Tag: JPMorgan

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Daily Compliance News

Daily Compliance News: March 15, 2024 – The More CFOs to CEOs Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News.

All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

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Daily Compliance News

Daily Compliance News: January 17, 2024 – The Corruption is a National Security Issue Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • JPMorgan will pay $18 million for whistleblower protection violations. (WSJ)
  • Why is corruption a national security issue?  (The Diplomat)
  • Kirkland now faces the music for the corrupt ex-bankruptcy judge.  (Reuters)
  • Anti-corruption advocate sworn in as Guatemalan President.  (Bloomberg)

For more information on Ethico and a free White Paper on top compliance issues in 2024, click here.

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Daily Compliance News

Daily Compliance News: November 13, 2023 – The Parents in Trouble Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

  • SBF parents face legal peril.  (WaPo)
  • Does Apple owe you money? (NYT)
  • Navy contractor sentenced for bribery. (WaPo)
  • JPMorgan’s $290 Epstein settlement approved by court. (Reuters)
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Daily Compliance News

Daily Compliance News – June 23, 2023 – The Deleted Messages Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance related stories to start your day. Sit back, enjoy a cup of morning coffee and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership or general interest for the compliance professional.

  • Microsoft/Activision merger hearing to begin. (WSJ)
  • Judge severely spanks lawyer for using ChatGPT for Motion. (WSJ)
  • JPMorgan to pay $4MM for deleted messages. (WSJ)
  • Twitter shows strong willingness to comply with digital content laws. (WSJ)
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Daily Compliance News

Daily Compliance News: June 20, 2023 – The End of CVs Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

  • How Huawei got caught spying and lost a $200MM contract. (Bloomberg)
  • Why JPMorgan settled. (WSJ)
  • Whistleblowing for personal revenge backfires. (WSJ)
  • AI-death of the CV? (FT)
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Daily Compliance News

Daily Compliance News: June 13, 2023 – The FTC Sues Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

  • FTC sues to block Microsoft/Activision Blizzard deal. (WSJ)
  • JPMorgan settles with Epstein victims for $290MM. (Reuters)
  • EU will stamp out corruption in Brussels. (Euronews)
  • Stamping out corruption vital for Ukraine. (FT)
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Daily Compliance News

Daily Compliance News: June 9, 2023 – The An Island of Corruption Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

·       Gary Gensler has never seen so much non-compliance. (WSJ)

·       Jes Staley says it was all JPMorgan.  (Reuters)

·       Texas AG was his own ‘Island of Corruption”. (Governing)

·       Zuckerberg lays out his vision for Meta.  (NYT)

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Daily Compliance News

Daily Compliance News – June 1, 2023 – The He Said/He Said Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

  • Do you have the right to disconnect? (FT)
  • Jho Low in Macau. (Al Jazeera)
  • 737 Max family victims can sue for pre-crash pain and suffering of victims. (Reuters)
  • Jes Staley says he talked to Jamie Dimon about Epstein. (WSJ)
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Daily Compliance News

April 14, 2023 – The Jury Selection Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

·       What’s next for Venezuela?  (OilPrice)

·       JPMorgan MDs-come back.  (Bloomberg)

·       Juul agrees to pay $462MM. (BBC)

·       Jury selection to begin in Dominion suit v. Fox News. (Reuters)

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Daily Compliance News

April 13, 2023 – The Do Sanctions Work Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • Prosecution rests in Illinois corruption case. (FoxNews)
  • Why sanctions don’t work. (Planet Money)
  • Fox News was sanctioned for withholding documents. (NYT)
  • JPMorgan knew of Epstein’s conduct in 2006. (Reuters)