The IMPACT 2020 Annual Benchmarking Conference was originally scheduled to take place in Boston, Massachusetts from April 21-23, 2020. In light of the unfolding situation involving the coronavirus (COVID-19), and in an effort to protect the health and safety of all the attendees, IMPACT 2020 will now be a virtual, online-only event. The conference will take place during the same timeframe as previously April 21-23, 2020.
ECI has worked diligently to make sure that you can extract all or more of the same value you would receive from attending this event in Boston in a high-quality, online format.
There is still time to register for this great event now!
We hope that you are looking forward to our IMPACT conference and we are excited to be able to present this information to you in an exciting, new way.
As a teaser for the event, please check out this podcast I did with David Rocks, CEO and Co-Founder of the Neuroleadership Institute about his keynote talk.
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Where does creativity fit into compliance? In more places than you think. Problem-solving, accountability, communication, and connection – they all take creativity. Join Tom Fox and Ronnie Feldman on Creativity and Compliance, part of the Compliance Podcast Network to explore these issues. In today’s episode we are joined by Joel Katz the CCO at Booz Allen Hamilton. Katz was previously CCO at CA Technologies where he gained notoriety for the use of fictional characters in creative programming to promote employee engagement around compliance.
Some of the highlights include:
- The professional journey of Joel Katz.
- What was the Griffin Peabody character you created at CA Technologies?
- How fiction-based characters in compliance training drove the highest employee satisfaction reported in the CA Technologies employee survey.
- Although the characters were fictional, the stories were based on employees’ personal experiences. This helped drive engagement.
- All this became a part of a branded communication campaign for CA Technologies.
- What were some of the key lessons learned by Katz and his compliance team?
Ronnie Feldman
Ronnie Feldman (LinkedIn)
Learnings & Entertainments (LinkedIn)
Ronnie Feldman (Twitter)
Learnings & Entertainments (Website)
60-Second Communication & Awareness Shorts – A variety of short, customizable, quick-hitter “commercials” including songs & jingles, video shorts, newsletter graphics & Gifs, and more. Promote integrity, compliance, the Code, the helpline and the E&C team as helpful advisors and coaches.
Workplace Tonight Show! Micro-learning – a library of 1-10-minute trainings and communications wrapped in the style of a late-night variety show, that explains corporate risk topics and why employees should care.
Custom Live & Digital Programing – We’ll develop programming that fits your culture and balances the seriousness of the subject matter with a more engaging delivery.
As Emperor Trump says that only he can decide when the country will re-open for business and Congress can adjourn and the lads note the passing of Brian Dennehy, self-distancing Tom and Jay are back to consider some of the top compliance articles and stories which caught their eye this week.
- Former Goldman exec charged with FCPA violations. Harry Cassin breaks the story in the FCPA Blog. Matt Kelly says Goldman Sachs got a great outcome, in Radical Compliance.
- How beliefs impact mindset. Jaclyn Jaeger reviews both angles in Compliance Week.
- What will happen to ‘Made in China”? Dick Cassin explores in the FCPA Blog.
- What steps can be taken to fight corruption in the response to Coronavirus. Sarah Steingrüber in theGlobal Anti-Corruption Blog.
- What FCPA landmines are lurking beneath COVID-19? Scott Roybal in National Law Review.
- Does the Coronavirus health crisis hobble monitors? Mengqi Sun in the WSJ Risk and Compliance Journal.
- BAT under investigation for export control violation. Mengqi Sun in the WSJ Risk and Compliance Journal.
- What might a national US privacy law look like? Logan Finucan in CCI.
- What do scam PACs and Coronavirus have in common? Sara Kropf explores on Grand Jury Target.
- On Compliance and Coronavirus this week: Abikoff and Huneke on why neither enforcement nor compliance ever sleep; Ryan Wilkins on corp governance issues during COVID-19; Tricia Cornell on why new and different time horizons during the coronavirus crisis.
- The Everything Compliance gang is back with a look at compliance and coronavirus. Check it out on iTunes
- On the Compliance Podcast Network, Tom concludes a month of looking at the role of innovation in compliance And opens a month of exploring continuous improvement, all on 31 Days to a More Effective Compliance Program. This week saw the following offerings: Monday-the Culture Audit; Tuesday-the Fraud Audit; Wednesday-the Integrity Audit; Thursday-the Mock Audit; Friday-Monitoring for continuous improvement. Note 31 Days to a More Effective Compliance Program now has its own iTunes channel. If you want to binge out and listen to only these episodes, click here. This month’s sponsor is Affiliated Monitors, Inc.
Tom Fox is the Compliance Evangelist and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com.
In this five-part podcast series, I take a deep dive into healthcare monitoring and how the pro-active use of a healthcare monitor can positively impact all stakeholders in the healthcare industry: the regulators, the healthcare industry and the consumers of healthcare services, the public. I am joined in this exploration with two individuals from Affiliated Monitors, Inc. (AMI), the sponsor of this series, Catherine A. Keyes, Vice President of Operations, and Jesse Caplan, Managing Director of Corporate Oversight. In this age of the Coronavirus health crisis and the Trump Administration’s bailout package, these issues are even more important. In this final episode, I visit Jesse Caplan on using independent integrity assessment and monitoring to limit adverse consequences.
In this five-part podcast series, I take a deep dive into healthcare monitoring and how the pro-active use of a healthcare monitor can positively impact all stakeholders in the healthcare industry: the regulators, the healthcare industry and the consumers of healthcare services, the public. I am joined in this exploration with two individuals from Affiliated Monitors, Inc. (AMI), the sponsor of this series, Catherine A. Keyes, Vice President of Operations, and Jesse Caplan, Managing Director of Corporate Oversight. In this age of the Coronavirus health crisis and the Trump Administration’s bailout package, these issues are even more important. In this episode, I visit with Catherine Keyes to discuss how an independent integrity monitor can be used in non-disciplinary administrative proceedings.
In this five-part podcast series, I take a deep dive into healthcare monitoring and how the pro-active use of a healthcare monitor can positively impact all stakeholders in the healthcare industry: the regulators, the healthcare industry and the consumers of healthcare services, the public. I am joined in this exploration with two individuals from Affiliated Monitors, Inc. (AMI), the sponsor of this series, Catherine A. Keyes, Vice President of Operations, and Jesse Caplan, Managing Director of Corporate Oversight. In this age of the Coronavirus health crisis and the Trump Administration’s bailout package, these issues are even more important. In this third episode, I visit with Catherine Keyes to discuss how an independent integrity monitor can be used in healthcare licensing proceedings.
In this five-part podcast series, I take a deep dive into healthcare monitoring and how the pro-active use of a healthcare monitor can positively impact all stakeholders in the healthcare industry: the regulators, the healthcare industry and the consumers of healthcare services, the public. I am joined in this exploration with two individuals from Affiliated Monitors, Inc. (AMI), the sponsor of this series, Catherine A. Keyes, Vice President of Operations, and Jesse Caplan, Managing Director of Corporate Oversight. In this age of the Coronavirus health crisis and the Trump Administration’s bailout package, these issues are even more important. In this Episode 2, I visit with Jesse Caplan on the significance of proactive assessments in healthcare ethics and compliance program.
In this five-part podcast series, I take a deep dive into healthcare monitoring and how the pro-active use of a healthcare monitor can positively impact all stakeholders in the healthcare industry: the regulators, the healthcare industry and the consumers of healthcare services, the public. I am joined in this exploration with two individuals from Affiliated Monitors, Inc. (AMI), the sponsor of this series, Catherine A. Keyes, Vice President of Operations, and Jesse Caplan, Managing Director of Corporate Oversight. In this age of the Coronavirus health crisis and the Trump Administration’s bailout package, these issues are even more important. In this first episode, I visit with Jesse Caplan to introduce the use of an independent integrity monitor in the healthcare sector and explain how such a monitor can increase value.
A program manager in a power plant process group told me about the “mock audit” that his company performs in its power plants across the country. He explained that his industry is heavily regulated at both the state and federal level. Power plants are subject to numerous levels of oversight including various ISO standards to which they must comply. ISO is the International Organization for Standardization, and it develops and publishes International Standards for various industries and organizations.
The DOJ has continually made clear that compliance audits, with actionable remediation plans, are a key component of any effective compliance program. The concept of the mock audit is one that can facilitate continuous improvement. It is a process designed to help your employees do business in a more compliant manner and it is a tool that should not be overlooked.
Three key takeaways:
- Always remember compliance folks and the business folks wear the same color shirt.
- Review your findings with the group being assessed.
- Use the mock audit to both learn and educate.
