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Daily Compliance News

Daily Compliance News: August 26, 2024 – The Detained in France Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • The Telegram CEO was detained in France. (Bloomberg)
  • EY is shedding more audit clients. (WSJ)
  • Italy opens a criminal investigation into the yacht’s sinking. (FT)
  • More Boeing whistleblowers claim fraud by the company. (BBC)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

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10 For 10

10 For 10: Top Compliance Stories For The Week Ending August 24, 2024

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week.

Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  • Corruption in the OIG? (The Hill)
  • Menendez resigns from the Senate. (AP)
  • Putin was shocked to find corruption in Russia. (Newsweek)
  • SEC censorship? (FT)
  • What to do about workplace assassins? (NYT)
  • Santos pleads guilty.  (WSJ)
  • TD Bank reserves $2.6 billion for the AML fine.  (WSJ)
  • An ex-Vitol trader pleads guilty. (Law360)
  • Mike Lynch’s body was found. (FT)
  • Michael Lewis issues mea culpa on SBF. (WaPo)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day, here.

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Daily Compliance News

Daily Compliance News: August 23, 2024 – The $2.6 Billion Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • TD Bank reserves $2.6 billion for the AML fine. (WSJ)
  • Mike Lynch’s body was found. (FT)
  • Michael Lewis issues mea culpa on SBF. (WaPo)
  • An ex-Vitol trader pleads guilty. (Law360)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

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Everything Compliance

Everything Compliance: Episode 136 – The Great Women in Compliance Edition

Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, we have a very special group of guest panelists and one special guest host—some of the great women in compliance.

In this special episode, Everything Compliance is by Kristy Grant-Hart, and the guest panelists include Karen Woody, Karen Moore, Lisa Fine, and Hemma Lomax.

1. Karen Woody takes a deep dive into the current evolution of Caremark in Delaware. She raves about her alma mater, UVA, making the college baseball World Series and about this special GWIC-inspired edition of Everything Compliance.

2. Host Kristy Grant-Hart shouts out to Rachel Rodgers, author of We Should All Be Millionaires, and her call to action for women to lead more in politics, business, and entrepreneurship.

3. Karen Moore explores whether Boeing will be prosecuted under its current DPA. She sends sympathies to the family of John Barnett, the Boeing whistleblower who died.

4. Lisa Fine takes a deep dive into the recent acquittal of Mike Lynch in his criminal case for the sale of Autonomy to HP. In her Raves and Rants segment, she has two raves. First to all the Dads out there, Happy Father’s Day!  Her second is Compliance Week, retiring EIC Kyle Brasseur for his tenure at Compliance Week.

5. Hemma Lomax goes into a deep rant about compliance training. She raves about Everything Compliance for its first Great Women podcast and Jiminy Cricket, whose signature phrase is “Let your conscience be your guide.”

 

The members of this special episode of Everything Compliance are:

Karen Woody is one of the top academic experts on the SEC. She is also the co-host of the award-winning podcast, The Woody Report.

Karen Moore is an Adjunct Law professor at the Fordham School of Law.

Lisa Fine is a co-host of the award-winning Great Women in Compliance.

Hemma Lomax is a co-host of the award-winning Great Women in Compliance.

The host of this special episode of Everything Compliance is Kristy Grant-Hart, founder of Spark Compliance and co-host of the award-winning podcast 2 Gurus Talk Compliance.

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Great Women in Compliance

Great Women in Compliance: GWIC and Everything Compliance

Welcome to the Great Women in Compliance podcast on the Compliance Podcast Network, sponsored by Corporate Compliance Insights.

In today’s episode, we have a special episode which is cross-posted with Everything Compliance, which we call Ladies Night: Exploring Compliance in All-Female Podcast Takeover.

In this special Ladies Night edition of the Everything Compliance Podcast, guest host Christy Grant Hart is joined by notable women in compliance as guest panelists,  Karen Woody, Karen Moore, Lisa Fine, and Hema Lomax, for an in-depth discussion.

Topics covered include the complexities of Caremark duties and its recent interpretations, Boeing’s ongoing compliance issues, the implications of the Mike Lynch acquittal on due diligence, and ways to enhance the effectiveness of compliance training. The episode wraps up with each guest sharing their raves, offering insights and reflections on the state of compliance today.

  • Karen Woody on Caremark Duties Explained
  • Karen Moore on Boeing’s Compliance Issues
  • Lisa Fine on the Mike Lynch acquittal and HP’s Acquisition of Autonomy
  • Hemma Lomax on Effective Compliance Training
  • Rants and Raves

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Join the Great Women in Compliance podcast community here.

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10 For 10

10 For 10: Top Compliance Stories For The Week Ending June 8, 2024

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance professional and the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear the stories every compliance professional should know from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  • Chinese battery suppliers are tied to Ford and VW.  (WSJ)
  • SEC is closing its Salt Lake City office.  (WSJ)
  • The Wirecard boss loses his lawyer. (FT)
  • Standard Chartered is accused of funding terrorists. (BBC)
  • Toyota gets raided. (BBC)
  • Mike Lynch was acquitted.(NYT)
  • Private equity giants near settlements with SEC re: texting. (WSJ)
  • FAA wants systemic change at Boeing. (BBC)
  • Citgo 6 sue CITGO. (Houston Chronicle)

Click here for more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance.

You can check out the Daily Compliance News, which features four curated compliance and ethics stories each day, here.

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10 For 10

10 For 10: Top Compliance Stories For The Week Ending June 1, 2024

Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week.

Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week.

Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week.

Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox.

Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  • Menendez corruption caught in emails and texts. (Politico)
  • Are the Olympics a reputational risk?  (FT)
  • Virginia businesses were fined for hiring ‘whites only’.  (WaPo)
  • Boeing has a plan to fix safety issues. (NYT)
  • American Airlines sued for tossing 5 black men from a flight for ‘body odor’. (Reuters)
  • Need for audit reform in the UK. (FT)
  • US representatives call for reopening of Nigerian oil bloc OPL 245 investigation. (Nigerian Lawyer)
  • Private equity giants near settlements with SEC re: texting. (WSJ)
  • Mike Lynch says HP ‘panicked’.  (Law360)
  • Death penalty in a corruption case.  (South China Morning Post)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here.

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Daily Compliance News

Daily Compliance News: May 30, 2024 – The Body Odor Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • American Airlines sued for tossing 5 black men from a flight for ‘body odor’. (Reuters)
  • Death penalty in a corruption case.  (South China Morning Post)
  • How Boeing’s troubles are pushing down the Supply Chain. (FT)
  • Michael Lynch says HP ‘panicked’.  (Law360)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

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Daily Compliance News

Daily Compliance News: May 28, 2024 – The Surreal Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • Mike Lynch takes the stand.  (BBC)
  • Corruption in Polish national party.  (Politico)
  • US representatives call for the reopening of the Nigerian oil bloc’s OPL 245 investigation. (Nigerian Lawyer)
  • Need for audit reform in the UK. (FT)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

Categories
10 For 10

10 For 10: Top Compliance Stories For The Week Ending March 23, 2024

Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week.

Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week.

Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week.

Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for compliance professionals, all curated by the Voice of Compliance, Tom Fox.

Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  1. Warren wants the SEC to look into Tesla Board independence. (WSJ)
  2. The Vietnamese President resigns over corruption issues. (NPR)
  3. Goldman files a suit against Malaysia over 1MDB. (Bloomberg)
  4. Mike Lynch finally goes on trial. (FT)
  5. SEC settles first AI washing enforcement. (WSJ)
  6. Adani Green says there is no DOJ investigation notice.  (Bloomberg)
  7. Vitol Trading corruption agents were caught on videotape discussing their bribery and corruption. (Bloomberg)
  8. More CFTC fines for messaging app violations. (WSJ)
  9. $12 bank fraud in Vietnam. (FT)
  10. Money laundering of $6.3bn fraud in UK.  (AML Intelligence)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here.

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