Day: July 22, 2022

Categories
Creativity and Compliance

Do We Really Have to do E&C Training?

Where does creativity fit into compliance? In more places than you think. Problem-solving, accountability, communication, and connection – all take creativity. Join Tom Fox and Ronnie Feldman on Creativity and Compliance, part of the award-winning Compliance Podcast Network. In this episode, Tom and Ronnie continue their short series of provocative statements on compliance training and communications, followed by a discussion. In this episode, Ronnie pitches today’s question to Tom on is ethics and compliance training is required? Highlights include:

·      Is E&C training required by law?

·      Why doesn’t E&C training work?

·      Why not spend your time doing things that help?

·      How E&C training can promote speak-up culture.

·      Why E&C training provides tools and resources.

·      How E&C training gets leadership involved.

Resources:

Ronnie Feldman (LinkedIn)
Learnings & Entertainments (LinkedIn)
Ronnie Feldman (Twitter)

Learnings & Entertainments (Website)

60-Second Communication & Awareness Shorts – A variety of short, customizable, quick-hitter “commercials” including songs & jingles, video shorts, newsletter graphics & Gifs, and more. Promote integrity, compliance, the Code, the helpline and the E&C team as helpful advisors and coaches.

Workplace Tonight Show! Micro-learning – a library of 1-10-minute training and communications wrapped in the style of a late-night variety show that explains corporate risk topics and why employees should care.

Custom Live & Digital Programing – We’ll develop programming that fits your culture and balances the seriousness of the subject matter with more engaging delivery.

Tales from the Hotline – check out some samples.

Categories
Presidential Leadership Lessons for the Business Executive

Presidential Leadership Lessons from John Tyler


In this episode, we consider the presidency of the 10thPresident, John Tyler. Tyler was the first president to ascend to the position after the death of President in office, William Henry Harrison. This ascendency, as his presidency was fraught with difficulties and conflict. We consider the following:

  1. Tyler was not viewed as a legitimate president as he ascended due to the death of a President in office, William Henry Harrison.
  2. Tyler was the first President against whom impeachment proceedings were brought.
  3. Tyler had no real political base while President, as he had been in the Democratic Party until he became a Whig to run in 1840.
  4. Tyler was the first President to veto legislation based upon policy, not constitutional considerations.
  5. Tyler was the first President to have a mass Cabinet resignation.
  6. Tyler was the first President to have his Cabinet nominees defeated in the Senate.
  7. Tyler was the only President to face an open, armed rebellion from a State, the Dorr Rebellion in Rhode Island, up until Lincoln.

In addition to the foregoing, Richard Lummis and I consider the leadership lessons from Tyler in the following areas:

  1. His ascension to the Presidency and establishment of the Tyler Principle for succession.
  2. Economic issues, including the tariff and veto of the Bank bills.
  3. His handling of the Dorr Rebellion
  4. Texas Annexation
  5. The Princeton Incident
Categories
Daily Compliance News

Daily Compliance News: July 22, 2022 the Serious Farce edition


In today’s edition of Daily Compliance News:

  • SFO skewered in UK report. (The Law Society Gazette)
  • Chinese government begins a takeover of HSBC. (WSJ)
  • Twitter spy trial begins. (NYT)
  • Credit Suisse agrees to pay to defraud bondholders from the Tuna Bond case. (Reuters)