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Daily Compliance News

February 17, 2023 – The High-Risk Rebuild Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • Jamaica PM facing corruption inquiry. (Reuters)
  • The high risk in Ukraine rebuild. (NYT)
  • The art and science of succession planning. (FT)
  • Is ChatGPT ready for the big time? (WSJ)
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Daily Compliance News

January 28, 2023 – The NCAs Hurt Health Care Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • Ukraine corruption raises concerns in Senate. (NYT)
  • Where do your bytes originate? (FT)
  • Former Venezuelan Chief Justice indicted for AML. (Reuters)
  • How NCAs hurt health care. (Bloomberg)
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Daily Compliance News

January 27, 2023 – The 4th Estate Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • Ukrainian journalists are leading the unmasking of gov officials’ corruption. (WaPo)
  • Hindenburg strikes again. (NYT)
  • Morgan Stanley levels internal fines for employees using ephemeral messaging. (FT)
  • Banks were told to watch out for Russian oligarch real estate deals. (WSJ)
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Daily Compliance News

January 24, 2023 – The Funding Was Secured Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

·       When is it time to step down.  (Bloomberg)

·       Elon Musk now says funding was secured.  (WSJ)

·       Dual purpose test upheld by SCT for attorney/Client privilege claim.  (Reuters)

·       Ukraine President vows action against corruption. (NYT)

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Daily Compliance News

January 23, 2023 – The Do As I Do, Not as I Say Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • Middle East corruption is pervasive. (National Review)
  • Amazon is under additional investigation. (WSJ)
  • Musk’s new defense is ‘do as I do, not as I say.’ (Reuters)
  • Ukraine MoD denies corruption. (Barron’s)
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Daily Compliance News

October 22, 2022 the Managers are Not Alright Edition

In today’s edition of Daily Compliance News:

  • Avoiding corruption in Ukraine reconstruction. (Brookings Institute)
  • Middle managers are not OK. (Bloomberg)
  • Meta continues to seek debarment of FTC chief. (Reuters)
  • Senate asks DOJ to publish white-collar prosecution data. (WSJ)
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Daily Compliance News

July 29, 2022 the Dan Snyder Testifies edition

In today’s edition of Daily Compliance News:

·       Dan Snyder testifies.   (Bloomberg)

·       Ukraine appoints ABC prosecutor. (Reuters)

·       DOJ is teaming up with NLRB for recalcitrant employers. (WSJ)

·       Booz Allen settles the no-poach claim. (Reuters)

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Daily Compliance News

July 21, 2022 the JPMorgan Whistleblower Headed to Trial edition


In today’s edition of Daily Compliance News:

  • Banks are turning to AI more and more for compliance issues. (WSJ)
  • JPMorgan whistleblower headed to trial. (Bloomberg)
  • Corruption concerns in Ukraine rear ugly head. (NPR)
  • Gibson Dunn accuses King & Spalding. (Reuters)
Categories
Daily Compliance News

June 21, 2022 the Red Flags for Forced Labor Edition


In today’s edition of Daily Compliance News:

  • Red Flags for forced labor in China battery-making supply chain. (NYT)
  • Will corruption prevent Ukraine from joining the EU? (NYT)
  • What are Scope 4 emissions? (Bloomberg)
  • Uyghur Forced Labor Prevention Act (UFLPA) is poised to go live. (BBC)
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Never the Same

Supply Chains Will Never Be the Same

After the Russian invasion of Ukraine, the world of business will never be the same again. Deputy Attorney General Lisa Monaco recently said that the world’s “geopolitical landscape is more challenging and complex than ever. The most prominent example is of course Russia’s invasion of Ukraine.” It is “nothing less than a fundamental challenge to international norms, sovereignty and the rule of law that underpins our society.” This is even more so in the current business climate. Over this five-part podcast series, I will consider how the business will never again be the same and how a confluence of events of events has changed business forever. I am joined in this exploration by Brandon Daniels, CEO of Exiger. We will explore the irrevocable changes in Supply Chain, trade and economic sanctions, anti-corruption, cyber-security and ESG. In Part 1, we begin with changes in the Supply Chain. Highlights include:

·      How the pandemic sped up changes in the Supply Chain which cumulated with the Russian invasion of Ukraine.

·      How US trade competition with China impacted the Supply Chain.

·      The ethical requirement to support democracy, democratic institutions and democratic countries has impacted the Supply Chain.

·      The national security risks and implications in the Supply Chain.

·      What is the role of compliance in addressing these new risks, challenges and opportunities?