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10 For 10

10 For 10: Top Compliance Stories For the Week Ending September 9, 2023

Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

·       Insufficient cyber plan = FCA violation.  (DOJ Press Release)

·       Roger Ng banned for life.  (YaHooFinance)

·       FASB adopts crypto accounting rules. (WSJ)

·       Ken Paxton and slow creep of corruption. (Texas Tribune)

·       Spanish Women’s National team coach fired.  (ESPN)

·       Ramaswamy’s claims of FDA corruption disavowed by company he founded. (Reuters)

·       FIFA suspends head of Spanish football. (FT)

·       Using AI to improve workplace safety. (WSJ)

·       DOJ to go after Oligarch’s facilitators. (WSJ)

You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here.

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Everything Compliance

Everything Compliance – Episode 123, The Spanish Kiss Edition

Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, we have the quartet of Jay Rosen, Jonathan Armstrong, Matt Kelly and Karen Woody, with Tom Fox hosting. We conclude with our always popular and fan fav Shout Outs and Rants.

1. Matt Kelly looks at the new SEC requirement for companies to improve their risk assessments and attendant processes. He rants about the US Federal Courts not allowing television cameras and says we need the Trump trials televised in federal courts.

2. Karen Woody reviews Opinion Release 23-01. She shouts out to the Barbie movie.

3. Tom Fox shouts out to Megan Rapinoe for great professional career and her social activism while a member of the USWNT.

4. Jay Rosen looks at the imbroglio surrounding the Spanish National football team after its Women’s World Cup win. Rosen shouts out SOCAR, the South Orange County Compliance and Ethics Roundtable.

5. Jonathan Armstrong considers the NATS air traffic debacle and operational resilience. He shouts out Sgt. Graham Saville who lost his life helping a person in distress.

The members of the Everything Compliance are:

•       Jay Rosen– Jay is Vice President, Business Development Corporate Monitoring at Affiliated Monitors. Rosen can be reached at JRosen@affiliatedmonitors.com

•       Karen Woody – One of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu

•       Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com

•       Jonathan Armstrong –is our UK colleague, who is an experienced data privacy/data protection lawyer with Cordery in London. Armstrong can be reached at jonathan.armstrong@corderycompliance.com

•       Jonathan Marks can be reached at jtmarks@gmail.com.

The host and producer, ranter (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network.

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2 Gurus Talk Compliance

2 Gurus Talk Compliance – Episode 12 – Speaking Up is Awesome Edition

What happens when two top compliance commentators get together? They talk about compliance, of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week’s episode! In this episode, Tom and Kristy take on a wide variety of compliance topics, including a visit by a Florida man.

In the world of business, compliance and investigation protocols play a crucial role in ensuring fairness, consistency, and institutional justice. Organizations need to establish robust frameworks to handle incidents effectively and mitigate risks. In this episode of 2 Gurus Talk Compliance, we discuss several key factors impacting the enhancement of compliance and investigation protocols for organizations, including the need for standardization and rigor in investigation protocols, a perspective rooted in his belief in the importance of a culture of compliance within organizations. Kristy takes the lead in highlighting the value of consistency and standards in investigation protocols for ensuring institutional justice and fairness. Join them as they delve deeper into this topic on this episode of the 2 Gurus Talk Compliance podcast.

 Highlights Include:

  1. ISO standards for internal investigations. (FCPA Blog)
  2. Tom releases a new book. (Amazon)
  3. The Spanish Kiss. (ESPN)
  4. How to develop a culture of compliance. (Compliance and Enforcement Blog)
  5. The first 100 days. (CCI)
  6. Has China outlawed due diligence? (FCPA Blog)
  7. 3M Settles U.S. Probe Over Tourist Trips for China Officials (FCPA Blog)
  8. You Can Now Make ChatGPT Work Specifically for Your Company. Here’s How (Inc.)
  9. You’ve Heard of Quiet Quitting. Now Companies are Quiet Cutting (WSJ)
  10. Fentanyl found in cookie jar during a traffic stop in Florida, man arrested (WFLA Florida)

 Resources 

Kristy Grant-Hart on LinkedIn

Spark Consulting

Tom

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