Categories
Daily Compliance News

Daily Compliance News: June 5, 2023 – The Dylan Tokar Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

  • US firms raise corruption concerns in Ukraine grain deal. (WSJ)
  • Two whistleblowers appeal the Ericsson $279MM whistleblower award. (WSJ)
  • AG files suit to end Civil Rights laws. (Reuters)
  • Dylan Tokar celebrates 4 years a the WSJ Risk and Compliance Journal.
Categories
Sunday Book Review

Sunday Book Review: June 4, 2023 – The Books on Orwell Edition

In the Sunday Book Review, I consider books that would interest the compliance professional, the business executive, or anyone who might be curious. It could be books about business, compliance, history, leadership, current events, or anything else that might interest me. In today’s edition of the Sunday Book Review, we begin a two-part look at George Orwell and his writings. Today we review books on Orwell. Next week, it’s booked by Orwell.

·      Orwell: The New Life by DJ Taylor

·      Orwell: The Life by DJ Taylor

·      Orwell: The Authorized Biography by Michael Sheldon

·      Why Orwell Matters by Christopher Hitchens

Categories
Trekking Through Compliance

Episode 3 – Where No Man Has Gone Before

In this episode of Trekking Through Compliance, we consider Where No Man Had Gone Before, which aired on September 22, 1966, Star Date 1312.4. The first Star Trek episode was made (not counting the pilot episode, The Cage), although not the first aired. It differs from subsequent episodes in that there is no “Space, the final frontier” voice-over during the theme song at the beginning.

The Enterprise discovers a 200-year-old ship recorder from the SS Valiant near the galaxy’s edge. Shortly after, the Enterprise passes through an unknown phenomenon that causes major damage and knocks out navigators Gary Mitchell and Dr. Elizabeth Dehner (both of whom have high ESP ratings). When Gary recovers, he begins to acquire telepathic and telekinetic powers. Kirk alarmed at the prospect of having his ship taken over by an increasingly powerful and tyrannical Mitchell, is convinced by Spock to maroon Mitchell at the lithium cracking plant of Delta Vega. Dr. Piper has no explanation for what is happening. Gary kills Lee Kelso and escapes from his imprisonment. Kirk follows him and can destroy him with the help of Dr. Dehner, who is also beginning to acquire the power but kills herself in the process.

Compliance Takeaways:
  • Your root cause analysis is different from an investigation.
  • Compliance training should provide answers to employees when times of high stress arise.
  • Power corrupts, and absolute power corrupts absolutely. Internal controls are the key.

Resources
Excruciatingly Detailed Plot Summary by Eric W. Weisstein for Where No Man Has Gone Before

MissionLogPodcast.com-Where No Man Has Gone Before