Categories
Nexdigm

Global Anti Bribery and Corruption – Episode 10: Orlando Vidal and Lolan Sagoe-Moses


Sundaraparipurnan Narayanan speaks with Orlando Vidal and Lolan E. Sagoe-Moses of Norton Rose Fulbright on #corruption risks during #Covid19 and #regulatory changes in Govt touch points along with other critical aspects as part of our Global Anti Bribery Corruption Series.

Nexdigm · Sundar N. Forensics – Nexdigm speaks with Orlando Vidal and Lolan Sagoe-Moses
Categories
Creativity and Compliance

Speak Up and Creativity

Where does creativity fit into compliance? In more places than you think. Problem-solving, accountability, communication, and connection – they all take creativity. Join Tom Fox and Ronnie Feldman on Creativity and Compliance, part of the Compliance Podcast Network. In this  episode, we discuss how to use creativity your compliance communications to have a more effective compliance program by producing a more robust Speak Up culture in your organization. In a prior podcast, we established that a Speak Up Culture requires trust and that requires changing the social environment.

Some of the highlights include:

  • How do you change your organization’s social environment to create trust?
  • It is more than simply training.
  • You must continually reinforce the right kind of behaviors and attitudes – over and over and over and over again.
  • Overcoming message fatigue.
  • If you don’t want message fatigue and you don’t want people to tune you out, you need to be creative and interesting and you need to change up the delivery mechanism to keep it fresh. You actually want your message to be jarring in a way.
  • It’s important to be interesting and entertaining, so you can put it in more places. Show up where people are.
  • Integrate into other department trainings, newsletters, meetings.
  • Use social collaboration sites.
  • Get on the video message boards.
  • Play commercials.
  • This only happens if your programming is interesting.
  • It should be Positive not Preachy. Scare tactics drive bad behavior underground.
  •  Have the message come from employees. Person-on-the-street campaigns have been successful because it comes from the people saying, this is how we feel about it. We are the kind of company that speaks up.
  • Why is transparency so important?
  • To build trust, you need to shed light on the process. Transparency is the key.
  • Share what happens after people speak up and highlight confidentiality in the process.
  • Highlight that all reports are followed up on.
  • Tell stories about things that happened – masked to protect the innocent/guilty.
  • This will help you build trust over time.
  • And what about training?
  • Training, but training for management.
  • Create a Listen Up Culture for Management.
  • Campaigns targeted at leadership. Give them a simple process for them to get help on what to do. Make it simple.
  • Give them training – teach and then use improv skills to help them be more welcoming and approachable.

Resources:

Ronnie Feldman (LinkedIn)
Learnings & Entertainments (LinkedIn)
Ronnie Feldman (Twitter)

Learnings & Entertainments (Website)

60-Second Communication & Awareness Shorts – A variety of short, customizable, quick-hitter “commercials” including songs & jingles, video shorts, newsletter graphics & Gifs, and more. Promote integrity, compliance, the Code, the helpline and the E&C team as helpful advisors and coaches.

Workplace Tonight Show! Micro-learning – a library of 1-10-minute trainings and communications wrapped in the style of a late-night variety show, that explains corporate risk topics and why employees should care.

Custom Live & Digital Programing – We’ll develop programming that fits your culture and balances the seriousness of the subject matter with a more engaging delivery.

Categories
Daily Compliance News

July 10, 2020-the Thanks for the Birthday Wishes edition


In today’s edition of Daily Compliance News:

  • Boeing files into uncertainty. (WaPo)
  • United could furlough up to 36,000. (NYT)
  • Did Wirecard executes engage in money-laundering? (WSJ)
  • Go to dinner, go back to prison. (WSJ)
Categories
This Week in FCPA

Episode 213 – the Second Edition edition


The DOJ/SEC drop the 2nd edition to the FCPA Resource Guide at 5 PM on July 2. As Tom and Jay brave the surge in covid cases to stay safe they are back to look at top compliance articles and stories which caught their eye this week.

  1.  FCPA Resource Guide, 2nd edition released. Tom takes a deep dive in a 5-part blog post series on the FCPA Complinace and Ethics Blog. Part 1-The New Hallmark, Part 2-FCPA Corporate Enforcement Policy, Part 3– the Accounting Provisions, Part 4– Policy and Case Law Updates, Part 5-What does it all mean? Jonathan Marks on Borad and Fraud. Tom and Matt Kelly in Compliance into the Weeds.
  2. After its FCPA settlement, Novatris pays another $678MM for corruption inside the US. Mike Volkov in Corruption Crime and Compliance.
  3. A plan to restore trust in South Africa ABC enforcement. Larry Kirsch guest posts in GAB.
  4. A reassessment of due diligence in China? Jenny Liang opines in the FCPA Blog.
  5. Venezuela can’t get its gold out of England. Jon Rausch in Dipping Through Geometries.
  6. Amazon settles OFAC sanctions enforcement action. Mengqui Sun in the WSJ Risk and Compliance Journal.
  7. How can you make a risk management committee effective? Jim DeLoach shows the way in CCI.
  8. Is Deutsche Bank the world’s most corrupt? Matt Kelly digs in on Radical Compliance.
  9. Going from disaster recovery to business continuity? Carrie Penman in Ethics and Compliance Matters.
  10. On Compliance and Coronavirus, I was joined this week by Paul Mueller on how to reset, restart and accelerate your business in the era of Coronavirus; Ian Denis on employment and communication during Covid-19 and Breeda Miller on caregiving in the era of Covid-19.
  11. On the Compliance Podcast Network, Tom started the topic of 3rd party risk management this month.This week saw the following offerings: Monday-Questionniare; Tuesday-Due Diligence,Wednesday-levels of DD; Thursday-evaluating DD and clearing red flags; and Friday-compliance terms and conditions. The month of July is being sponsored by Affiliated Monitors. Note 31 Days to a More Effective Compliance Program now has its own iTunes channel. If you want to binge out and listen to only these episodes, click here.
  12. Great Upcoming Webinars:

Navigating the Risks of Prescribing Opioids for Chronic Pain in the COVID-19 Era, Jul 22, 2020 12:00 PM in Eastern Time (US and Canada); with Jesse Caplan, Deb Waugh and Amy Fogelman, M.D. Registration and Inforamtion here.
Computer Say ‘No’: Mitigating Legal & Ethical Risks in Public Agency Use of Automated Decision-Making Tools, Jul 28, 2020 12:00 PM in Eastern Time (US and Canada); with David Shonka, Mikhail Reider-Gordon and Jonathan Redgrave. Registration and Information here.
ECI’s Best Practice Forum, a Q&A Session with Brian Rabbitt, Acting Assistant Attorney General for the Criminal Division on the FCPA Resource Guide, 2nd edition, Thursday, July 30 2:00 – 4:00 p.m. EDT. Registration and Information here.
Tom Fox is the Compliance Evangelist and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com.