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Adventures in Compliance

Adventures in Compliance – Culture Lessons in ‘The Adventure of the Three Garridebs’

In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes collection The Case-Book of Sherlock Holmes by Arthur Conan Doyle. It is the final set of twelve Sherlock Holmes short stories by Arthur Conan Doyle, first published in the Strand Magazine between October 1921 and April 1927. In this episode, we consider perhaps my least favorite work of all the Holmes stories, The Adventure of the 3 Garridebs. In this story, we explore the adventure of the Three Garridebs to highlight the significance of critical ethical decision-making, transparency, and vigilance in building a resilient corporate culture. Holmes’ ability to cut through deception is a powerful example, emphasizing these principles’ vital role in maintaining integrity and trust within an organization. Listeners will learn how these cornerstones can be applied to foster a robust and compliant corporate environment.

Highlights include:

  • The Three Garridebs
  • Ethical lessons from the story
  • How Sherlock Holmes instructs corporate culture

Resources:

The New Annotated Sherlock Holmes

Sherlock Holmes FAQ by Dave Thompson

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out the entire 3-book series, The Compliance Kids, on Amazon.com.

For an audio/video version of the Compliance Kids book, Speaking Up is AWESOME, contact Tom Fox.

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Adventures in Compliance

The Case-Book of Sherlock Holmes – Compliance Leadership Lessons in ‘The Adventure of the Sussex Vampire’

In this new season of Adventures in Compliance, host Tom Fox delves into the Sherlock Holmes collection The Case-Book of Sherlock Holmes by Arthur Conan Doyle. It is the final set of twelve Sherlock Holmes short stories by Arthur Conan Doyle, first published in the Strand Magazine between October 1921 and April 1927. This episode considers the short story, The Adventure of the Sussex Vampire. In this story, Sherlock Holmes investigates a case involving a master jewel thief and Holmes’s investigative techniques. This story provides several valuable leadership lessons for the 21st-century compliance professional.

Tom examines Conan Doyle’s short story through the lens of business ethics and corporate compliance. The tale, which initially suggests a supernatural element, is revealed to be a case of jealousy and attempted murder using poison darts. Fox draws several compliance lessons from Holmes’ approach: avoiding hasty conclusions, valuing investigation integrity, adopting holistic views, and maintaining clarity in communication. This episode is packed with insights for compliance professionals navigating complex ethical landscapes.

Highlights include:

  • The Sussex Vampire Story Unfolds
  • Business Leadership Lessons from the Sussex Vampire
  • Enhancing Compliance Leadership.

Resources:

The New Annotated Sherlock Holmes

Sherlock Holmes FAQ by Dave Thompson

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out the full 3-book series, The Compliance Kids, on Amazon.com.

For an audio/video version of the Compliance Kids book, Speaking Up is AWESOME, contact Tom Fox.

Connect with Tom Fox

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Adventures in Compliance

Adventures in Compliance – Leadership Lessons from Sherlock Holmes in The Illustrious Client

In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes collection The Case-Book of Sherlock Holmes by Arthur Conan Doyle. It is the final set of twelve Sherlock Holmes short stories by Arthur Conan Doyle, first published in the Strand Magazine between October 1921 and April 1927. In this episode, we consider the story, The Adventure of the Illustrious Client, and the leadership lessons from the compliance professional that can be found in the story.

In this episode, we delve into the Sherlock Holmes story ‘The Illustrious Client,’ where Holmes and Watson aid Sir James Damery in rescuing General de Merville’s daughter, Violet, from the clutches of the dangerous Baron Gruner. The story unfolds with Holmes’s meticulous strategy to expose the Baron’s true nature, culminating in dramatic action and revealing leadership lessons for compliance professionals. Key leadership lessons include persistence in pursuing justice, strategic collaboration, deep contextual knowledge, risk mitigation, integrity and courage, adaptable tactics, and leveraging transparency to combat deception. These insights showcase how ethical behavior and accountability can be fostered in an organization.

Highlights include:

  • Holmes’ Strategy and Allies
  • Leadership Lessons from Holmes
  • Strategic Collaboration
  • Risk Awareness and Mitigation
  • Leveraging Transparency

Resources:

The New Annotated Sherlock Holmes

Sherlock Holmes FAQ by Dave Thompson

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out the full 3-book series, The Compliance Kids, on Amazon.com.

For an audio/video version of the Compliance Kids book, Speaking Up is AWESOME, contact Tom Fox.

Connect with Tom Fox:

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Into the Darkness

Into the Darkness: Unmasking ‘Mare of The Night’: A Sherlock Holmes Reimagined with Filmmaker CJ Goodwyn

Into the Darkness: CJ Goodwyn’s Vision of Sherlock Holmes: Mare of the Night is a deep dive into the creative journey behind an ambitious reimagining of the Sherlock Holmes legacy. This 10-part podcast series will unravel the entire movie production process, offering listeners an insider’s look into the making of Sherlock Holmes Mare of the Night, a film that blends the mystique of classic Sherlock Holmes with a dark, supernatural twist.

Director CJ Goodwyn joins me in episode 2 to discuss the distinctive and melancholy reimagining of Sherlock Holmes, which shows him as a man coping with years of criminal horrors and psychological trauma.

Goodwyn offers a deep dive into his creative process and the symbolism behind the film’s title, inspired by the famous painting ‘The Nightmare.’ He also sheds light on his nuanced portrayal of Inspector Lestrade, transforming him from a bumbling sidekick to a richly developed character with a compelling backstory. The conversation further explores the technical and creative challenges in integrating psychological horror elements into the Sherlock Holmes universe while working with a limited budget, emphasizing the importance of impactful visuals, natural lighting, and authentic set design. Additionally, Goodwyn speaks about the thrilling final stages of production, highlighting the collaboration with composer Antonio on a hauntingly beautiful score and the contributions of core actors like Les Bess. As they gear up for the film’s premiere in San Antonio and subsequent nationwide rollout, Goodwyn shares insights into the excitement and challenges of bringing this controversial and gripping story to life.

Highlights Include:

  • Sherlock Holmes: A Real Person?
  • Lestrade’s Character Development
  • Challenges in Filmmaking
  • Crafting the Story: From Concept to Screenplay
  • Cinematography and Visual Atmosphere
  • Sound and Music: Setting the Tone
  • Collaborating with Actors

Resources:

Sherlock Holmes-Mare of the Night

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Adventures in Compliance

The Casebook of Sherlock Holmes – Investigative Lessons from The Adventure of The Mazarin Stone

In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes collection The Case-Book of Sherlock Holmes  by Arthur Conan Doyle. It is a final set of twelve Sherlock Holmes short stories by Arthur Conan Doyle, first published in the Strand Magazine between October 1921 and April 1927. In this episode, we consider the story, the Adventure of the Mazarin Stone. In this story, Sherlock Holmes investigates a case involving a master jewel thief and Holmes investigative techniques. This story provides several valuable investigative lessons for the 21st century compliance professional.

Fox explores how the investigative brilliance of Sherlock Holmes can be applied to modern corporate compliance. Fox translates Holmes’ detective methods into valuable compliance strategies. He discusses how creative investigative techniques, effective witness handling, and quick resolution tactics from Holmes’ era can benefit today’s compliance professionals. With reference to the 2024 updates to the DOJ Whistleblower Financial Incentive Program, Fox emphasizes the importance of timely action, collaboration with external authorities, and attention to detail.

Highlights Include:

  • Holmes’ Clever Tactics and the Jewel Thief
  • Internal Investigative Lessons for Compliance Professionals
  • Maintaining Control in Tense Situations
  • Staying Focused on Objectives
  • Gathering Evidence Discreetly
  • Handling Key Witnesses

Resources:

The New Annotated Sherlock Holmes

Sherlock Holmes FAQ by Dave Thompson

For an audio/video version of the Compliance Kids book, Speaking Up is AWESOME, contact Tom Fox. 

Connect with Tom Fox

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Adventures in Compliance

Adventures in Compliance: Compliance Lessons from The Adventure of The Blanched Soldier

In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes collection The Case-Book of Sherlock Holmes  by Arthur Conan Doyle. It is final set of twelve Sherlock Holmes short stories by Arthur Conan Doyle first published in the Strand Magazine between October 1921 and April 1927.

In this episode, we consider the story, the Adventure of the Blanched Soldier. In this story, Sherlock Holmes investigates a case involving a missing man and an unusual illness, revealing a family secret in the process. This story provides several valuable compliance lessons for the 21st century compliance professional.

“The Adventure of the Blanched Soldier” teaches us that transparency, due diligence, and the ethical handling of sensitive information are core components of an effective compliance program. Holmes’s methods remind us that ignoring or concealing potential risks can have far-reaching consequences.

Highlights Include:

  • Transparency and Ethical Duty
  • Due Diligence and Investigation
  • Confidentiality and Sensitive Information
  • Responsibility to Act
  • Health and Safety Compliance

Resources:

The New Annotated Sherlock Holmes

Sherlock Holmes FAQ by Dave Thompson

For an audio/video version of the Compliance Kids book, Speaking Up is AWESOME, contact Tom Fox.

Connect with Tom Fox

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Adventures in Compliance

Special Episode: Old Time Radio Meets The Silver Screen – Adam Graham on The Movie ‘The Adventures of Sherlock Holmes’

We’re taking things in a new direction today with our second special episode of Adventures in Compliance! Tom Fox is excited to welcome back Adam Graham for a short, two-part series where we dive into some movie adaptations of Sherlock Holmes. Tom first met Adam at PodFest Expo 2024, and Adam is a big fan of old-time mystery radio shows—including, of course, Sherlock Holmes.

In this episode, we kick things off by diving into The Adventures of Sherlock Holmes, the first Basil Rathbone/Nigel Bruce Holmes adventure, and the second Universal Pictures production featuring the legendary detective.

Tom and Adam explore this classic film, celebrated for its perfect mix of music, detective work, and a menacing Moriarty, brilliantly played by George Zucco. Set in Holmes’ iconic era, the movie showcases standout performances from Rathbone and Bruce, who bring both drama and a touch of humor to their roles. With clever screenwriting, the plot pulls viewers in, involving a historical murder set in motion by Moriarty’s crafty schemes. They also touch on how this film influenced future Holmes adaptations in both radio and film.

Throughout the episode, Tom and Adam celebrate the talents of the cast, including Ida Lupino, and break down the film’s most memorable moments—from thrilling action to lighthearted comedy. They wrap up by sharing details about the 15th anniversary of the Great Detectives of Old-Time Radio show, encouraging listeners to revisit these timeless detective stories and enjoy the lasting charm of the Holmes universe.

Key Highlights:

  • Why ‘The Adventures of Sherlock Holmes’ is a Favorite
  • Setting and Authenticity in the Film
  • Performances and Character Portrayals
  • Moriarty’s Character Analysis
  • Plot and Screenwriting Excellence
  • Final Thoughts and Rankings

Resources:

The New Annotated Sherlock Holmes

Sherlock Holmes FAQ

Adam Graham

Great Detectives of Old Time Radio

Sherlock Holmes on Great Detectives of Old Time Radio

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For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

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Adventures in Compliance

Adventures in Compliance: Special Episode – Old Time Radio Meets The Silver Screen – Adam Graham on The Movie The Hound of The Baskervilles

We take things in a different direction today with our first Special Episode in the Adventures in Compliance podcast. Today, Tom Fox is thrilled to bring back Adam Graham for a short, two-part special series where we begin to review some of the movie representations of Sherlock Holmes. Tom met Adam Graham at PodFest Expo 2024 and he is a huge old-time mystery radio show aficionado, including, of course, Sherlock Holmes.

Today, we begin with a look at the first Basil Rathbone/Nigel Bruce Holmes adventures, which is also the first of two productions by Universal Pictures, The Hound of the Baskervilles.

Graham shares insights on the 15th anniversary of his podcast and his background as an independent podcaster. The discussion focuses on the enduring appeal of Sherlock Holmes, the strong performances of Basil Rathbone and Nigel Bruce, and the rich atmosphere of films like The Hound of the Baskervilles and The Adventures of Sherlock Holmes (our next episode).

The conversation highlights the contrasts between the portrayals of Dr. Watson by Nigel Bruce in films and other adaptations. They praise the remarkable cinematography, the storytelling, and the significance of character actors like George Zucco as Moriarty. They also discuss the range shown by Rathbone and Bruce in the dynamic roles they played. The episode concludes with Adam sharing details about his upcoming 15thanniversary of his podcast, the Great Detectives of Old Time Radio Podcast and inviting listeners to learn more about old time radio detectives on his website.

Key Highlights:

  • Analyzing The Hound of the Baskervilles
  • Basil Rathbone as Sherlock Holmes
  • Nigel Bruce’s Portrayal of Dr. Watson
  • Universal Pictures are the Right Studio for Holmes
  • Final Thoughts and Announcements

Resources:

The New Annotated Sherlock Holmes

Sherlock Holmes FAQ

Adam Graham

Great Detectives of Old Time Radio

Sherlock Holmes on Great Detectives of Old Time Radio

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Adventures in Compliance

Adventures in Compliance: The Last Bow – Compliance Lessons from Sherlock Holmes’ War Service

Welcome to a review of all the Sherlock Holmes stories which are collected in the work, “The Last Bow“. It is a collection of eight detective stories written by Sir Arthur Conan Doyle, from 1908 to 1917. The collection spans some of the most intriguing cases and mysteries that Holmes and his loyal friend Dr. John Watson tackle.

Today we take up The Story of Sherlock Holmes War Service, which appeared in Strand Magazine in December 1917, as we consider the compliance lessons from the story Sherlock Holmes War Service.

In this episode, Tom Fox delves into the final story from Arthur Conan Doyle’s 1917 collection ‘His Last Bow,’ focusing on Sherlock Holmes’ wartime espionage activities. The story transitions from detective work to spycraft, exemplifying key compliance lessons such as monitoring, risk management, collaboration, confidentiality, adaptability, leadership, and thorough investigations. Tom draws parallels between Holmes’ strategies and modern compliance practices.

Key Highlights:

  • Introduction to the Final Story: Sherlock Holmes War Service
  • Key Compliance Lessons from the Story
  • Upcoming new episodes 

Resources:

The New Annotated Sherlock Holmes

Sherlock Holmes FAQ

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For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

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Adventures in Compliance

The Last Bow Stories – Investigative Lessons from The Disappearance of Lady Frances Carfax

Welcome to a review of all the Sherlock Holmes stories that are collected in the work, “The Last Bow.“. It is a collection of eight detective stories written by Sir Arthur Conan Doyle, from 1908 to 1917. The collection spans some of the most intriguing cases and mysteries that Holmes and his loyal friend Dr. John Watson tackle.

Today we take up The Disappearance of Lady Frances Carfax, which appeared in Strand Magazine in December 1911, as we consider investigative lessons for compliance professionals from The Disappearance of Lady Frances Carfax.

This episode considers the investigative methods employed by Holmes and Watson, which offers valuable lessons on investigations for compliance professionals. Key points include thorough information gathering, maintaining confidentiality, attention to detail, critical thinking, collaboration, understanding human behavior, following financial clues, meticulous documentation, and learning from each case. The episode underscores how these investigative principles can be directly applied to the field of compliance.

Key Highlights:

  • Introduction to Lady Frances Carfax
  • The Disappearance and Investigation
  • Holmes’ Discoveries and the Climax
  • Key Investigative Lessons for Compliance
  • Compliance Principles

 Resources:

The New Annotated Sherlock Holmes

Sherlock Holmes FAQ

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For more information on Ethico and a free White Paper on top compliance issues in 2024, click here.