Tag: Credit Suisse

Daily Compliance News: July 26, 2023 – The Farewell to the Bird Edition

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Post date July 26, 2023
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

EY General Counsel calls it quits. (FT)
Musk ditches the Twitter bird. (BBC)
Chinese official given death sentence for accepting bribes. (Barron’s)
UBS fined for Credit Suisse imbroglio over Archegos. (NYT)

Tags Archegos, corruption in China, Credit Suisse, EY, twitter, UBS, UBS and Credit Suisse

Daily Compliance News

March 21, 2023 – The Cancel Spring Break Edition

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Post date March 21, 2023
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

Miami Beach wants to cancel Spring Break. (WSJ)
The $17bn wipe out. (FT)
South African corruption investigator murdered. (BBC)
Does Venezuela Oil Minister resign in corruption probe? (Reuters)

Tags corruption, corruption in Latin America, Corruption in South Africa, Credit Suisse, PdVSA, Spring Break, UBS, Venenzueala

Daily Compliance News

March 20, 2023 – The Alfred E. Newman Edition

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Post date March 20, 2023
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Stories we are following in today’s edition of Daily Compliance News:

UBS to buy Credit Suisse. (FT)
Crisis, what crisis? (FT)
O’Sullivan linked to Wirecard. (FT)
Does mattering matter? (FT)

Tags Credit Suisse, Leadership, Mattering, UBS, Wirecard

Daily Compliance News

March 1, 2023 – The We Are Not Corrupt Edition

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Post date March 1, 2023
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Stories we are following in today’s edition of Daily Compliance News:

Swiss regulator finds fault with Credit Suisse but no penalty. (WSJ)
Stanley Black & Decker discloses possible FCPA violations. (WSJ)
Turkish firm demands retraction of ‘inferred’ corruption allegation. (Bloomberg)
TD Bank to pay $1.2bn in 14-year-old Ponzi scheme. (NYT)

Tags corruption, Credit Suisse, Eskom, FCPA, Stanford Financial, Stanley Black & Decker

Daily Compliance News

December 6, 2022 the Glencore Pays Edition

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Post date December 6, 2022
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you four compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network.