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Daily Compliance News

September 20, 2022 the Stuck in the Middle with You Edition

In today’s edition of Daily Compliance News:

  • Judge nixes class rep. (Reuters)
  • Middle Managers, stuck in the middle. (FT)
  • Farewell to buying ambassadorships in the US? (WaPo)
  • Hungary to submit ABC bill. (Reuters)
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Daily Compliance News

September 6, 2022 the Energy Sobriety Edition

In today’s edition of Daily Compliance News:

  • Visa and Mastercard asked to track gun sales. (WSJ)
  • Former Georgia PM blames $1.27 bn loss on Credit Suisse. (Reuters)
  • Corruption is still rampant in the pharma industry. (Declan Herald)
  • Energy sobriety. (NYT)
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Daily Compliance News

August 23, 2022 the Royal Pardon Edition

In today’s edition of Daily Compliance News:

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Daily Compliance News

July 28, 2022 the Take the SFO Seriously edition

In today’s edition of Daily Compliance News:

  • UK needs to take SFO (and fraud) seriously. (FT)
  • Neymar (et al) to stand trial for fraud in transfer to Barca. (ESPN)
  • Credit Suisse to conduct a strategic review. Will it include compliance? (WSJ)
  • Musk wants more time to prepare for trial (yet again). (Reuters)
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Daily Compliance News

Daily Compliance News: July 22, 2022 the Serious Farce edition


In today’s edition of Daily Compliance News:

  • SFO skewered in UK report. (The Law Society Gazette)
  • Chinese government begins a takeover of HSBC. (WSJ)
  • Twitter spy trial begins. (NYT)
  • Credit Suisse agrees to pay to defraud bondholders from the Tuna Bond case. (Reuters)
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Daily Compliance News

June 29, 2022 the Spies, Lies and Money-Laundering Edition


In today’s edition of Daily Compliance News:
·      Credit Suisse found guilty. (FT)
·      EY hit with a $100MM fine for cheating. (WSJ)
·      Uber ex-security chief facing criminal fraud charges. (Reuters)
·      Does Cfius review include corruption? (WSJ)

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Daily Compliance News

June 17, 2022 the We Did Nothing Wrong Edition


In today’s edition of Daily Compliance News:

  • More comments on CCO certification. (WSJ)
  • Guilty plea in Danske Bank money-laundering. (US News and World Reports)
  • Swiss Prosecutor finds $60MM in Credit Suisse AML payment. (BNN Bloomberg)
  • Activision investigates itself and finds senior management did nothing wrong. (WSJ)
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Daily Compliance News

May 5, 2022 the Corporations and Roe Edition


In today’s edition of Daily Compliance News:

  • CEOs consider whether or not to speak out on Roe v. Wade. (WSJ)
  • Importers ask for federal help on shipper price increases. (NYT)
  • Can you legitimately fire a whistleblower? (Radical Compliance)
  • Credit Suisse in more hot water over oligarchs. (Reuters)
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Everything Compliance - Shout Outs and Rants

Shout Outs and Rants from Episode 99


Welcome to the Shout Outs and Rants podcast from the award-winning Everything Compliance gang. Today we have the following:
1. Jay Rosen shouts out to gaslighters Marjorie Taylor Green and Kevin McCarthy for denying they made comments when the audio was played to them.
2. Matt Kelly gives a shout out to the Brooklyn Public Library for offering a free library cards to those from towns where the GOP has banned books.
3. Jonathan Marks rants about Comcast which marketed a product which does not exist.
4. Tom Fox shouts out to shareholders of Credit Suisse who revolted against the Board when it tried to shield itself from liability over its recent financial failures.

Categories
Daily Compliance News

April 30, 2022 the Shareholders Revolt Edition


In today’s edition of Daily Compliance News:
·      Credit Suisse shareholder revolt against execs. (NYT)
·      Charges against BOD of Eskom recommended. (YahooFinance)
·      Latvia tries to make a comeback.  (WSJ)
·      Deutsche Bank in more hot water.  (WSJ)