Categories
AI Today in 5

AI Today in 5: October 15, 2025, The White House Target Edition

Welcome to AI Today in 5, the newest edition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI, so start your day, sit back, enjoy a cup of morning coffee, and listen in to the AI Today In 5, all from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest related to AI.

Top AI stories include:

  1. AI assistant for loan compliance. (Housing Wire)
  2. AI for customer outreach compliance. (Business Wire)
  3. Streamlining compliance for marketing with AI. (CMS Wire)
  4. Anthropic is a WH target. (Bloomberg)
  5. OpenAI has a 5-year plan to spend $1tn. (FT)

For more information on the use of AI in Compliance programs, my new book, Upping Your Game, is available. You can purchase a copy of the book on Amazon.com.

Categories
Compliance Tip of the Day

Compliance Tip of the Day – Monitoring and Improvement of Internal Controls

Welcome to “Compliance Tip of the Day,” the podcast where we bring you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned compliance professional or just starting your journey, we aim to provide you with bite-sized, actionable tips to help you stay on top of your compliance game. Join us as we explore the latest industry trends, share best practices, and demystify complex compliance issues to keep your organization on the right side of the law. Tune in daily for your dose of compliance wisdom, and let’s make compliance a little less daunting, one tip at a time.

This week, we consider issues around internal controls in a best practices compliance program. Today, we consider how to monitor and improve your internal controls.

For more on this topic, check out The Compliance Handbook: A Guide to Operationalizing Your Compliance Program, 6th edition, which LexisNexis recently released. It is available here.

Categories
Compliance Into the Weeds

Compliance into the Weeds: Navigating Effective Human Oversight for ADS/ADMT in AI Compliance

The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully, and looking for some hard-hitting insights on compliance. Look no further than Compliance into the Weeds! In this episode of Compliance into the Weeds, Tom Fox and Matt Kelly discuss Matt’s recent experience at a compliance conference in Lithuania and engage in a thorough discussion about effective human oversight in AI systems.

They examine the recent guidance from the European Data Protection Supervisor (EDPS) on maintaining human oversight of automated decision-making processes, relating it to similar regulatory requirements in California. The conversation explores the implications for corporate compliance, IT, and audit professionals, highlighting the challenge of balancing AI efficiency with the need for effective human intervention to mitigate risks and ensure regulatory compliance.

Key highlights:

  • Matt’s Experience in Lithuania
  • AI Regulation in the EU and CCPA Amendments re: ADS and ADMT
  • Effective Human Oversight in AI Systems
  • Challenges in AI Control Design
  • The Role of Compliance and Audit in AI Oversight

Resources:

Matt on Radical Compliance

Tom with a 5-Part podcast series on the CCPA Amendments on ADS/ADMT with Alyssa DeSimone on Life with GDPR

Tom

Instagram

Facebook

YouTube

Twitter

LinkedIn

A multi-award-winning podcast, Compliance into the Weeds was most recently honored as one of the Top 25 Regulatory Compliance Podcasts, a Top 10 Business Law Podcast, and a Top 12 Risk Management Podcast. Compliance into the Weeds has been conferred a Davey, Communicator, and W3 Awards for podcast excellence.

Categories
Daily Compliance News

Daily Compliance News: October 15, 2025, The Cyber-Scam Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • The US forced the Dutch to fire the Chinese CEO of a chip company. (WSJ)
  • Perfecting the Art of Corruption. (The Progressive)
  • The US and UK put sanctions on the Cambodian cyber-scam. (FT)
  • Trump lobbies the Knesset to pardon Netanyahu. (Bloomberg)
Categories
Blog

From a Wake to Global Greatness: Compliance Lessons from the Creation of Les Misérables

The New York Times recently ran an article on the creation of the play Les Misérables. When the show premiered at London’s Barbican Theatre in 1985, the creative team celebrated with champagne and optimism. But by the next morning, that optimism had curdled. Critics savaged the show, The Evening Standard called it a “glum opera,” and The Daily Mail mocked it as “ripples of cheap sentiment.” Yet forty years later, the musical has become a global juggernaut: 15,500 London performances, translations into 22 languages, and productions across 53 countries.

How did a project that began as a critical failure turn into one of the most beloved works of modern theatre? The answer lies in the same principles that define a strong corporate compliance program: resilience, continuous improvement, and purpose-driven leadership. Today, I want to use this most beloved story behind Les Misérables (Les Miz) to explore lessons for compliance professionals seeking to build programs that endure, inspire, and transform.

Act I: Facing the Critics – Resilience in the Face of Failure

Producer Cameron Mackintosh had just 48 hours after opening night to decide whether to fund a West End transfer. With negative reviews piling up, the rational business decision might have been to pull the plug. But Mackintosh did not because he listened to a different source of data: the public. Within days, the Barbican box office was inundated with calls. Demand skyrocketed. Word of mouth triumphed over the headlines. Mackintosh saw that passion and persistence, not panic, should guide his decision-making. (IE., Cool, Calm, and Collected)

For compliance officers, this moment is instructive. Programs often face early resistance: executives skeptical of costs, employees fatigued by training, or media narratives about “bureaucracy over business.” Like Mackintosh, compliance leaders must look beyond the immediate criticism and focus on long-term trust indicators: employee engagement, internal reporting rates, and cultural alignment. As John Caird, one of the show’s co-directors, later recalled, “It was two or three days of worry. Then it became apparent this thing was unstoppable.” That’s what resilient leadership looks like. It is the courage to hold the line until values prove their worth.

Act II: Reinvention and Collaboration – Building Through Continuous Improvement

The original French production of Les Misérables was a creation of Claude-Michel Schönberg and Alain Boublil. It was little more than “a series of tableaux.” To bring it to London, Mackintosh assembled a powerhouse team: Caird, Trevor Nunn, and poet James Fenton. Together, they reshaped the story, studied Victor Hugo’s 1,400-page novel, and discovered a central truth: the conflict between forgiveness and justice.

When the scene of Jean Valjean stealing silver from a bishop was reimagined to include the bishop’s forgiveness, the show found its soul. As Caird put it, “Sewing God into the show was what animated the characters.”  In compliance terms, that’s equivalent to finding your “why.” Many programs begin as checklists: rules, policies, and audits. But the real power comes when compliance discovers its animating purpose: integrity, fairness, and the belief in redemption.

And the Les Misérables team did not stop improving. Even weeks before opening, they were rewriting scenes and composing new music. The haunting ballad “Bring Him Home,” for instance, was added at the eleventh hour to showcase Colm Wilkinson’s voice. A lyric change from “the song of common men” to “the song of angry men” captured the fire of revolution and made the anthem unforgettable. That kind of iterative creativity mirrors modern compliance practice. Programs thrive when they are dynamic. When risk assessments lead to policy refinements, when whistleblower feedback reshapes processes, and when technology brings fresh insight into employee behavior. Continuous monitoring and improvement are not simply boxes to check; instead, they are the lifeblood of sustained success.

Act III: Mission, Meaning, and the Power of Emotion

What ultimately made Les Misérables unstoppable was not just the music or the staging. It was emotion and story. The raw humanity of people struggling against injustice. Audiences from Shanghai to São Paulo connected to Jean Valjean’s redemption, Fantine’s suffering, and the students’ defiance on the barricades. The musical’s emotional resonance even crossed from stage to real life. During the Tiananmen Square protests in 1989, members of the Los Angeles cast watched the news backstage, then went out to sing “Do You Hear the People Sing?” with renewed intensity. “We were singing to empower them,” one actor said.

That is what great art and great compliance can do: inspire people to act on their values. A compliance culture isn’t sustained by fear of enforcement but by belief in purpose. When employees see compliance not as control but as conscience, they become part of something larger. Les Misérables endures because its story is universal. As Caird reflected, “Deep down, so many members of the audience feel the same sense of fate or destiny about their own life journeys.” Compliance, too, speaks to that inner struggle, doing the right thing when no one’s watching, holding fast to integrity under pressure, and believing that redemption is possible even after mistakes.

Act IV: Governance, Adaptation, and Global Legacy

Even as Les Misérables became a global brand, its creative and business stewards never lost sight of governance. The show’s licensing model ensures consistent quality worldwide. Each local production is supported by an extensive oversight network, a framework that any compliance professional would recognize as a control environment.

The show’s adaptability has also been key to its longevity. From Paris to London, from Broadway to Shanghai, the creative team allowed for local variation without losing the show’s ethical and emotional core. For compliance, the essence of risk-based design is adapting policies and procedures to the local context while maintaining global standards.

The duality of consistency and flexibility is the hallmark of resilient compliance systems. Whether you’re dealing with data privacy laws in the EU or anti-bribery rules in emerging markets, the goal is the same: uphold integrity, but adapt intelligently.

Curtain Call: The Compliance Lessons from Les Misérables

Forty years on, Les Misérables remains not just a musical but a movement. Its improbable rise from derision to dominance reflects the same principles that make compliance programs succeed in the long run. Here are three key lessons for today’s compliance professionals:

1. Resilience Over Reputation. Critics will come, whether they are journalists, executives, or employees, and they will be skeptical of compliance initiatives. What matters is endurance. Listen to feedback, adapt when necessary, but stay rooted in purpose. Like Mackintosh, bet on the long-term power of doing what’s right, not what’s popular.

2. Continuous Reinvention Is Compliance Excellence. Les Misérableswas refined until every lyric and note supported the story. Similarly, compliance programs must be living systems. They must constantly be assessed, tested, and evolved. Success comes not from a perfect launch but from perpetual improvement.

3. Emotion and Ethics Drive Engagement. What made Les Misérablesunforgettable was not its spectacle but rather its soul. The same applies to compliance. Rules deter misconduct; stories inspire integrity. Embed humanity into your messaging. Celebrate courage. Encourage second chances. Compliance is not about fear. It is about belief.

Final Encore

From the opening-night “wake” to four decades of standing ovations, Les Misérables proves that greatness often begins in adversity. For compliance professionals, the lesson is clear: Build programs with purpose, persistence, and passion. Like Valjean himself, a great compliance culture does not just survive, it redeems, inspires, and endures.

Categories
The Hill Country Podcast

The Hill Country Podcast – Advocating for Dementia Research and Care: A Conversation with Melissa Sanchez

Welcome to the award-winning The Hill Country Podcast. The Texas Hill Country is one of the most beautiful places on earth. In this podcast, Hill Country resident Tom Fox visits with the people and organizations that make this the most unique area of Texas. This week, Tom welcomes Melissa Sanchez, the Senior Director of Public Policy at the Alzheimer’s Association, to discuss her role and key initiatives, including Proposition 14.

Melissa shares insights into her professional journey, emphasizing the importance of public policy in shaping lived experiences. The discussion delves into Proposition 14, a significant initiative aiming to transfer $3 billion over ten years to support the Dementia Prevention and Research Institute of Texas, mirroring the success of the Cancer Prevention and Research Institute of Texas. Melissa highlights the Alzheimer’s Association’s multifaceted approach, including care and support, research advancement, and advocacy, while addressing the broader economic and social impacts of dementia. The episode concludes with a call to action for listeners to support Proposition 14 and get involved with the Alzheimer’s Association.

Key highlights:

  • Melissa Sanchez’s Professional Journey
  • Current Role and Proposition 14 Overview
  • Alzheimer’s Association Mission and Impact
  • Challenges in Alzheimer’s Advocacy
  • Public Health Importance of Dementia
  • How to Support Proposition 14

Resources:

  • Alzheimer’s Association website
  • “Vote YES on Proposition 14” campaign
  • Instagram: @alztex
  • X (formerly Twitter): @alztex
  • Facebook: Alzheimer’s Association Texas Chapter

Other Hill Country Focused Podcasts

Hill Country Authors Podcast

Hill Country Artists Podcast

Texas Hill Country Podcast Network

Cover Art

Nancy Huffman