Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. This week, Matt and Tom take at the recent remarks by DOJ Assistant Attorney General Kenneth Polite on CCO certifications of compliance programs after the conclusion of a DPA. Highlights include:
· Where did this issue come from?
· Is its implementation looming?
· What are the implications for individual CCO liability?
· What about CEO liability for recidivism?
· What are the corporate governance implications?
Resources
Text of Kenneth Polite speech