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Great Women in Compliance

Data Security Update with Rachel Pashkevich Koontz

Welcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley.

In this week’s episode we take a deep dive into the latest in data security so that our listeners who are not experts in this area can learn from one. Rachel Pashkevich Koontz is Senior Corporate Counsel, Cybersecurity Compliance at T-Mobile and helpfully gives us the latest updates in data security.

 We asked Rachael to walk us through the Colonial Pipeline case from last year and the lessons learned, her tips for what we should focus on with regards to cyber security controls in 2022 and Rachel tells us about a risk that she took earlier in her career that paid off.

 The Great Women in Compliance Podcast is on the Compliance Podcast Network with a selection of other Compliance related offerings to listen in to.  If you are enjoying this episode, please rate it on your preferred podcast player to help other likeminded Ethics and Compliance professionals find it.  You can also find the GWIC podcast on Corporate Compliance Insights where Lisa and Mary have a landing page with additional information about them and the story of the podcast.  Corporate Compliance Insights is a much-appreciated sponsor and supporter of GWIC, including affiliate organization CCI Press publishing the related book; “Sending the Elevator Back Down, What We’ve Learned from Great Women in Compliance” (CCI Press, 2020).

You can subscribe to the Great Women in Compliance podcast on any podcast player by searching for it and we welcome new subscribers to our podcast.

Join the Great Women in Compliance community on LinkedIn here.

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Great Women in Compliance

Alexis Wermuth – The Ideator


As with Lisa’s episode last week, Mary brings a memorable former colleague onto the Great Women in Compliance show, Alexis Wermuth.  Alexis is a Compliance executive at Getinge, a medical device company.
It is an exceptional few in Compliance who are creative or artistic.  Alexis is one of those people and made an invaluable contribution to the internal marketing team at Fresenius Medical Care North America’s Compliance department (see episode with Sarah Hadden for more on this initiative).  After talking about some of the risks in the medical device field, Alexis talks about injecting creativity into her Compliance program and reminisces with Mary about some of their favorite projects when working together with ideas for listeners to implement in their own programs.
After finishing up at Fresenius Medical Care, Alexis moved to New Jersey and discusses the considerations she weighed up when deciding to make the move and a new job opportunity.  She also shares a favorite productivity hack.
Lisa and Mary wish to extend deepest gratitude to listeners and readers who heeded the call to vote for their book “Sending the Elevator Back Down: What We’ve Learned from Great Women in Compliance” (CCI Press, 2020).  The voting closed 1 December, the launch of this episode and the GWIC team eagerly awaits the outcome of the award process.
The Great Women in Compliance Podcast is on the Compliance Podcast Network with a selection of other Compliance related offerings to listen in to.  If you are enjoying this episode, please rate it on your preferred podcast player to help other likeminded Ethics and Compliance professionals find it.  You can also find the GWIC podcast on Corporate Compliance Insights where Lisa and Mary have a landing page with additional information about them and the story of the podcast.  Corporate Compliance Insights is a much appreciated sponsor and supporter of GWIC, including affiliate organization CCI Press publishing the related book; “Sending the Elevator Back Down, What We’ve Learned from Great Women in Compliance” (CCI Press, 2020).

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Great Women in Compliance

Lisa Looks Back on 9/11


Welcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley.
Today is a special GWIC episode in remembrance of the 20th anniversary of 9/11. Lisa was in Washington, D.C., and she shares some of her personal recollections of that day, including the chaos as the day unfolded, the contrast of the beautiful sky that day and the fear, and the sense of community while at the same time knowing things would never be the same.
It has also been on her mind over the past year, especially after living through the insurrection on January 6, and the similarities and differences between the events in 2001 and in 2021.
Lisa also reflects on how these two events have shaped her path and particularly about how she thinks about ethical decision-making and compliance. In particular, how global issues can be local, and how can we improve our local community – whether that is inside or outside our organizations.
The Great Women in Compliance Podcast is on the Compliance Podcast Network with a selection of other Compliance related offerings to listen in to. If you are enjoying this episode, please rate it on your preferred podcast player to help other likeminded Ethics and Compliance professionals find it. You can also find the GWIC podcast on Corporate Compliance Insights where Lisa and Mary have a landing page with additional information about them and the story of the podcast.
Corporate Compliance Insights is a much appreciated sponsor and supporter of GWIC, including affiliate organization CCI Press publishing the related book; “Sending the Elevator Back Down, What We’ve Learned from Great Women in Compliance” (CCI Press, 2020). Thank you to all those who have taken the time to rate the GWIC podcast and book, it’s much appreciated.
If you’ve already read the booked and liked it, will you help out other women to make the decision to leverage off the tips and advice given by rating the book and giving it a glowing review on Amazon?
As always, we are so grateful for all of your support and if you have any feedback or suggestions for our 2021 line up or would just like to reach out and say hello, we always welcome hearing from our listeners.
You can subscribe to the Great Women in Compliance podcast on any podcast player by searching for it and we welcome new subscribers to our podcast.
Join the Great Women in Compliance community on LinkedIn here.

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This Week in FCPA

Episode 246, week ending April 2, 2021 – the GWICies edition


As the Great Women in Compliance podcast series hits its 100 anniversary, the first annual #GWICies are awarded. Tom and Jay are back to look at this week’s stories top compliance and ethics stories which caught their interest on This Week in FCPA.
Stories

  1. Tom takes a deep dive into Ethisphere’s WME awards and reports. Part 1-WME awards. Part 2-managing a global workforce. Part 3-managing third-party risks. Part 4-communications and training.
  2. What is the price of nice? Mary Shirley explores in CCI.
  3. Criminalization of sports corruption. Ubong Udoeyo in GAB.
  4. Are you FARA compliant? Jonathan Marks in Board and Fraud.
  5. James Comey channels Bette Davis (and Jim Deloach). Aly McDevitt in Compliance Week. (sub req’d)
  6. How to prevent money-laundering. Alia Noor in XpertsLeague.
  7. Where to start with ESG reporting. MaryAnn Rains in Risk and Compliance Matters.
  8. Should compliance have outside competition? Dick Cassin opines in the FCPA Blog.
  9. Are you curious? (Not in a blue or yellow way) Joe Murphy channels Tim Harford in LinkedIn.
  10. Are you tone deaf from the top. Jon May in LinkedIn. 

Podcasts and Events

  1. The Great Women in Compliance has its 100th anniversary edition. Mary and Lisa reflect back on their journey. Join us in congratulating them. Listen in on the Compliance Podcast Network.
  2. MoFo joins the Compliance Podcast Network. Check out this week’s episode where Morrison & Foerster partner James Koukios speaks with fellow partner Brandon Van Grack about what to expect in the National Security space under the new Biden Administration.
  3. Coffee & Regs joins the Compliance Podcast Network. In this episode, host Natalie Silverman, former Chief Compliance Officers Matt Calabro and Allison Fraser sit down to discuss public pension fund independent compliance reviews.
  4. CCI releases a new eBook, The FCPA Year in Review by the Compliance Evangelist, Tom Fox. You can obtain a copy here. Best of all its available at no charge.
  5. Join Tom and Jay at Ethisphere’s 2021 Global Ethics Summit, which will be held virtually April 13-15. Listeners to this podcast will receive a 15% discount to Ethisphere’s Global Ethics Summit For more information and registration details click here. Use the code tomfox15 for your discount.
  6. Tom announces his latest book, The Compliance Handbook, 2nd edition is available for presale purchase. Use the code FOX25 and go hereThe Compliance Handbook 2ndedition will be available in both print and eBook editions. This week on The Compliance Handbook podcast, the ladies from #GWIC join Tom for a deep dive into written standards.

Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com.

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Great Women in Compliance

Special 100th Anniversary Episode-GWICies


Welcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley.
Wow…100 episodes!  It seems like yesterday and eons ago at the same time that we talked about starting the GWIC podcast.  A little over 2 years and at episode 100 it seemed like a great time to reflect on where we started and the amazing community that has grown around the GWIC community.
In this episode, Mary and Lisa share some listener feedback about what has resonated with them, what they have learned, and some wonderful memories about past discussions.  They also give out some “GWICies,” which are recognition of some different organizations, people and work in the E&C community and also a “thank you” to many who help them put together the episodes and keep the podcast and the community evolving.
GWIC will be taking a spring hiatus, but we are excited to be back on April 21st with new episodes.  And, thank YOU for making the Great Women in Compliance podcast what it has become today.
We like to share advice and tips on the podcast via our learned guests but some things don’t have immediate answers, including some aspects of what we’ve canvassed today.  If you’d like to share your thoughts on the issues raised, we invite you to connect with us at GWICpod@gmail.com.
The Great Women in Compliance Podcast is proudly featured on the Compliance Podcast Network and sponsored by Corporate Compliance Insights.  If you enjoyed this episode please subscribe to the podcast and rate it on your podcast player to help other compliance professionals find it.  Want to hear more from us?  We have a book, “Sending the Elevator Back Down: What We’ve Learned from Great Women in Compliance” (CCI Press, 2020) which is available on Amazon.com and Book Depository.
If you’ve already read the booked and liked it, will you help out other women to make the decision to leverage off the tips and advice given by rating the book and giving it a glowing review on Amazon?
As always, we are so grateful for all of your support and if you have any feedback or suggestions for our 2021 line up or would just like to reach out and say hello, we always welcome hearing from our listeners.
You can subscribe to the Great Women in Compliance podcast on any podcast player by searching for it and we welcome new subscribers to our podcast.
Join the Great Women in Compliance community on LinkedIn here.

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Great Women in Compliance

The Great Women in Compliance Book Preview


Welcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley.
As many of you know, Mary and Lisa have been working on a book that will be coming out before the holidays and will be the first title from CCI Press. The “GWIC Book” (the title will be announced soon), is a compilation of submissions from women in compliance sharing wit, wisdom and experiences from their work and lives.
This process was new to Mary and Lisa, and they provide some insight into the process of being a first-time author up until this point. They talk about the importance of having a good publisher and editor as they had with Sarah Hadden of CCI Press, and how they were guided and supported through this process. They also talk about how the GWIC Book is a companion to the podcast, and that it is about women and their experiences in ethics and compliance as opposed to substantive guides and information.
They also talk about their biggest surprises, what they learned about themselves and the GWIC community (spoiler alert: it reinforced what an enthusiastic and supportive community we have); and a little bit about the book release and launch events.
Join the Great Women in Compliance community on LinkedIn here.

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Great Women in Compliance

Cindy Merlino and Sarah Powell on Building a Great Team: Onboarding Peers and Colleagues


Welcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley.
When someone new joins a team, we often think about onboarding from the manager and the new employee’s perspective, but often we may think less frequently about how that person’s team will be impacted in their work and as team members.
In this episode of GWIC, Lisa speaks with two of her peers at Pearson as she is reflecting on her first-year anniversary. Sarah Powell is Compliance Counsel and Director, Third Party Anti-Bribery and Corruption Compliance and Cindy Merlino is the Global Ethics and Compliance Specialist, and both spent considerable time to do everything they could to set Lisa up for success.
We discuss how they support a new team member, from preparing pre-first day to the onboarding process, and provide tips on how to do that successfully while continuing their work. We also talk about integrating new people and what qualities are important to them in a new team member.
Finally, Sarah is from South Africa and just returned there from London so we get a view on South Africa’s self-quarantine and how past ethics and compliance issues impact the current situation. Cindy, like so many Americans, is adjusting to homeschooling while continuing her own work.
Join the Great Women in Compliance community on LinkedIn here.

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Compliance and Coronavirus

Mary Shirley and Lisa Fine on their professional and personal challenges during the Coronavirus Crisis


Welcome to the newest addition to the Compliance Podcast Network, Compliance and Coronavirus. As the Voice of Compliance, I wanted to start a podcast which will help to bring both clarity and sanity to the compliance practitioner and compliance profession during this worldwide health and healthcare crisis. In this episode, I am joined by the co-hosts of the Great Women in Compliance Podcast, Mary Shirley and Lisa Fine who discuss their personal and professional challenges during this time of coronavirus. The podcast is cross-posted from the Great Women in Compliance podcast, on the Compliance Podcast Network.
This podcast is sponsored by SAI Global. To learn how you can protect your business operations and workforce during these uncertain times, visit saiglobal.com/risk for free resources, expert guidance, and industry-leading technology.