Tag: ECI Impact 2023

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Report from IMPACT 2023

Report from IMPACT 2023: Pat Harned on Collaborative Partnership for Ethics and Compliance

ECI’s IMPACT 2023 was one of the leading compliance events in 2023. At this conference, Tom Fox, the Voice of Compliance, was able to visit with several of the speakers, exhibitors, participants, and one group of ethically-minded Girl Scout Troop. In this limited podcast series, Report from IMPACT 2023, Tom explores many of the most cutting-edge topics in ethics and compliance through short podcast episodes. Check out the full series of interviews. You will be enlightened and informed and come away with a fuller and more thorough understanding of the most cutting-edge topics in ethics and compliance. In this episode, Tom visits Pat Harned, CEO at ECI.

Pat Harned, the CEO of the Ethics & Compliance Initiative (ECI), has spent many years observing the evolution of the ethics and compliance profession and has played a pivotal role in creating initiatives to keep professionals engaged in the field. Pat’s perspective on consumer behavior, corporate ethics, and compliance evolution is that these fields are converging, with employees and consumers increasingly expecting companies to be purpose-driven and have a positive global impact. She emphasizes the need for the ethics and compliance profession to take a thought leadership role in this convergence or risk being overshadowed by the growing prominence of ESG (Environmental, Social, and Governance) efforts. Pat’s views are shaped by her active involvement in dialogues with the Department of Justice and other regulators and her current leadership in establishing a Blue Ribbon Commission focusing on effective ESG efforts. Join Tom Fox and Pat Harned on this episode of the Report from Impact podcast to delve deeper into these insights.

 

Highlights Include:

  • The Rise of Purpose-Driven Consumerism
  • The Value of Experienced Professional Advisors
  • Collaborative Partnership for Ethics and Compliance

 Resources

ECI

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Report from IMPACT 2023

Report from IMPACT 2023: Robert Mascola on Creating the Future of Corporate Compliance Education

ECI’s IMPACT 2023 was one of the leading compliance events in 2023. At this conference, Tom Fox, the Voice of Compliance, was able to visit with several of the speakers, exhibitors, participants, and one group of ethically-minded Girl Scout Troop. In this limited podcast series, Report from IMPACT 2023, Tom explores many of the most cutting-edge topics in ethics and compliance through short podcast episodes. Check out the full series of interviews. You will be enlightened and informed and come away with a fuller and more thorough understanding of the most cutting-edge topics in ethics and compliance. In this episode, Tom visits Robert Mascola, currently the CCO at Juul Labs.

Robert Mascola is a seasoned professional in corporate compliance and previously was the Senior Director at the Fordham Law School Program of Corporate Ethics and Compliance. He views Fordham Law School’s online master’s program in corporate compliance as a valuable opportunity for non-lawyers to gain education and training in the compliance field. Mascola acknowledges that while the compliance profession originally developed as an outgrowth of law departments, the skills required for building an ethics compliance program are common to lawyers. He believes that law schools like Fordham recognized this need and created a master’s program that does not require a law degree. Mascola also emphasizes the importance of having a diverse range of academic backgrounds in the program, as it brings different perspectives and expertise to the field of compliance. Join Tom Fox and Robert Mascola on this episode of the Report from Impact 2023 podcast to learn more.

Highlights Include: 

  • Master’s Program in Corporate Compliance
  • Corporate Compliance Education for Working Professionals
  • Diverse Academic Backgrounds in Corporate Compliance

 Resources: 

Robert Mascola on LinkedIn

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Report from IMPACT 2023

Report from IMPACT 2023: Katie Smith on Unleashing the Power of Ethics and Compliance Community

ECI’s IMPACT 2023 was one of the leading compliance events in 2023. At this conference, Tom Fox, the Voice of Compliance, was able to visit with several of the speakers, exhibitors, participants and one group of ethically minded Girl Scout Troop. In this limited podcast series, Report from IMPACT 2023, Tom explores many of the most cutting-edge topics in ethics and compliance through short podcast episodes. Check out the full series of interviews. You will be enlightened, informed and come away with a fuller and more thorough understanding of the most cutting-edge topics in ethics and compliance. In this episode, Tom visits with Katie Smith is a distinguished ethics and compliance professional who has devoted her career to pioneering a new path for ESG and ethics in compliance.

As the Vice Chair on the Board of Directors of ECI, she has been instrumental in shaping the organization’s future role and mission. Katie’s unique perspective on “Charting a New Course: ESG and Ethics in Compliance” is that she views it as a chance for the ethics and compliance community to unite and make a positive impact on the world. She emphasizes that there are currently no established rules in this new societal inflection point, which presents a tremendous opportunity for the ethics and compliance community to shape the future of ESG and ethics in compliance. Her enthusiasm and optimism for the beginning of this new journey are palpable. Join Tom Fox and Katie Smith on this episode of the Report from Impact podcast as they delve deeper into this fascinating topic.

 Highlights Include 

·      Conference Themes

·      Re-invigoration by the Keynote Speakers

·      What are the rules of the road now.

 Resources 

Katie Smith on LinkedIn

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Report from IMPACT 2023

Report from IMPACT 2023: ESG Panel on Ethics, Compliance, and the Future: Navigating Transformation

ECI’s IMPACT 2023 was one of the leading compliance events in 2023. At this conference, Tom Fox, the Voice of Compliance, was able to visit with several of the speakers, exhibitors, participants and one group of ethically minded Girl Scout Troop. In this limited podcast series, Report from IMPACT 2023, Tom explores many of the most cutting-edge topics in ethics and compliance through short podcast episodes. Check out the full series of interviews. You will be enlightened, informed and come away with a fuller and more thorough understanding of the most cutting-edge topics in ethics and compliance. In this episode, Tom visits with a panel of ESG experts including Jacqueline Brevard, former Chief Ethics and Compliance officer of Merck, Andrea Bonime-Blanc, CEO of GeC Risk Advisory and Jose Javier Guadalupe, Integrity Director for the Platform for Social Impact.

In a series of thought-provoking podcast episodes from ECI IMPACT 2023, Tom Fox explores the intersection of ethics and compliance with environmental, social, and governance efforts. These episodes stress the importance of an integrated approach to these areas, emphasizing that businesses prioritizing intangible risks and opportunities are more likely to succeed in the future. The speakers also discuss the challenges of implementing this approach at the board level and the need for forward-thinking board members aligned with the organization’s mission and values. Additionally, the podcasts explore the impact of generational change in the workforce, urging leaders to adapt to the values and mindset of younger generations and create space for their ideas. The importance of ethics as a fundamental part of the future is emphasized, with speakers stressing the need for continuous education and learning amidst rapid changes. Overall, these episodes underscore the relevance of ethics and compliance in guiding organizations through transformative changes.

 Highlights Include 

·      Transformative Integrity

·      Generational Change in the Workforce

·      The Importance of Ethics in a Changing World

Resources 

Jacqueline Brevard on LinkedIn

Andrea Bonime-Blanc on LinkedIn

GEC Risk Advisory

Jose Javier Guadalupe on LinkedIn

Platform for Social Impact

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Report from IMPACT 2023

Report from IMPACT 2023: Jon Bricker on Making ESG Count: 2023’s Compliance Imperative

ECI’s IMPACT 2023 was one of the leading compliance events in 2023. At this conference, Tom Fox, the Voice of Compliance, was able to visit with several of the speakers, exhibitors, participants and one group of ethically minded Girl Scout Troop. In this limited podcast series, Report from IMPACT 2023, Tom explores many of the most cutting-edge topics in ethics and compliance through short podcast episodes. Check out the full series of interviews. You will be enlightened, informed and come away with a fuller and more thorough understanding of the most cutting-edge topics in ethics and compliance. In this episode, Tom visits with Jon Bricker on the role of ESG in compliance programs.

With ever-increasing demands for organizations to be held accountable on ethical and sustainability standards, the importance of ESG and Compliance is becoming more material. ECI Impact 2023 provides a platform to discuss the latest developments in the field, and how companies can successfully meet the expectations of their stakeholders and remain competitive in today’s world. This episode explores how organizations must create a framework for sustainable and ethical practices, and the changing demographics of the workforce and social movements that are creating new expectations for organizations. Companies must also be transparent and authentic to attract and retain top talent. ESG and Compliance is essential for organizations to remain successful and competitive in this rapidly changing world.

 Highlights include

 ·      ECI Impact 2023

·      ESG and Compliance

·      ESG and Ethics

 Resources 

Jon Bricker on LinkedIn

SAI360

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Report from IMPACT 2023

Report from IMPACT 2023: Sally Yates, David Ogden and Andrew Weissmann – Former DOJ Heads Talk Compliance

ECI’s IMPACT 2023 was one of the leading compliance events in 2023. At this conference, Tom Fox, the Voice of Compliance, was able to visit with several of the speakers, exhibitors, participants and one group of ethically minded Girl Scout Troop. In this limited podcast series, Report from IMPACT 2023, Tom explores many of the most cutting-edge topics in ethics and compliance through short podcast episodes. Check out the full series of interviews. You will be enlightened, informed and come away with a fuller and more thorough understanding of the most cutting-edge topics in ethics and compliance. In this episode, Tom visits with former Deputy Attorney Generals Sally Yates and David Ogden and former head of the Fraud Section Andrew Weissmann on the evolution of DOJ thinking on compliance.

This podcast episode covers the importance of compliance with the Foreign Corrupt Practices Act (FCPA) and how the Department of Justice (DOJ) is working to ensure corporate America is held accountable. Through voluntary disclosure incentives and open dialogue with the Defense Bar, agencies, and prosecutors, the DOJ has implemented measures to ensure that companies are adhering to the FCPA. The expertise of Main Justice prosecutors is highly valued, and the Fraud Section of the DOJ can provide invaluable insight into corporate policy. By fostering an open dialogue between the DOJ and industry, both parties can benefit from effective implementation of policies and an understanding of the benefits of compliance.

 Highlights include 

·      Yates Memo

·      Compliance Programs

·      Sticks and Carrots

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Report from IMPACT 2023

Report from IMPACT 2023: Carsten Tams on Designing Engaged Compliance Solutions

ECI’s IMPACT 2023 was one of the leading compliance events in 2023. At this conference, Tom Fox, the Voice of Compliance, was able to visit with several of the speakers, exhibitors, participants and one group of ethically minded Girl Scout Troop. In this limited podcast series, Report from IMPACT 2023, Tom explores many of the most cutting-edge topics in ethics and compliance through short podcast episodes. Check out the full series of interviews. You will be enlightened, informed and come away with a fuller and more thorough understanding of the most cutting-edge topics in ethics and compliance. In this episode, Tom visits Compliance Maven Carsten Tams on how to design an engaging compliance system.

An effective, ethical business requires more than just compliance – it requires engagement. Tom Fox and Carsten Tams discussed how to design solutions that resonate with employees and meet their needs in this podcast episode. Mary Gentilly’s book emphasizes the importance of giving employees an opportunity to express their values and create a social ethical fabric that leads to resilience against misconduct. Design thinking is a key tool in creating tailored solutions to meet the needs of employees, ensuring engagement in compliance and ethical culture. This podcast episode is essential for any business owner looking to create a successful, socially and environmentally conscious enterprise.

 Highlights include 

·      Engaging Compliance

·      Ethics and Engagement

·      Design Thinking in Compliance 

Resources 

Carsten Tams on LinkedIn

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Report from IMPACT 2023

Report from IMPACT 2023: Girl Scout Troop 12026 Takes on Palm Oil: An Activist Journey

ECI’s IMPACT 2023 was one of the leading compliance events in 2023. At this conference, Tom Fox, the Voice of Compliance, was able to visit with several of the speakers, exhibitors, participants and one group of ethically minded Girl Scout Troop. In this limited podcast series, Report from IMPACT 2023, Tom explores many of the most cutting-edge topics in ethics and compliance through short podcast episodes. Check out the full series of interviews. You will be enlightened, informed and come away with a fuller and more thorough understanding of the most cutting-edge topics in ethics and compliance. In this episode, Tom visits with members of Girl Scout Troop 12026 and their fight against palm oil producers exploitation of child labor.

This inspiring podcast follows several members of Girl Scout Troop 12026, from Jersey City, NJ and led by Gina Verdibello & Kellie Lewis, as they take on a campaign to end the unethical production of palm oil used in Girl Scout cookies. Through their journey, No More Palm Oil Cookies explores the implications of palm oil production on child labor, the environment, and ethics. Through their activism Troop members demonstrate the power of young people to create meaningful change and the importance of acting and making informed decisions about the products we consume. It serves as a powerful example of how young people can make a difference and highlights the need for ethical labor practices.

 Highlights include 

·      No More Palm Oil Cookies

·      Child Labor in Palm Oil

·      Avoiding Palm Oil 

Resources 

Girl Scout Troop 12026 Facebook page

ECI

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GalloCast

GalloCast – Episode 9, Live at ECI

Welcome to the GalloCast. You have heard of the Manningcast in football. Now we have the GalloCast in compliance. The two top brothers in compliance, Nick and Gio Gallo, come together for a free-form exploration of compliance topics. It is a great insight into compliance brought to you by the co-CEOs of Ethico. Fun, witty, and insightful with a dash of the two brothers throughout. It’s like listening to the Brothers Gallo talk compliance at the Sunday dinner table. Hosted by Tom Fox, the Voice of Compliance.

In this episode of the GalloCast, the trio discusses some of the most challenging issues companies face regarding ethics and compliance. They start by diving into the recent $767 million fine slapped on British American Tobacco for colluding to sell cigarettes into North Korea, violating sanctions. They debate who should be held accountable for changing a company’s culture, how deep-rooted biases can affect decision-making, and the effectiveness of regulatory enforcement. The discussion covers the intricacies of ethics in different business models, including distributor and commissioned sales agent models. They also discuss the risks and benefits of a conservative approach and the adaptability of ethics and compliance programs.  The episode concludes by discussing cultural fit in mergers or acquisitions and how finding common ground and preserving distinctness can be accomplished. Don’t miss out on the wealth of insights and practical advice on navigating these challenging issues in the corporate world. Tune in to GalloCast now!

Key Highlights:

  • BAT’s illegal sales to North Korea
  • Determining Right and Wrong in Corporate Decisions
  • Balancing Values and Profit in Business
  • Balancing Compliance and Ethics Programs
  • Adapting Ethics & Compliance Programs
  • Ethics and Compliance Teams in Companies
  • Dangers of Groupthink in Decision-Making
  • Culture’s Role in Business Mergers and Acquisitions
  • Cultural Integration in Mergers & Acquisitions

Resources

Nick Gallo on LinkedIn

Gio Gallo on LinkedIn

Ethico

Tom Fox 

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