Day: October 30, 2020

Episode 32: ComplianceLive’s Virtual Happy Hour Live Show! October 2020

Post author By ComplianceLIVE
Post date October 30, 2020
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Miss our live show on YouTube? Play back the episode as we visit some ooky spooky compliance horror stories!

Check out more episodes and full episode videos at ComplianceLine.com, and don’t forget to subscribe on your favorite podcast platform!

Episode Notes

STUFF WE TALKED ABOUT IN THE SHOW–
https://www.news4jax.com/news/2016/02/03/evidence-mounts-against-dr-howard-schneider/
https://www.ajc.com/news/crime–law/did-georgia-easy-dangerous-doctor/5wvFKsRGRQ91lvLe6lEr4H/
https://www.palmbeachpost.com/news/crime–law/boynton-doctor-practiced-for-months-after-drug-arrest-deaths/WedkPJATS2tPaoIpxQ9gXN/

STAKE: The Leadership Podcast

Performance Evaluations — Cut or Keep?

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Post date October 30, 2020
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Thinking you should take it easy on your employees – maybe even yourself – during this crazy pandemic season of work-life?
Pump the brakes on that thought for a second!
While they may seem daunting to perform or stressful to receive, ultimately performance evaluations done right will help relieve stress for both parties AND maintain – even improve – performance.
We know that oftentimes when times get tough, business gets lean for most companies. However, regardless of what difficult cuts leaders (maybe you are the leader) have had to make during this pandemic season of work-life, one thing is for sure – performance evaluations must be kept, not cut. In today’s episode, let’s talk about why!
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If you’re looking for tangible action steps and refreshing insights to help ignite the power of your own leadership journey, sign up for my weekly leadership blog HERE.
If your business would benefit from higher-performing leaders, check out more information about the comprehensive leadership development training I do HERE.
If you want to reach out to me directly, email alyson@vanhooser.com.
If you enjoyed this episode, will you please subscribe and leave a review? Your reviews help this show get discovered by more incredible leaders just like you. I’m obsessed with helping leaders ignite their performance results and I’d love to have you help me make an impact! Thank you so much!
P.S. Share and tag me on social — @AlysonVanHooser — and I’ll share your comments and big takeaways on my feed!

Tags Performance Evaluations

Accountability: The Heart of Compliance

Executive Forum on Ethics and Accountability

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Post date October 30, 2020
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We have been getting accountability all wrong in the compliance profession. It’s not a set of tasks – it’s a way of thinking and it has to come from the heart as well as the head. On Accountability: The Heart of Compliance Tom Fox and Sam Silverstein dig into what accountability means to the corporate compliance function and business organizations and most significantly, how to make it an integral part of your culture. In this episode we post the recent Executive Forum on Ethics and Accountability. It focused on effectively expanding the effectiveness of your ethical program, how to use The Accountability Assessment™ to spot deficiencies, and how to build and protect your organization’s ethical culture. Finally how all of this tie directly into the DOJ’s Evaluation of Corporate Compliance Programs.
For more information on Sam Silverstein and his work on accountability, click here.

Tags accountability

This Week in FCPA

Episode 228, week ending October 30, 2020 – the Countdown to Nov. 3 edition

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Post date October 30, 2020
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As the whole world counts down to the US election, Tom and Jay are back to look at top compliance articles and stories which caught their eye this week.

1. Goldman Sachs settles FCPA enforcement action involving Tom with a five-part series on FCPA Compliance and Ethics Blog, Mike Volkov with a 3-part series on Corruption, Crime and Compliance, Tom and Matt on Compliance into the Weeds and the Everything Compliance gang with their first emergency video podcast.

2.     The Beam Suntory FCPA enforcement action. Harry Cassin breaks the story in the FCPA Blog. Matt Kelly provides some lessons in Radical Compliance.
3.     What can investigators learn from Wirecard? Llyodette Bai-Marrow in the FCPA Blog.
4.     TLI President sentenced to 48 months in prison. Dylan Tokar in the WSJ Risk and Compliance Journal.
5.     Why the Exit Interview is such a useful exercise. Jonathan Marks in Board and Fraud.
6.     It’s Halloween. What are your (corp) skeletons? Michael Toebe in CCI.
7.     Experian to appeal ICO fine. Jaclyn Jaeger in Compliance Week.
8.     Channel you inner Sherlock Holmes to determine UBOs. Alia Noor on xpertsleague.com.
9.     On the Compliance Podcast Network, on 31 Days to a More Effective Compliance Program, we  continue our exploration of compliance for Business Ventures.  Monday-Franchisor Liability; Tuesday-Franchisor compliance; Wednesday– Following the money thru distributors; Thursday– Distributor liability; Friday– Why Business Ventures are Different than 3rd Parties. Note 31 Days to a More Effective Compliance Program now has its own iTunes channel. If you want to binge out and listen to only these episodes, click here.
10.  Join K2 Intelligence FIN for a November 5 webinar, highlighting scenarios in which investigative due diligence can help uncover areas of risk and opportunity in the wake of COVID-19. Learn more and register here.
11.  Virtual book launch for Sending the Elevator Back Down. Thursday, November 5, 4:30 ET. Information and registration here.
Tom Fox is the Compliance Evangelist and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com.