Tag: Star Trek TOS

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Trekking Through Compliance

Trekking Through Compliance-Episode 21-Return of the Archons

In this episode of Trekking Through Compliance, we consider the episode Return of the Archons which aired on February 9, 1967, Star Date 3156.2
Compliance Takeaways:
  1. Is the Prime Directive absolute or is there room for flexibility?
  2. Groupthink can kill off a civilization or corporation.
  3. AI will always be enhanced by human interactions and interpretations.
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Trekking Through Compliance

Trekking Through Compliance-Episode 20-Court Martial

In this episode of Trekking Through Compliance, we consider the episode Court Martial which aired on February 2, 1967, Star Date 2947.3.
Compliance Takeaways:

  1. Have you tied down your documents before your investigation begins?
  2. Your investigation can change based upon facts on the ground.
  3. Never forget in a FCPA enforcement action, each lawyer represents his or her client.

 

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Trekking Through Compliance

Trekking Through Compliance-Episode 19-Tomorrow is Yesterday

In this episode of Trekking Through Compliance, we consider the episode Tomorrow is Yesterday which aired on January 26, 1967, Star Date 3113.2.
Compliance Takeaways:
  1. Sometimes unexpected developments can cause higher risk.
  2. What is your investigation protocol?
  3. How do you onboard new employees on your corporate culture?
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Trekking Through Compliance

Trekking Through Compliance-Episode 17- The Squire of Gothos

In this episode of Trekking Through Compliance, we consider the episode The Squire of Gothos which aired on January 12, 1967, Star Date 2124.5.
Compliance Takeaways:

  1. What to make when basic science is so wrong (Alternative facts?)
  2. What happens when everything is ‘too easy’?
  3. What is country manager risk?

Resources
Excruciatingly Detailed Plot Summary by Eric W. Weisstein for TheSquire of Gothos
MissionLogPodcast.com-The Squire of Gothos  

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Trekking Through Compliance

Trekking Through Compliance-Episode 16- The Galileo Seven

In this episode of Trekking Through Compliance, we consider the episode The Galileo Seven which aired on January 5, 1967, Star Date 2821.5.
 Compliance Takeaways:

  1. Why sometimes you must adhere to a culture’s traditions.
  2. What is risk?
  3. As a leader and CCO, you have to adjust to the facts on the ground.

Resources
Excruciatingly Detailed Plot Summary by Eric W. Weisstein for TheGalileo Seven
MissionLogPodcast.com-Galileo Seven  

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Trekking Through Compliance

Trekking Through Compliance-Episode 15- Shore Leave

In this episode of Trekking Through Compliance, we consider the episode Shore Leave  which aired on December 29, 1966, Star Date 3025.3.
 Compliance Takeaways:

  1. When you see a fact from your past, interpret in light of your current situation.
  2. What is risk?
  3. As a leader and CCO, sometimes you just have to have a little fun.

Resources
Excruciatingly Detailed Plot Summary by Eric W. Weisstein for Shore Leave
MissionLogPodcast.com- Shore Leave  

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Trekking Through Compliance

Trekking Through Compliance-Episode 14- Balance of Terror

In this episode of Trekking Through Compliance, we consider the episode Balance of Terror  which aired on December 15, 1966, Star Date 1709.1
Compliance Takeaways:
  1. As a CCO, you must not allow racism in your organization.
  2. Does your speak up culture include training on how to listen?
  3. #MeToo means that if, as a by-stander you see something it is your responsibility to report it.Resources
Excruciatingly Detailed Plot Summary by Eric W. Weisstein for Balance of Terror

MissionLogPodcast.com-Balance of Terror 
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Trekking Through Compliance

Trekking Through Compliance-Episode 13- The Conscience of the King

In this episode of Trekking Through Compliance, we consider the episode The Conscience of the King which aired on December 8, 1966, Star Date 2817.6.
Compliance Takeaways:
  1. When does a leader step over the line from business to personal?
  2. Can you ever be sure in an investigation absent a confession?
  3. What is the difference between an investigation and a root cause analysis?
Resources
Excruciatingly Detailed Plot Summary by Eric W. Weisstein for The Conscience of the King
MissionLogPodcast.com-The Conscience of the King
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Trekking Through Compliance

Trekking Through Compliance-Episode 12-The Menagerie (Part Two)

In this episode of Trekking Through Compliance, we consider the episode The Menagerie (Part Two) which aired on November 24, 1966, Star Date 3012.4.
Compliance Takeaways:

  1. What happens with your counter party refuses to comply with FCPA requirements?
  2. When the time comes will you as a CCO speak truth to power?
  3. Sometimes failure and being left behind are options.

Resources
Excruciatingly Detailed Plot Summary by Eric W. Weisstein for The Menagerie (Part Two)
MissionLogPodcast.com-The Menagerie (Parts 1 & 2)

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Trekking Through Compliance

Trekking Through Compliance-Episode 11-The Menagerie (Part One)

In this episode of Trekking Through Compliance, we consider the episode The Menagerie (Part One) which aired on November 17, 1966, Star Date 3012.4.
Compliance Takeaways:
  1. A leader must take care of themselves as well as their crew.
  2. What does it mean if a deal is too good to be true?
  3. Trust but verify.
Resources
Excruciatingly Detailed Plot Summary by Eric W. Weisstein for The Menagerie (Part One)
MissionLogPodcast.com-The Menagerie (Parts 1 & 2)