Tag: GenZ

Everything Compliance: Episode 162, The Numbers, Numbers, Numbers Edition

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Post date December 4, 2025
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Welcome to this Edition of award-winning Everything Compliance. In this episode, we have the quartet of Matt Kelly, Jonathan Marks, and special guests Lisa Fine and Dr. Hemma Lomax with Tom Fox, the Compliance Evangelist, as host.

1. Matt Kelly looks at the recent Millicom Cellular FCPA enforcement action. He shouts out to the ChatGPT em-dash and rants about the federal government’s attempts to ban all state regulation of AI.

2. Jonathan Marks reviews the failures of internal controls in the NBA and MLB around the ongoing betting scandals. He shouts out MacKenzie Scott for her $70 million donation to Historically Black Colleges and Universities (HBCUs) in 2025, continuing her support after a $560 million donation to 27 HBCUs in 2020.

3. Special Guest Panelist Dr. Hemma Lomax considers where Agentic AI in compliance is heading. She rants about ChatGPT em dashes and shouts out recent legal tech conferences.

4. Special Guest Panelist Lisa Fine looks at three key issues on her mind about compliance for 2026. She shouts out to the Compliance Week survey, Inside the Mind of the CCO, and encourages all listeners to participate.

5. Tom Fox shouts out to Gen Z and their play with the numbers 6 and 7 and traces the use of numerology in texts back to the Book of Genesis and the ancient text of Gilgamesh.

The members of Everything Compliance are:

Karen Woody is one of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu
Matt Kelly, founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com
Jonathan Armstrong is our UK colleague and an experienced data privacy/data protection lawyer in London. He can be reached at Armstrong@puntersouthall.law.
Jonathan Marks can be reached at jtmarks@gmail.com
Karen Moore is a principal at Sounding Board Compliance, and can be reached at moore@soundingboardcompliance.com

The host, producer, and sometimes panelist of Everything Compliance is Tom Fox, the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. The award-winning Everything Compliance is a part of the Compliance Podcast Network.

Tags Agentic AI, FCPA, GenZ, Inside the Mind of the CCO, Internal Controls, Millicom Cellular, MLB, NBA Betting Scandal, numerology

10 For 10

10 For 10: Top Compliance Stories For the Week Ending September 13, 2025

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Post date September 13, 2025
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Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

Stories include:

NYT Magazine on Epstein and JP Morgan. (NYT)
Was it fraud or something else? (FT)
Citi and UBS settle with the CFTC over commodity trading compliance violations. (Bloomberg)
Goldman Sachs GC was once Epstein’s administrator. (WSJ)
The son of a Chinese regulator under investigation is detained. (FT)
Gen Z protestors force recognition of Nepali PM. (Reuters)
Using AI to detect AI-generated fake receipts. (NYT)
The challenges of responsible AI development. (Forbes)
Former Head of Security for WhatsApp Sues Meta. (NYT)
CFTC ends Enforcement Sprint. (ComplianceWeek)

You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day, here.

Connect with Tom

You can purchase a copy of my new book, Upping Your Game, on Amazon.com.

Tags AI, CFTC, Citi, corruption in China, Epstein, fraud, GenZ, Goldman Sachs, Meta, UBS

Daily Compliance News

Daily Compliance News: September 11, 2025, The Lest We Never Forget Edition

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Post date September 11, 2025
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, including compliance, ethics, risk management, leadership, or general interest, relevant to the compliance professional.

Top stories include:

Citi and UBS settle with the CFTC over commodity trading compliance violations. (Bloomberg)
Goldman Sachs’ GC was once Epstein’s administrator. (WSJ)
The son of a Chinese regulator under investigation has been detained. (FT)
Gen Z protestors force recognition of Nepali PM. (Reuters)

Tags 9/11, CFTC, China, Citi, GenZ, Goldman Sachs, Nepal, UBS

Daily Compliance News

Daily Compliance News: June 5, 2025, The Asset Cap Lifted Edition

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Post date June 5, 2025
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, and general interest, all of which are relevant to the compliance professional.

Top stories include:

Wells Fargo has an asset cap lifted. (WSJ)
More Millennials and Gen Zers as middle managers. (Business Insider)
Swiss banking reforms for UBS are announced. (FT)
More spying and corruption at EcoPetrol. (Bloomberg)

Tags corruption, EcoPetrol, GenZ, Mellineals, middle managers, UBS, Wells Fargo

10 For 10

10 For 10: Top Compliance Stories For the Week Ending, May 3, 2025

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Post date May 3, 2025
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Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance professional and the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should know from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

CW 25 Wrap-Up (Compliance Week)
Elizabeth Warren with 100 days of Trump corruption. (HuffPost)
House wants to strip the FTC of antitrust work. (Reuters)
SFO issues corporate cooperation guidance. (SFO Press Release)
The man who posed as CCO was found guilty of fraud. (Bloomberg)
Gen Z wants RTO. (FT)
Santos sobs at sentencing. (The Daily Beast)
Can the Feds win a bribery trial? (Chicago Sun-Times)
Wells Fargo nears full regulatory relief. (Reuters)
SFO plans to explore whistleblower rewards in fraud crackdown (Scottish Financial News)

You can check out the Daily Compliance News for four curated compliance- and ethics-related stories each day here.

Connect with Tom

You can purchase a copy of my new book, Upping Your Game, on Amazon.com.

Tags AI, compliance, CW 25, FTC, GenZ, Second Trump Administration, SFO

Daily Compliance News

Daily Compliance News: January 7, 2025 – The GenZ Problem Edition

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Post date January 7, 2025
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Daily Compliance News: August 29, 2024 – The Getting Ahead at Work Edition

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Post date August 29, 2024
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Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

GenZ guide for getting ahead at work. (WaPo)
A whistleblower lawyer who used fake AI cases says no harm, no foul. (Reuters)
Criminal convictions in Switzerland for 1MDB scandal. (Reuters)
Treasury loosens AML requirements for financial advisors, real estate agents. (WSJ)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

Tags 1MDB, AI, GenZ

Innovation in Compliance

Innovation in Compliance: Lisa Levy – Succession Planning and The Evolving Workforce: From Millennials to Gen Z

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Post date June 25, 2024
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Innovation comes in many forms, and compliance professionals need to not only be ready for it but also embrace it.

In this episode, Tom Fox visits with Lisa Levy, a thought leader renowned for her expertise in addressing succession planning challenges. We take a deep dive into this topic on this edition of Innovation in Compliance.

Lisa believes that succession planning in 2024 is more important than ever due to the complexities introduced by having five generations in the workforce, each with diverse expectations and work ethics. Lisa advocates for embedding succession planning into company culture as a strategic, intentional exercise that involves understanding employees’ skills, aspirations, and institutional knowledge to nurture and grow talent internally. She champions the use of technology, such as AI tools, to personalize growth plans and emphasizes the need for continuous evaluation, transparency, and communication to implement a successful succession planning framework, ensuring organizational resilience and smooth leadership transitions.

We discuss how the younger generations, including millennials and Gen Z, have shifted the employment paradigm by seeking roles that align with their values. Lisa reflects on their own journey of becoming ‘wholly unemployable’ over 15 years and highlights how Gen Z entered the workforce during the pandemic, taking on gigs like Uber and DoorDash as traditional roles were shut down. This generational shift shows a move towards prioritizing personal fulfillment over conventional job security.

Key Highlights:

Lisa Levy on her Unemployable Journey
Millennials and Value-Driven Careers
The Paradigm Shift in Employment
Gen Z’s Workforce Entry During the Pandemic

Resources:

Lisa Levy on LinkedIn

The Preferred Disruption and Innovation Catalyst

Tom Fox

Tags disruption, GenZ, Lisa Levy, Mellineals, Succession planning

The Hill Country Podcast

The Hill Country Podcast: Matt Goodwyn on Service Leadership and Community Engagement at Schreiner University

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Post date April 24, 2024
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Welcome to award-winning The Hill Country Podcast. The Texas Hill Country is one of the most beautiful places on earth.

In this podcast, Hill Country resident Tom Fox visits with the people and organizations that make this the most unique area of Texas. This week, Tom visits with Matt Goodwyn, Dean of Students at Schreiner University.

Matt’s expertise also encompasses the realm of conflict resolution in social media, a skill honed through a doctoral program in psychology with a focus on mediation. Goodwyn’s perspective on conflict resolution in social media is that while the specific approach may vary between online and offline venues, the overarching goal remains consistent: to find a solution.

He emphasizes that despite Gen Z’s inclination towards swift conflict resolution due to the rapid pace of online interactions, the fundamental values and desires for resolution remain constant across generations. Moreover, Goodwyn insists on the necessity of education, focusing on open communication and patience throughout the resolution process as key factors for successful outcomes, regardless of the age of those involved.