Tag: Oligarchs

10 For 10: Top Compliance Stories For the Week Ending September 9, 2023

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Post date September 9, 2023
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Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

· Insufficient cyber plan = FCA violation. (DOJ Press Release)

· Roger Ng banned for life. (YaHooFinance)

· FASB adopts crypto accounting rules. (WSJ)

· Ken Paxton and slow creep of corruption. (Texas Tribune)

· Spanish Women’s National team coach fired. (ESPN)

· Ramaswamy’s claims of FDA corruption disavowed by company he founded. (Reuters)

· FIFA suspends head of Spanish football. (FT)

· Using AI to improve workplace safety. (WSJ)

· DOJ to go after Oligarch’s facilitators. (WSJ)

You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here.

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Tags AI, cyber, FASB, FIFA, Ken Paxton Impeachment, Oligarchs, Russian Oligarchs, Spanish Kiss

Everything Compliance

Episode 99, the Nobody Wants a Truth Cocktail Edition

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Post date May 5, 2022
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Welcome to the only roundtable podcast in compliance. In 2021, Everything Compliance was honored by W3 as a top talk show in podcasting. In this episode, we have the quartet of Jay Rosen, Jonathan Marks, Tom Fox and Matt Kelly. We conclude with our fan favorite Shout Outs and Rants.

1. Jay Rosen discusses the hunt for Russian oligarch goods and funds. Rosen shouts out to gaslighters Marjorie Taylor Green and Kevin McCarthy for denying they made comments when the audio was played to them.

2. Matt Kelly takes a deep dive into the Stericycle FCPA enforcement action. Kelly gives a shout out to the Brooklyn Public Library for offering a free library cards to those from towns where the GOP has banned books.

3. Jonathan Marks looks explores the FirstEnergy corruption case and its continued fallout in Ohio. Marks rants about Comcast which marketed a product which does not exist.

4. Tom Fox looks a provocative piece by Dick Cassin which posits the DOJ has changed enforcement priorities to remediation as the key goal. Fox shouts out to shareholders of Credit Suisse who revolted against the Board when it tried to shield itself from liability over its recent financial failures.

The members of the Everything Compliance are:
•       Jay Rosen– Jay is Vice President, Business Development Corporate Monitoring at Affiliated Monitors. Rosen can be reached at JRosen@affiliatedmonitors.com
•       Karen Woody – One of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu
•       Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com
•       Jonathan Armstrong –is our UK colleague, who is an experienced data privacy/data protection lawyer with Cordery in London. Armstrong can be reached at jonathan.armstrong@corderycompliance.com
•       Jonathan Marks is Partner, Firm Practice Leader – Global Forensic, Compliance & Integrity Services at Baker Tilly. Marks can be reached at jonathan.marks@bakertilly.com
The host and producer, ranter (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network.