Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. This week Matt and Tom take a deep dive into the SEC enforcement involving Pearson. Some of the issues we consider are:
- How can a failure to disclose lead to a SEC violation?
- What were the disclosure controls and procedures failures?
- How is patch management a critical part of cybersecurity?
- What were the misleading statements made by Pearson?
- What are the lessons learned?
- What is the role of compliance?
Resources
Matt in Radical Compliance
SEC Schools Pearson on Cyber Disclosure Failures
