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10 For 10

10 For 10: Top Compliance Stories For The Week Ending March 2, 2024

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  1. Crypto exchange Gemini returns over $1bn to customers.  (WSJ)
  2. Green audits are coming. (FT)
  3. Did Boeing violate the DPA? (NYT)
  4. Will ComEd defendants walk free? (Chicago Sun-Times)
  5. Boeing has 90 days to fix the QA/QC issue.  (NYT)
  6. SBF says he only deserves 6 years in prison. (FT)
  7. Did McKinsey work for or not work for the Chinese government? (FT)
  8. How did Iraqi corruption cost the country. (OilPrice)
  9. An ex-Vitol Trading trader was found guilty of bribery.  (WSJ)
  10. Exec’s husband pleads guilty to insider trading. (WSJ)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day here.

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Daily Compliance News

Daily Compliance News: March 1, 2024 – The Gemini Returns $1bn Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • Crypto exchange Gemini returns over $1bn to customers. (WSJ)
  • Green audits are coming. (FT)
  • Did Boeing violate the DPA?  (NYT)
  • Will ComEd defendants walk free? (Chicago Sun-Times)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of compliance, click here.

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Daily Compliance News

Daily Compliance News: November 8, 2023 – The Farewell to WeWork Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. all from the Compliance Podcast Network. Each day we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

  • WeWork files for bankruptcy.  (FT)
  • Congress must aid in the fight against illicit crypto. (WSJ)
  • The Portuguese PM resigns over corruption. (The Guardian)
  • The Supreme Court refuses to take up the PDVSA bribery case. (LatinLawyer)
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Daily Compliance News

Daily Compliance News: October 30, 2023 – The From $65 to $5 Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

  • Is crypto financing terrorism?  (NYT)
  • Suits against A&F begin. (WSJ)
  • What is the cost of a toxic culture? (WSJ)
  • Qatargate: Murky Prosecution? (DW)
Categories
Daily Compliance News

Daily Compliance News: October 23, 2023 – The More Trouble in China Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

  • WPP execs are detained in China. (FT)
  • A former Albanian PM was arrested for corruption.  (AP)
  • Crypto mixers are under greater scrutiny. (WSJ)
  • US sides with Tesla on direct-to-consumer sales in LA. (Reuters)
Categories
Sunday Book Review

Sunday Book Review: October 15, 2023 – The Fall of SBF and Crypto Edition

In the Sunday Book Review, Tom Fox considers books that would interest the compliance professional, the business executive, or anyone who might be curious. It could be books about business, compliance, history, leadership, current events, or anything else that might interest Tom. In today’s edition of the Sunday Book Review, Tom considers four books reviewed by Brooke Masters in the FT on the fall of SBF, FTX, and crypto.

  1. Going Infinite: The Rise and Fall of a New Tycoon by Michael Lewis
  2. Number Go Up: Inside Crypto’s Wild Rise and Staggering Fall by Zeke Faux
  3. Easy Money: Cryptocurrency, Casino Capitalism, and the Golden Age of Fraud By Ben McKenzie and Jacob Silverman
  4. Tokens: The Future of Money in the Age of the Platform by Rachel O’Dwyer

 

Resource:

Michael Lewis on how Sam Bankman-Fried and FTX fell by Brooke Masters in the FT.

Categories
10 For 10

10 For 10: Top Compliance Stories For the Week Ending October 14, 2023

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  • Staley was banned from the financial services arena.   (FT)
  • More 1MDB trouble for Goldman.  (Reuters)
  • When your ex testifies in your fraud case. (WaPo)
  • CA law requires companies to report carbon emissions.  (BBC)
  • Belgium to unfreeze frozen Russian assets. (WSJ)
  • SFO brings corruption charges.  (FT)
  • Elon Musk’s legal woes. (Reuters)
  • Crypto is having trouble getting CCOs. (WSJ)
  • Roger Ng heads to Malaysia.   (AP)

You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day, here.

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Daily Compliance News

Daily Compliance News: October 11, 2023 – The Where Have All the CCOs Gone Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

  • Roger Ng heads to Malaysia.  (AP)
  • When your ex testifies in a fraud case. (Law360)
  • Corruption in Canada? (Bloomberg)
  • Crypto is having trouble getting CCOs. (WSJ)
Categories
Daily Compliance News

Daily Compliance News: August 25, 2023 – The FUD Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

  • Is crypto dead? (NYT)
  • End of the Spanish Kiss? (FT)
  • Venezuela makes last ditch appeal re: CITGO. (Reuters)
  • SFO drops ENRC investigation. (FT)
Categories
Daily Compliance News

Daily Compliance News: August 21, 2023 – The Crypto Under Magnifying Glass Again Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

  • UK to put magnifying glass on crypto transfers. (WSJ)
  • The next frontier for corporate benefits? (NYT)
  • ABC ex-prosecutor surges in Guatemalan Presidential race. (WaPo)
  • Lithium batteries scrutinized under UFLPA. (Reuters)