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Compliance Tip of the Day

Compliance Tip of the Day: Creating, Strengthening, and Maintaining Corporate Culture – Lessons from The Mummy

Welcome to “Compliance Tip of the Day,” the podcast where we bring you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements.

Whether you’re a seasoned compliance professional or just starting your journey, our aim is to provide you with bite-sized, actionable tips to help you stay on top of your compliance game.

Join us as we explore the latest industry trends, share best practices, and demystify complex compliance issues to keep your organization on the right side of the law.

Tune in daily for your dose of compliance wisdom, and let’s make compliance a little less daunting, one tip at a time.

What lessons does Boris Karloff’s The Mummy provide in creating, strengthening, and maintaining corporate culture?

 

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2 Gurus Talk Compliance

2 Gurus Talk Compliance: Episode 40 – The Celebration of Corporate Compliance Week Edition

What happens when two top compliance commentators get together? They talk compliance, of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week’s episode!

Co-hosts Kristy Grant-Hart and Tom Fox tackle high-profile compliance issues in this episode. They start with Boeing’s cultural failures, highlighted by the Wall Street Journal. They question whether Boeing is too big to fail and emphasize the need for a comprehensive monitorship. The topic then shifts to AI, specifically the Consumer Financial Protection Bureau’s warnings about employee surveillance. The hosts discuss the potential cultural problems and lack of respect for workers stemming from AI-driven monitoring tools, advocating for a balanced workplace surveillance approach.

Next, we cover the harrowing story of a Binance compliance officer detained in Nigeria under dubious charges and celebrate the appointment of an ethics and compliance chief at OpenAI. They explore the challenges of managing AI ethics at such a high-profile company. Kristy and Tom also discuss the controversial new UK law aimed at preventing workplace sexual harassment, the work burnout epidemic among Gen Z workers, and the scandalous allegations against Abercrombie’s former CEO for sex trafficking. The episode looks light-heartedly at a Florida man’s bizarre bacon heist.

Stories Include:

  • What went wrong at Boeing. (WSJ)
  • Charges dropped against Tigran Gambaryan in Nigeria. (Wired)
  • Open AI hires first E&C chief. (Bloomberg)
  • Preventing bad behavior at work. (FT)
  • Former A&F CEO arrested for sex trafficking. (WSJ)
  • U.S. Consumer Watchdog Cautions Businesses on Surveillance of Workers (WSJ)
  • AI Assistants are Blabbing Our Work Secrets (Washington Post)
  • Four great ideas for your Compliance and Ethics week (BROADCAT)
  • Why Are So Many Gen-Zers Fit to Quit? (INC.) 
  • Florida man arrested for pulling off $100,000 frozen bacon heist (KYMA) 

Register for the First Annual Compliance Podcast Network Agora Awards for Excellence in Podcasting. Our inaugural winners are Mary Shirley and Lisa Fine for co-founding Great Women in Compliance. The event is Tuesday, November 19, from 12 to 3 PM ET and is free. Registration and Information are here.

Resources:

Kristy Grant-Hart on LinkedIn

Spark Consulting

Prove Your Worth

Tom

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Twitter

LinkedIn

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Career Can D0

Unlocking Gen Z’s Potential at Work with Linda Perry

In this episode of Career Can Do, Mary Ann Faremouth and mindset coach, Linda Perry, dive into the unique strengths and challenges of Gen Z as they enter today’s workforce. 

Linda, a former attorney turned coach, highlights how Gen Z’s emotional intelligence and adaptability set them apart. However, they face new challenges: shaped by a digital-first world and impacted by remote work, many Gen Z workers lack the in-person mentorship older generations had, often leading to a disconnect in communication and expectations.

Linda emphasizes the importance of leaders bridging this gap by understanding each team member’s motivations and strengths. She encourages leaders to mentor younger employees in finding purpose and confidence, making the workplace more inclusive of Gen Z’s fresh perspectives on balance and well-being. Her approach shows how, by better understanding both ourselves and our teams, leaders can foster a workplace that thrives across generations.

Resources:

Linda Perry on the Web | LinkedIn

Mary Ann Faremouth on the Web I X (Twitter)

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Blog

The Agora Awards for Excellence in Podcasting: How Mary Shirley and Lisa Fine Literally Changed the Compliance World

I am more than beyond thrilled to announce the First Annual Compliance Podcast Network Agora Award for Excellence in Podcasting, a celebration that honors those who have used podcasting to elevate the compliance field, enrich our understanding, and inspire change. Why the moniker of the Agora Award? The Agora was the heartbeat of ancient Greek city-states, serving as a central gathering place for a wide range of civic activities. The Agora was the cultural, political, and social hub where citizens came together to exchange ideas, debate public issues, participate in decision-making, and stay informed about civic matters. In many ways, that is what podcasting has become today, and in the case of Lisa and Mary, they created an entire community of Great Women in Compliance.

The Agora’s significance extended beyond politics and commerce; it was a vibrant cultural center where art, religion, and education flourished. It was a space where people could experience the interconnectedness of every aspect of their lives, from governance and trade to philosophy and worship. The Agora symbolized the Greek ideal of civic engagement and the pursuit of knowledge, laying the foundations for many aspects of Western culture and democratic ideals that continue to influence societies today.

In other words, I cannot think of a better name for the Annual Compliance Podcast Network Award for Excellence in Podcasting. Moreover, I cannot think of any more qualified persons to be awarded this inaugural award than two trailblazers who have changed the world through podcasting: Mary Shirley and Lisa Fine, co-founders of the Great Women in Compliance podcast (GWIC).

Mary and Lisa saw a gap in the compliance podcasting world: a need for a space that celebrated, supported, and connected (great) women in compliance. In a few short years, their podcast has grown into a powerful community that crosses continents and connects professionals across disciplines. By highlighting women’s voices in compliance, they built a platform that is more than a podcast; it is a movement that champions diversity, collaboration, and leadership. They celebrated their story and journey with Great Women in Compliance in their book Sending the Elevator Back Down: What We’ve Learned From Great Women in Compliance.

Their contributions have inspired countless compliance professionals to think bigger, engage deeper, and connect more meaningfully with their work and peers. This year’s Agora Award recognizes the powerful content they have created, the community they have nurtured, and the doors they have opened for voices across the compliance spectrum. Indeed, while Mary has moved on in her compliance career, Great Women in Compliance continues to be as vibrant today, with Hemma Lomax co-hosting with Lisa and Ellen Hunt and Sarah Hadden hosting roundtable podcasts.

Mary Shirley said of the award,

Our aim to advance and empower women in the field of Ethics and Compliance and create a scalable knowledge-sharing opportunity for all was initially just an aspiration.  Receiving this award is a heartwarming acknowledgment that our efforts, those of our esteemed guests, our production team, and supporters, have not been in vain or gone unnoticed.  I believe that when one of our boats rises, all of our boats rise, and I know that the #GWIC team continuing to bring podcasts to the community and sending the elevator back down will continue to lift us all.

Lisa Fine said of the award, 

When Mary and I started the Great Women in Compliance podcast, we wanted to amplify the voices of the extraordinary women in the Ethics & Compliance field, given that so many women had built the profession.  We saw no women-led on the network, and we jumped in. I am so thrilled about what GWIC has become.  The podcast launched a community and book, building many personal and professional relationships.  And I am most proud of how it is constantly evolving, where we now have additions to our podcast team with Hemma Lomax, Ellen Hunt, and Sarah Hadden, and our GWIC emerita, Mary, to continue to uplift women and those who support women in Ethics & Compliance.

I hope that you will plan to join me on Tuesday, November 19, from 12 to 3 ET to celebrate Mary and Lisa and what they create, Great Women in Compliance. I will interview both Mary and Lisa about not only their experiences in creating GWIC but, equally importantly, other members, hosts, and guests from the Compliance Podcast Network.

  • Reflections on the International Growth of Compliance Podcasting

Podcasting has evolved dramatically within the compliance profession, and compliance professionals worldwide have found value in this accessible format. The event will celebrate how podcasting has supported compliance globally, creating a community of listeners and contributors who share a commitment to ethics and integrity. I will honor two of the international podcasters, Ajay Shamdasani (Regulatory Ramblings,  The Reglex Perspective and Heart of the Matter) and Jonathan Armstrong (Everything Compliance, Life with GDPR, Everything Compliance, TechLaw10) on the CPN about their experiences in podcasting from the international perspective. This panel will be from 12-1 ET.

  • From the Beginning to 2024: The Evolution of Compliance Podcasting

The story of compliance podcasting is rich with innovation, perseverance, and passion. Co-hosts and presenters including Mike DeBernardis (The Corruption Files and All Things Investigations), Matt Kelly (Compliance into the Woods and Everything Compliance), Mike Volkov (Corruption Crime and Compliance, Why a Duck? and a founding member of Everything Compliance) and  Karen Woody (Succession-the Final Season, The Woody Report, Classroom Insiders and Everything Compliance) have all been part of this journey, each contributing to a medium that makes compliance accessible, engaging, and impactful. Nick Gallo (FCPA Survival Guide, GalloCast, and The Ethics Experts) will interview these podcasters from 1-2 ET.

Why should you attend, and who should attend?  This event is not simply for compliance professionals; it is for anyone who believes in the power of podcasting to educate, inspire, and connect. If you are interested in the intersection of compliance and media, eager to gain insights from leaders in the field, or passionate about corporate ethics and governance, this celebration is for you. You will walk away inspired by the voices actively shaping the future of compliance and motivated to engage with this evolving medium. Whether you are a seasoned compliance officer, a budding podcaster, or a student of corporate ethics, this is your chance to be part of a historic moment in compliance podcasting.

In honoring the power of compliance podcasting, we acknowledge its unique role in building a dynamic, inclusive, and informed community. The First Annual Compliance Podcast Network Agora Award celebrates excellence, commitment, and vision. Through their dedication and innovation, Mary Shirley and Lisa Fine set a standard that inspires us all. They remind us that podcasting isn’t just about broadcasting; it’s about listening, connecting, and creating a shared space for growth and change.

I hope you can join us. Register now and join us in recognizing the voices that are leading compliance today and paving the way for the future. Let us celebrate the conversations, insights, and leadership-defining compliance podcasting.

Registration and information are here. There is no charge for this event.

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Into the Darkness

Into the Darkness: Unmasking ‘Mare of The Night’: A Sherlock Holmes Reimagined with Filmmaker CJ Goodwyn

Into the Darkness: CJ Goodwyn’s Vision of Sherlock Holmes: Mare of the Night is a deep dive into the creative journey behind an ambitious reimagining of the Sherlock Holmes legacy. This 10-part podcast series will unravel the entire movie production process, offering listeners an insider’s look into the making of Sherlock Holmes Mare of the Night, a film that blends the mystique of classic Sherlock Holmes with a dark, supernatural twist.

Director CJ Goodwyn joins me in episode 2 to discuss the distinctive and melancholy reimagining of Sherlock Holmes, which shows him as a man coping with years of criminal horrors and psychological trauma.

Goodwyn offers a deep dive into his creative process and the symbolism behind the film’s title, inspired by the famous painting ‘The Nightmare.’ He also sheds light on his nuanced portrayal of Inspector Lestrade, transforming him from a bumbling sidekick to a richly developed character with a compelling backstory. The conversation further explores the technical and creative challenges in integrating psychological horror elements into the Sherlock Holmes universe while working with a limited budget, emphasizing the importance of impactful visuals, natural lighting, and authentic set design. Additionally, Goodwyn speaks about the thrilling final stages of production, highlighting the collaboration with composer Antonio on a hauntingly beautiful score and the contributions of core actors like Les Bess. As they gear up for the film’s premiere in San Antonio and subsequent nationwide rollout, Goodwyn shares insights into the excitement and challenges of bringing this controversial and gripping story to life.

Highlights Include:

  • Sherlock Holmes: A Real Person?
  • Lestrade’s Character Development
  • Challenges in Filmmaking
  • Crafting the Story: From Concept to Screenplay
  • Cinematography and Visual Atmosphere
  • Sound and Music: Setting the Tone
  • Collaborating with Actors

Resources:

Sherlock Holmes-Mare of the Night

On Facebook

TriGoodwyn Productions

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12 O’Clock High-a podcast on business leadership

12 O’Clock High, a podcast on business leadership: Evolving Supply Chain Risks and Strategic Adjustments Post – COVID with James Gellert

In this engaging episode, Tom Fox welcomes back James Gellert, Executive Chairman of RapidRatings and Chair of Advisory Board at LogicSource.

They are to discuss the evolution of supply chain risk management post-COVID. They delve into how the pandemic accelerated existing initiatives, highlighting the increased focus on using data and new technologies to enhance supply chain resiliency. Gellert emphasizes the shift from ‘just in time’ to ‘just in case’ strategies, the heightened importance of managing indirect suppliers, and the impact of current inflationary pressures on middle-market and private companies. They also explore the critical role of communication between supply chain executives, board members, and shareholders in navigating these complexities. The discussion underscores the need for more proactive engagement from all stakeholders to manage supply chain risk effectively.

Key Highlights:

  • Current Role and Responsibilities
  • Impact of COVID on Supply Chain Risk Management and Post-COVID Supply Chain Strategies
  • Inflation and Its Effects on Supply Chains
  • Labor Costs and Supply Chain Disruptions
  • Consumer Spending and Supply Chain Pressure
  • Procurement as a Service and LogicSource
  • Engagement of Boards and Shareholders in Supply Chain Risk

Resources:

James Gellert on LinkedIn

RapidRatings

LogicSource

Tom Fox

Instagram

Facebook

YouTube

Twitter

LinkedIn

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Fox on Podcasting

Fox on Podcasting: Mastering Business Podcasting at The Podcasting for Business Conference

Join Tom Fox as he explores the world of podcasting and get ready to be inspired to start your own podcast.

In this episode, Tom sits down with Megan Dougherty for an in-depth discussion on leveraging podcasting as a strategic business tool through her ‘Podcasting for Business 2024’ conference

The Podcasting for Business Conference, which Megan founded, focuses on enhancing sales, brand awareness, and relationship building through podcasts. Learn about optimizing podcasts to align with business goals and hear about new voices and innovative strategies discussed at this year’s conference. Key topics include the critical role of show notes for SEO and relationship building, integrating social media marketing, and boosting discoverability via video. Megan also shares exciting developments in AI, such as creating chatbots with podcast content and the importance of efficient production processes in the era of video podcasts. Don’t miss this episode for valuable insights and a preview of what’s to come at the Podcasting for Business Conference 2024.

Key Highlights:

  • Podcasting for Business 2024 Conference
  • The Unique Needs of Business Podcasters
  • Measuring ROI in Business Podcasting
  • Integrating Social Media Marketing with Podcasting
  • Exploring AI and Chatbots in Podcasting
  • Conference Details

 

Resources:

Megan Dougherty on LinkedIn

One Stone Creative

Podcasting for Business Conference

 

Tom

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Daily Compliance News

Daily Compliance News: November 1, 2024 – The Day of The Dead Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • It turns out audit reports do matter. (WSJ)
  • A Texas judge fights forum shopping. (NYT)
  • JP Morgan set to settle several SEC enforcement actions. (Reuters)
  • UBS stuck in yet another Mozambique tuna bond investigation. (Bloomberg)