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10 For 10

10 For 10: Top Compliance Stories For the Week Ending November 9, 2024

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance professional and the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear the stories every compliance professional should know from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  • Canada shuts down TikTok. (NYT)
  • US backs Argentina in fight of YPF. (FT)
  • FinTechs need to be more proactive around regulatory compliance. (American Banker)
  • French soccer corruption investigations expand. (Bloomberg)
  • The cost of flouting corruption. (Forbes)
  • Fat Leonard was sentenced. (USNI)
  • How corruption facilitates organized crime. (UN)
  • SEC needs to prepare for more regulatory challenges.  (WSJ)
  • It turns out audit reports do matter.    (WSJ)
  • Warren rebukes DOJ over TD Bank settlement.    (WSJ)

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You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day, here.

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Daily Compliance News

Daily Compliance News: November 1, 2024 – The Day of The Dead Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • It turns out audit reports do matter. (WSJ)
  • A Texas judge fights forum shopping. (NYT)
  • JP Morgan set to settle several SEC enforcement actions. (Reuters)
  • UBS stuck in yet another Mozambique tuna bond investigation. (Bloomberg)