Tag: Credit Suisse

In today’s edition of Daily Compliance News:

• Credit Suisse releasing report on its Archegos failures. (WSJ)
• Robinhood IPOs at $38. (WSJ)
• Nikola founder charged with fraud. (Bloomberg)
• Did HSBC fail to alert its Monitor to money laundering at the bank? (The Guardian)

In today’s edition of Daily Compliance News:

• Credit Suisse reaches settlement with former CEO. (WSJ)
• FTC asks for extension. (NYT)
• Hosting Olympics a very bad deal. (NYT)
• FinCEN whistleblower headed to jail. (Richmond Times)

In today’s edition of Daily Compliance News:

• Do you know who owns your stock? (WSJ)
• The con artist lives on. (WaPo)
• Can (or perhaps will) JPMorgan improve working conditions? (NYT)
• What happens when you swim with sharks? (FT)

In today’s edition of Daily Compliance News:

• Credit Suisse take $4.7bn hit. (Bloomberg)
• Bezos backs tax increase on corporations. (BBC)
• Corp American in bed with Dems? (NYT)
• Guilty plea in Ecuador bribery scandal. (WSJ)

In today’s edition of Daily Compliance News:

• Robinhood Financial pays $65MM to settle with SEC. (NYT)
• Sacklers deny any responsibility. (NYT)
• If the Russians can crash the gov who is safe? (WaPo)
• Credit Suisse change in money-laundering scheme. (FT)

In today’s edition of Daily Compliance News:

• Optimizing WFH and NWFH. (FT)
• More spying at Credit Suisse? (WSJ)
• The evolution of internal audit? (WSJ)
• Do you live in fear of the ‘meeting monster’? (FT)