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Trekking Through Compliance

Trekking Through Compliance-Episode 30 – Who Mourns for Adonais?

In this episode of Trekking Through Compliance, we consider the episode Who Mourns for Adonais? which aired on September 22, 1967, Star Date 3468.1.
 Compliance Takeaways:

  1. What is your role in an investigation?
  2. How does your senior management demonstrate tone?
  3. What are the true incentives in your organization?
Categories
Daily Compliance News

Daily Compliance News: July 1, 2019, the out of her depth edition

In today’s edition of Daily Compliance News:

  • Don’t buy a used franchise from Subway. (NYT)
  • Why is status cling so corrosive? (NYT)
  • BOA cuts ties with private prisons. (Washington Post)
  • DOJ expands it criminal investigation at Boeing. (Seattle Times)
Categories
FCPA Compliance Report

FCPA Compliance Report-Episode 434, Brandon Daniels on Using Investigations to Drive Continuous Improvement

In this episode of the FCPA Compliance Report, I visit with Brandon Daniels, who is the President of Global Technology Markets for Exiger. Daniels is regulatory expert and technology practitioner, bringing more than 15 years in senior management across the financial services, life sciences and energy sectors. He has a reputation for technological innovation in regulatory investigations and compliance management. Some of the highlights include

  1. Daniels’ professional background, how he got to Exiger and his current role at the company.
  2. Some of the key technological innovations Daniels has recently seen in the way in which investigations are being handled?
  3. We discuss how can Exiger’s technological solutions help a CCO get their arms around the unstructured data which is available to them inside their organization?
  4. How can technology be used to create predictive models to rank offshore companies for potential tax and corruption risk?
  5. How can a technological solution can be used to help perform a compliance risk assessment?
  6. How do Exiger technological solutions assist compliance professionals to improve their corporate culture?

For more information on Exiger, check out the firm’s website here. For more information on Brandon Daniels, check out his firm profile here.