Categories
Daily Compliance News

Daily Compliance News: September 13, 2023 – The Dirty Deeds Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

  • Businesses should disclose China risks. (WSJ)
  • DOJ ramps up National Security enforcement resources. (WSJ)
  • No timeline for climate disclosure from SEC. (WSJ)
  • New pod on corruption. (Dirty Deeds)
Categories
Compliance Into the Weeds

The SEC and Climate Disclosures


Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. This week Matt and Tom take a deep dive into the recent announcement by the SEC that it would start paying more attention to companies’ climate change disclosures.  Some of the issues we consider are:

  • What did acting Chairman Allison Herren Lee announce?
  • A review of the 2010 Climate Guidance
  • What changes might be in the offing?
  • What will the SEC process be going forward?
  • What frameworks might the SEC use as a guide?
  • What does this mean for the compliance function?
  • What are the compliance lessons? 

Resources
Matt’s blog post on Radical Compliance:
SEC Fires Warning Shot on Climate Disclosure