached at Armstrong@puntersouthall.law.
- Karen Moore, a principal at Sounding Board Compliance, can be reached at moore@soundingboardcompliance.com
The award-winning Everything Compliance is a part of the Compliance Podcast Network.