Categories
31 Days to More Effective Compliance Programs

31 Days to a More Effective Compliance Program: Day 11 – Moving Compliance Down into an Organization

Welcome to 31 Days to a More Effective Compliance Program. Over this 31-day series in January 2026, Tom Fox will post a key component of a best-practice compliance program each day. By the end of January, you will have enough information to create, design, or enhance a compliance program. Each podcast will be short, at 6-8 minutes, with three key takeaways that you can implement at little or no cost to help update your compliance program. I hope you will join each day in January for this exploration of best practices in compliance. In this episode, Day 11, we discuss the importance of embedding a culture of compliance throughout all levels of an organization.

Key highlights:

  • Embedding Compliance Culture
  • Role of Middle Management
  • Tone at the Bottom

Resources:

Listeners to this podcast can receive a 20% discount on The Compliance Handbook, 6th edition, by clicking here.

Categories
Sunday Book Review

Sunday Book Review: November 10, 2024 – The Books on Middle Manager Edition

In the Sunday Book Review, Tom Fox considers books that interest the compliance professional, the business executive, or anyone curious. It could be books about business, compliance, history, leadership, current events, or anything else that might interest Tom.

In today’s edition of the Sunday Book Review, Tom Fox looks at four top books on being a middle manager and the importance of the role of middle management in November 2024.

  1. Beyond the Hammer by Brian Gottlieb
  2. Leading from the Middle by Scott Mautz
  3. Managing from the Middle by Ken Wilkins
  4. Power to the Middle by Schaninger, Hancock, and Field

 

Resources:

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

For more information on the first Annual Compliance Podcast Network Agora Awards for Excellent in Podcasting and to register, click here. There is no charge for this event.

Categories
Compliance Tip of the Day

Compliance Tip of the Day: Operationalizing Compliance in The Middle

Welcome to “Compliance Tip of the Day,” the podcast where we bring you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements.

Whether you’re a seasoned compliance professional or just starting your journey, our aim is to provide you with bite-sized, actionable tips to help you stay on top of your compliance game.

Join us as we explore the latest industry trends, share best practices, and demystify complex compliance issues to keep your organization on the right side of the law.

Tune in daily for your dose of compliance wisdom, and let’s make compliance a little less daunting, one tip at a time.

Today we consider how to operationalize compliance in your middle management and why it is so important to your compliance program.

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

To check out The Compliance Handbook, 5th edition, click here.

Categories
Daily Compliance News

September 20, 2022 the Stuck in the Middle with You Edition

In today’s edition of Daily Compliance News:

  • Judge nixes class rep. (Reuters)
  • Middle Managers, stuck in the middle. (FT)
  • Farewell to buying ambassadorships in the US? (WaPo)
  • Hungary to submit ABC bill. (Reuters)