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10 For 10

10 For 10: Top Compliance Stories For The Week Ending February 24, 2024

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  1. Alexei Navalny was killed in prison. (Bloomberg)
  2. Ohio residents paid the price for FirstEnergy corruption.  (Ohio Capital Journal)
  3. More child labor in the US. (NYT)
  4. A former head of the Bank of China was arrested for corruption. (NikkeiAsia)
  5. The Shadow Insider Trading case goes to trial.  (WSJ)
  6. Former Stericycle executive to plead guilty. (WSJ)
  7. Morgan Stanley is accused of using fake job titles. (FT)
  8. The Wells Fargo Consent Order was terminated. (WaPo)
  9. Deliberations begin in the NRA corruption trial. (The Guardian)
  10. If you can’t answer the question, don’t sit for an interview. (BBC)

For more information on Ethico and a free White Paper on top compliance issues in 2024, click here.

You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day here.

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Daily Compliance News

Daily Compliance News: February 19, 2024 – The President’s Day Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • Alexei Navalny was killed in prison. (Bloomberg)
  • Morgan Stanley is accused of using fake job titles. (FT)
  • Former Stericycle executive to plead guilty. (WSJ)
  • Facial recognition at airports: what could go wrong?  (NYT)

For more information on Ethico and a free White Paper on top compliance issues in 2024, click here.

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Daily Compliance News

January 27, 2023 – The 4th Estate Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • Ukrainian journalists are leading the unmasking of gov officials’ corruption. (WaPo)
  • Hindenburg strikes again. (NYT)
  • Morgan Stanley levels internal fines for employees using ephemeral messaging. (FT)
  • Banks were told to watch out for Russian oligarch real estate deals. (WSJ)
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Daily Compliance News

September 21, 2022 the Cheating in Chess Edition

In today’s edition of Daily Compliance News:

  • Morgan Stanley to pay $35MM for mishandling customer data. (Reuters)
  • More on the cheating in chess scandal. (FT)
  • 47 persons were charged with theft from a child’s food program. (WaPo)
  • Former USC Dean pleads guilty to corruption charges. (Channel 7 News)
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Daily Compliance News

August 8, 2022 the Morgan Stanley Settles edition

In today’s edition of Daily Compliance News:

  • Ex-PR gov arrested on corruption charges. (Bloomberg)
  • Morgan Stanley settles FTC, CFTC enforcement actions. (Reuters)
  • Top 10 least corrupt countries in Africa. (Business Insider)
  • OBG’s avoided forced birth states. (WaPo)