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Adventures in Compliance

Adventures in Compliance – Institutional Justice and Institutional Fairness Lessons from The Adventure of the Veiled Lodger

In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into Arthur Conan Doyle’s Sherlock Holmes collection, The Case-Book of Sherlock Holmes. It is the final set of twelve Sherlock Holmes short stories, first published in the Strand Magazine between October 1921 and April 1927. In this episode, we consider the story The Adventure of the Veiled Lodger.

Tom emphasizes the importance of fairness and transparency in compliance investigations, accountability without retaliation, encouraging whistleblowers, and addressing systemic failures. The episode also highlights how ethics and compliance must be ingrained in corporate culture, reflecting principles from the Department of Justice’s 2020 and 2024 updates to the Evaluation of Corporate Compliance Programs. Through Holmes’ empathetic approach, compliance professionals can learn the importance of contextual investigations and the pursuit of institutional justice. Tom invites Sherlock Holmes enthusiasts to engage in discussions about the stories and underscores the role of compliance in fostering a fair and ethical workplace.

Highlights include:

  • The Story of the Veiled Lodger
  • Lessons on Institutional Justice and Fairness
  • Lessons for CCOs

Resources:

The New Annotated Sherlock Holmes

Sherlock Holmes FAQ by Dave Thompson

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

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Adventures in Compliance

Adventures in Compliance – Compliance Lessons from ‘The Adventure of the Lion’s Mane’

In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into Arthur Conan Doyle’s Sherlock Holmes collection, The Case-Book of Sherlock Holmes. It is the final set of twelve Sherlock Holmes short stories, first published in the Strand Magazine between October 1921 and April 1927. In this episode, we consider a story more from the Natural World, The Adventure of the Lion’s Mane.

In this episode, Tom dives into ‘The Adventure of the Lion’s Mane,’ a lesser-known Holmes tale set in Holmes’ retirement on Sussex Beach. The story includes a mysterious and agonizing death of a science master, initially suspected to be a murder but revealed to be caused by a lion’s mane jellyfish. This episode draws crucial compliance lessons from the narrative, such as the importance of root cause analysis, adaptability in new roles, vigilance on external risks, methodical investigations, and effective communication.

We show how Sherlockian deduction parallels the skills needed for compliance professionals to address unseen threats, adapt to dynamic environments, and ensure meticulous documentation. Tom encourages compliance officers to emulate Holmes’ analytical rigor to build robust programs tackling unexpected challenges.

Highlights include:

  • Unraveling the Mystery
  • Compliance Lessons from The Adventure of the Lion’s Mane
  • Holmes’ Investigative Techniques
  • Understanding External Risks
  • Effective Investigation Strategies
  • The Importance of Communication

Resources:

The New Annotated Sherlock Holmes

Sherlock Holmes FAQ by Dave Thompson

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Connect with Tom Fox

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Adventures in Compliance

The Case-Book of Sherlock Holmes – Compliance Lessons from The Adventure of the Three Gables

In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into Arthur Conan Doyle’s Sherlock Holmes collection, The Case Book of Sherlock Holmes. It is the final set of twelve Sherlock Holmes short stories, first published in the Strand Magazine between October 1921 and April 1927. In this episode, we consider one of the lesser-known of all the Holmes stories, The Adventure of the Three Gables.

In this episode, we investigate the Sherlock Holmes short story ‘The Three Gables’ to uncover crucial compliance lessons. As part of ‘The Casebook of Sherlock Holmes,’ this episode examines ethical leadership, transparency, third-party risk management, whistleblower protections, reputation management, and root cause analysis through the lens of this lesser-known tale. The story of crime and manipulation serves as a reminder of the importance of integrity and accountability in business ethics. Check out the parallels between Sherlock Holmes’ investigative techniques and modern compliance practices and learn how these timeless lessons can strengthen organizational culture and mitigate risks.

Highlights include:

  • Introduction to The Three Gables
  • Unpacking Compliance Lessons
  • Ethical Leadership and Transparency
  • Third-Party Risk Management
  • Whistleblower Protections and Reputation Management
  • Root Cause Analysis and Final Thoughts

Resources

The New Annotated Sherlock Holmes

Sherlock Holmes FAQ by Dave Thompson

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Connect with Tom Fox

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Adventures in Compliance

The Case-Book of Sherlock Holmes – Compliance Leadership Lessons in ‘The Adventure of the Sussex Vampire’

In this new season of Adventures in Compliance, host Tom Fox delves into the Sherlock Holmes collection The Case-Book of Sherlock Holmes by Arthur Conan Doyle. It is the final set of twelve Sherlock Holmes short stories by Arthur Conan Doyle, first published in the Strand Magazine between October 1921 and April 1927. This episode considers the short story, The Adventure of the Sussex Vampire. In this story, Sherlock Holmes investigates a case involving a master jewel thief and Holmes’s investigative techniques. This story provides several valuable leadership lessons for the 21st-century compliance professional.

Tom examines Conan Doyle’s short story through the lens of business ethics and corporate compliance. The tale, which initially suggests a supernatural element, is revealed to be a case of jealousy and attempted murder using poison darts. Fox draws several compliance lessons from Holmes’ approach: avoiding hasty conclusions, valuing investigation integrity, adopting holistic views, and maintaining clarity in communication. This episode is packed with insights for compliance professionals navigating complex ethical landscapes.

Highlights include:

  • The Sussex Vampire Story Unfolds
  • Business Leadership Lessons from the Sussex Vampire
  • Enhancing Compliance Leadership.

Resources:

The New Annotated Sherlock Holmes

Sherlock Holmes FAQ by Dave Thompson

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out the full 3-book series, The Compliance Kids, on Amazon.com.

For an audio/video version of the Compliance Kids book, Speaking Up is AWESOME, contact Tom Fox.

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Adventures in Compliance

Adventures in Compliance – Leadership Lessons from Sherlock Holmes in The Illustrious Client

In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes collection The Case-Book of Sherlock Holmes by Arthur Conan Doyle. It is the final set of twelve Sherlock Holmes short stories by Arthur Conan Doyle, first published in the Strand Magazine between October 1921 and April 1927. In this episode, we consider the story, The Adventure of the Illustrious Client, and the leadership lessons from the compliance professional that can be found in the story.

In this episode, we delve into the Sherlock Holmes story ‘The Illustrious Client,’ where Holmes and Watson aid Sir James Damery in rescuing General de Merville’s daughter, Violet, from the clutches of the dangerous Baron Gruner. The story unfolds with Holmes’s meticulous strategy to expose the Baron’s true nature, culminating in dramatic action and revealing leadership lessons for compliance professionals. Key leadership lessons include persistence in pursuing justice, strategic collaboration, deep contextual knowledge, risk mitigation, integrity and courage, adaptable tactics, and leveraging transparency to combat deception. These insights showcase how ethical behavior and accountability can be fostered in an organization.

Highlights include:

  • Holmes’ Strategy and Allies
  • Leadership Lessons from Holmes
  • Strategic Collaboration
  • Risk Awareness and Mitigation
  • Leveraging Transparency

Resources:

The New Annotated Sherlock Holmes

Sherlock Holmes FAQ by Dave Thompson

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out the full 3-book series, The Compliance Kids, on Amazon.com.

For an audio/video version of the Compliance Kids book, Speaking Up is AWESOME, contact Tom Fox.

Connect with Tom Fox:

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Adventures in Compliance

The Case-Book of Sherlock Holmes – Unveiling Compliance Lessons in The Problem of Thor Bridge

In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes collection The Case-Book of Sherlock Holmes  by Arthur Conan Doyle. It is final set of twelve Sherlock Holmes short stories by Arthur Conan Doyle first published in the Strand Magazine between October 1921 and April 1927. In this episode, we consider the story, the The Problem of Thor Bridge. In this story, Sherlock Holmes investigates a case involving a master jewel thief and Holmes investigative techniques. This story provides several valuable for the 21st century compliance professional by drawing parallels between Holmes’ investigative methodologies and contemporary compliance practices.

In this episode of ‘Adventures in Compliance,’ Tom Fox kicks off a new season by delving into the final collection of Sherlock Holmes stories, ‘The Casebook of Sherlock Holmes.’ This episode focuses on the importance of questioning assumptions, meticulous documentation, objectivity in investigations, and the use of data-driven insights. Additionally, Fox emphasizes fostering a culture that encourages employee whistleblowing and continuous improvement in compliance programs. Sponsored by Ethico, the episode also highlights tools and resources available for enhancing compliance leadership.

Highlights Include

  • The Problem of Thor Bridge
  • Investigative Lessons from Sherlock Holmes
  • Key Principles for Compliance Professionals
  • The Importance of Documentation and Technology
  • Fostering a Speak-Up Culture
  • Proactive Compliance and Continuous Learning

Resources

The New Annotated Sherlock Holmes

Sherlock Holmes FAQ by Dave Thompson

For more information on the Ethico Toolkit for Middle Managers, available at no charge by clicking here.

Check out the full 3-book series, The Compliance Kids on Amazon.com.

For an audio/video version of the Compliance Kids book, Speaking Up is AWESOME, contact Tom Fox.

 

Connect with Tom Fox

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Adventures in Compliance

Adventures in Compliance: Introduction to The Case – Book of Sherlock Holmes

In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes collection The Case-Book of Sherlock Holmes by Arthur Conan Doyle. It is final set of twelve Sherlock Holmes short stories by Arthur Conan Doyle first published in the Strand Magazine between October 1921 and April 1927.

In the 1920’s Conan Doyle once again returned to his great creation for 12 more stories (and final) which were first published in The Strand, and then published collectively as The Case-Book of Sherlock Holmes in 1927. To some, they suggest a new narrative style, as 9 are told by Watson as the reader would expect, but one is narrated in the third person, and two by Holmes himself. Watson is at pains in the opening narrative to “Thor Bridge” to explain the change: ‘In some [cases] I was myself concerned and can speak as an eye-witness, while in others I was either not present or played so small a part that they could only be told as by a third person.’ … Conan Doyle’s struggle to ring the changes on what had become for him a tired formula reflected his personal literary journey.

Three stories of the collection are not narrated by Dr. Watson, unlike most Sherlock Holmes stories. “The Mazarin Stone” is narrated in the third person, since it was adapted from a stage play in which Watson hardly appeared. “The Blanched Soldier” and “The Lion’s Mane” are both narrated by Holmes himself, the latter being set after his retirement This collection marks the final appearances of Sherlock Holmes and contains some of the more peculiar and dark stories in the series.

Sherlock Holmes and The Casebook of Sherlock Holmes – Story List

  1. The Adventure of the Mazarin Stone
  2. The Problem of Thor Bridge
  3. The Adventure of the Creeping Man
  4. The Adventure of the Sussex Vampire
  5. The Adventure of the Three Garridebs
  6. The Adventure of the Illustrious Client
  7. The Adventure of the Three Gables
  8. The Adventure of the Blanched Soldier
  9. The Adventure of the Lion’s Mane
  10. The Adventure of the Retired Colourman
  11. The Adventure of the Veiled Lodger
  12. The Adventure of Shoscombe Old Place

In this episode, host Tom Fox provides an overview of the collection, details about its publication, and highlights the impact of Conan Doyle’s personal life on his work. Over the next 12 episodes, we will explore ethical and compliance lessons from Holmes’ stories.

Resources:

The New Annotated Sherlock Holmes

Sherlock Holmes FAQ by Dave Thompson

For an audio/video version of the Compliance Kids book, Speaking Up is AWESOME, contact Tom Fox.

 Connect with Tom Fox

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