Welcome to the newest addition to the Compliance Podcast Network, Compliance and Coronavirus. As the Voice of Compliance, I wanted to start a podcast which will help to bring both clarity and sanity to the compliance practitioner and compliance profession during this worldwide health and healthcare crisis. In this episode, I am joined by James Gellert, CEO of Rapid Ratings. We discuss the services provided by Rapid Ratings to help companies understand the financial health of their third parties and why in this time of Covid-19, such information is even more critical.
For more information on Rapid Ratings, check out their website by clicking here. Also, check out the Rapid Ratings Covid-19 Resource Center, available here.

Mari Ryan is the CEO of Advancing Wellness and author of The Thriving Hive: How People-Centric Workplaces Ignite Engagement and Fuel Results. She joins Tom Fox on this week’s show to discuss the role of employee wellbeing in a thriving business culture.
Assessing Wellness
Many of the concepts and strategies concerning ethical values and corporate culture that Mari espouses, says Tom, are the same that a compliance officer would use. He asks Mari how her company helps clients assess their employees’ wellbeing. She describes her two-part process: the first part is the qualitative and quantitative assessment, and the second part is creating a strategic plan to operationalize a culture of wellbeing in the workplace.
Wellbeing Is Crucial to Business Success
“Wellbeing can serve as a foundational element to the culture of the workplace and to creating business success… You need to have engaged employees to create a sustainable business,” says Mari. Wellbeing is physical, emotional, and financial; it involves feeling connected to your purpose and to other people. Mari adds, “If I’m feeling more thriving in my wellbeing, then I am more likely to be engaged, to be productive, to be connected to the purpose of the organization and making contributions that are going to make for happy customers, happy colleagues and help everybody achieve their business goals.”
Employee Wellbeing Is An Indicator of Organizational Culture
Mari posits in her book that employee wellbeing is an indicator of an organization’s culture. She tells Tom that culture is the behaviors, norms, assumptions, and rituals within the organization. Purpose and values work together to form culture. If employees feel cared for and that their wellbeing is considered, the culture will be healthy.
Wellbeing During and Post COVID-19
Tom asks how Mari is counseling clients during the crisis. She responds that during a crisis we have to think about things from a different perspective. Stress is the major issue that everyone, no matter their circumstances, is dealing with during the pandemic. We will also have to deal with stress post COVID-19, she points out. She outlines the various types of support people will need after the pandemic.
Resources
Mari Ryan on LinkedIn
AdvWellness.com
Sylvia Surman returns in the Compliance Kitchen. In this episode, she discusses the update on some of OFAC’s recent SDN and sanctions activities. We will look at North Korea, Russia, Iran and Venezuela.
What’s next for ethics and compliance? As an essential function of business, it’s not going anywhere, coronavirus or not. But like anything else, it’ll have to change. What do those changes look like? Join Tom and Philip as they predict what “the new normal” looks like for E&C, and how CECOs, GCs, investigators, and other compliance pros can prepare for it.
Episode 011–Rebecca Resendes

On this episode of The Ethics Experts, we speak with Rebecca Resendes about whistleblowers, morality, and the customer experience.
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In the Episode, I am joined by Mike DeBernardis, Counsel and Hughes Hubbard. We review the Foreign Corrupt Practices Act enforcement from Q1 and take a look into that veiled land of the future. Some of the highlights include:
- Key highlights from the Cardinal Health SEC enforcement action.
- The Airbus international anti-corruption enforcement action is the largest ever. How can a CCO begin to get their arms around it or discern what it might mean for their company?
- What are Mike’s 3 key takeaways from Airbus?
- What is the significance of the individual prosecutions in Q1?
- What are the top questions Mike and the Hughes Hubbard team is receiving from its clients now?
- While investigations may slow down in Q2, Mike expects an uptick in Q3 & Q4.
- What are the 5 elements of an ethical culture?
- There will not be any Free FCPA Pass from the DOJ going forward on enforcement.
In today’s edition of Sunday Book Review:
- Take Me Apart by Sara Sligar
- Bobby March Will Live Forever by Alan Parks
- The Benefit of Hindsight by Susan Hill
- A Long Way Off by Pascal Garnier