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Everything Compliance

Episode 102 – the Technical Edition

Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In 2021, Everything Compliance was honored by W3 as a top talk show in podcasting. In this episode, we have the quartet of Jonathan Marks, Jay Rosen, Tom Fox, and Matt Kelly. In this episode, we discuss some technical issues which have all been thinking about. We conclude with our fan-favorite Shout Outs and Rants.

1. Matt Kelly takes a deep dive into the CCO certification issue focusing on the term ‘reasonable.’ He rants about the LIV exhibit golf tour and the insane amount of money being spent by Saudi Arabia to rehabilitate its reputation through sports.

2. Jonathan Marks explores auditing business segments and what it means for auditors and investors. He shouts out SEC Chairman Gary Gensler on the 20th anniversary of the enactment of SOX.

3. Tom Fox looks at the bribery schemes used in the Biotronik FCA action and mines them for lessons learned for the anti-corruption compliance professional. He shouts out to Vin Scully, the former play-by-play announcer for the Los Angeles Dodgers.

4. Jay Rosen explores FCA USA LLC’s fraudulent emissions criminal action. He shouts out to Celtic great Bill Russell, who died this week.

The members of the Everything Compliance are:

•       Jay Rosen– Jay is Vice President, Business Development Corporate Monitoring at Affiliated Monitors. Rosen can be reached at JRosen@affiliatedmonitors.com

•       Karen Woody – One of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu

•       Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com

•       Jonathan Armstrong –our UK colleague is an experienced data privacy/protection lawyer with Cordery in London. Armstrong can be reached at jonathan.armstrong@corderycompliance.com

•       Jonathan Marks is Partner, Firm Practice Leader – Global Forensic, Compliance & Integrity Services at Baker Tilly. Marks can be reached at jonathan.marks@bakertilly.com

The host and producer, ranter (and sometime panelist) of Everything Compliance is Tom Fox, the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network.

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Everything Compliance - Shout Outs and Rants

Everything Compliance-Shout Outs and Rants from Episode 102

Welcome to our fan-favorite Shout Outs and Rants.

  1. Matt Kelly rants about the LIV exhibit golf tour and the insane amount of money being spent by Saudi Arabia to rehabilitate its reputation through sports.
  2. Jonathan Marks shouts out SEC Chairman Gary Gensler on the 20th anniversary of the enactment of SOX.
  3. Tom Fox shouts out to Vin Scully, the former play-by-play announcer for the Los Angeles Dodgers.
  4. Jay Rosen shouts out to Celtic great Bill Russell, who died this week.

The members of Everything Compliance are:

  • Jay Rosen– Jay is Vice President, Business Development Corporate Monitoring at Affiliated Monitors. Rosen can be reached at JRosen@affiliatedmonitors.com
  • Karen Woody – One of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu
  • Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com.
  • Jonathan Armstrong is our UK colleague, an experienced data privacy/data protection lawyer with Cordery in London. Armstrong can be reached at armstrong@corderycompliance.com.
  • Jonathan Marks is Partner, Firm Practice Leader – Global Forensic, Compliance & Integrity Services at Baker Tilly. Marks can be reached at marks@bakertilly.com.

The host and producer, ranter (and sometime panelist) of Everything Compliance is Tom Fox, the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network.

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Blog

Congrats to the Lionesses and Farewell to the Greatest Celtic

I would have expected Queen’s We are the Champions to be sung across Wembley Stadium Sunday evening in London but instead it was the equally familiar strains of Sweet Caroline as the English Women’s soccer team ‘brought it home’ by winning the 2022 UFEA Cup beating Germany 2-1. It was the first English victory in a major international soccer competition in 56 years. So, tip of the hat to the Lionesses for bringing the Cup home to the land which invented football.

As promised in yesterday’s blog, today we honor the passing of someone as famous as Nichelle Nichols and her character, Lt. Uhura. It, of course, is Bill Russell, perhaps the greatest champion in the history of any American professional sport. According to his New York Times obituary, “Russell was the ultimate winner. He led the University of San Francisco to N.C.A.A. tournament championships in 1955 and 1956. He won a gold medal with the United States Olympic basketball team in 1956. He led the Celtics to eight consecutive N.B.A. titles from 1959 to 1966, far eclipsing the Yankees’ five straight World Series victories (1949 to 1953) and the Montreal Canadiens’ five consecutive Stanley Cup championships (1956 to 1960).” In addition to his run of eight consecutive National Basketball Association (NBA) championships, he won one championship in 1957 and then ended with two more in 1968-69, for a total of 11 professional championships in 13 years. He was also a five-time MVP and 12-time NBA All-Star. In 1980, he was voted as the best NBA player of all time. In other words, he was the best of the best.

But it was for his work on and off the court in support of racial justice and equality which will always be his most lasting legacy. I will not detail the bigotry and hate Russell was subjected to while in Boston as a player. Suffice to say, it was a disgusting as anything you can image. Or as Russell said, “a flea market of racism.” Yet Russell was somehow able to stand above it and not simply persevere but be a national leader. “He took part in the 1963 March on Washington for Jobs and Freedom and was seated in the front row of the crowd to hear the Rev. Dr. Martin Luther King Jr. deliver his “I Have a Dream” speech. He went to Mississippi after the civil rights activist Medgar Evers was murdered and worked with Evers’s brother, Charles, to open an integrated basketball camp in Jackson. He was among a group of prominent Black athletes who supported Muhammad Ali when Ali refused induction into the armed forces during the Vietnam War.”

Russell was also instrumental in opening up head coaching positions for black athletes and others. In addition to his greatness as a player, he was inducted a second time into the Basketball Hall of Fame, as a coach. Marc J. Spears, writing in Andscape, said his “second induction into the Basketball Hall of Fame as a coach who made history as the NBA’s first African American head coach. He led the Celtics to two titles as a player-coach and also coached the Seattle SuperSonics and Sacramento Kings. He “was not the first Black head coach in professional sports, but he had the greatest impact as the first to be chosen, in 1966, to lead a team in one of America’s major sports leagues. Fritz Pollard, a star running back, had coached in the National Football League, but that was in the 1920s, when it was a fledgling operation. John McLendon coached the Cleveland Pipers of the American Basketball League in 1961-62, but the A.B.L. was a secondary attraction.” As noted, he led the Celtics to two additional NBA titles in 1968 and 1969 as the team’s player coach.

John Doleva, president and Chief Executive Officer (CEO) of the Basketball Hall of Fame, said of Russell’s induction as a coach he “made it known that it was important to him that the museum continue to induct Black pioneers and overlooked legends. “He saw over time that we were making the right moves in terms of African American players before him,” Doleva told Andscape in a phone interview. “There was evident widespread support of him being enshrined as a coach. Being the first African American coach was something to celebrate. He was a man of few words later in his life, but he quietly appreciated what we were doing. But he also gave me the look that there was more to do, which I took with enthusiasm.””

I cannot think of a greater tribute to Russell than the one which came from then President Barack Obama who awarded Russell “the Presidential Medal of Freedom, the nation’s highest civilian award, at the White House in 2011, honoring him as “someone who stood up for the rights and dignity of all men.””

Right about now Red Auerbach is probably twirling a stogie in anticipation of lighting it up after another classic matchup between Russell and Wilt Chamberlain in the great beyond. Farewell Bill Russell for a life well lived.

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Daily Compliance News

August 1, 2022 the Farewell to Lt. Uhuru edition

In today’s edition of Daily Compliance News:
• UAW is trying to shed the legacy of corruption. (NYT)
• Former Blue Bell CEO goes to trial. (Reuters)
• Bill Russell passes. (AndScape)
• Nichelle Nichols dies. (The Hollywood Reporter)