Categories
Compliance Into the Weeds

JPMorgan Responds to Whistleblower Claims


Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. This week, Matt and Tom take a deep dive into the recent response of JPMorgan to the whistleblower termination allegations of Shaqualla Williams. Highlights include:

  • What does whistleblower protection actually mean?
  • Can a company fire an employee for other conduct if they have filed a whistleblower report?
  • Will this become the template for getting rid of whistleblowers?
  • Do the substance of whistleblower reports matter?

Resources
Matt in Radical Compliance

Categories
Daily Compliance News

March 8, 2022 the Turbocharged Edition


In today’s edition of Daily Compliance News:

  • Putin’s war has turbocharged anti-corruption. (Politico)
  • Lawyers as gatekeepers.  (Radical Compliance)
  • Was it a culture change or just messaging? (NYT)
  • NFL Nightmare comes true. (ESPN)
Categories
Compliance Into the Weeds

Compliance into the Weeds – Episode 47

SEC Chair Clayton Talks Compliance Costs. Will the new administration gut SOX and Dodd-Frank compliance requirements?