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Daily Compliance News

Daily Compliance News: July 27, 2023 – The Judge Wants More Time Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance related stories to start your day. Sit back, enjoy a cup of morning coffee and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership or general interest for the compliance professional.

  • DWS closes in on settling greenwashing charges. (FT)
  • Ukraine tackles corruption. (EuroNews)
  • Hunter Biden judge wants more time to study plea deal. (Reuters)
  • Prosecutors want SBF jailed pre-trial. (WSJ)
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Daily Compliance News

Daily Compliance News: July 6, 2023 – The Corruption as Policy Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

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Daily Compliance News

Daily Compliance News: June 16, 2023 – The Goldman Probed Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

  • SEC and FED looking at Goldman roll in failed SVB. (WSJ)
  • Ecommerce and forced labor. (NYT)
  • Former Ukrainian Judge gets 10 years for corruption. (RadioFreeEurope)
  • Senate confirms first Muslim, female judge. (Reuters)
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Daily Compliance News

Daily Compliance News: June 13, 2023 – The FTC Sues Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

  • FTC sues to block Microsoft/Activision Blizzard deal. (WSJ)
  • JPMorgan settles with Epstein victims for $290MM. (Reuters)
  • EU will stamp out corruption in Brussels. (Euronews)
  • Stamping out corruption vital for Ukraine. (FT)
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Daily Compliance News

Daily Compliance News: June 5, 2023 – The Dylan Tokar Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

  • US firms raise corruption concerns in Ukraine grain deal. (WSJ)
  • Two whistleblowers appeal the Ericsson $279MM whistleblower award. (WSJ)
  • AG files suit to end Civil Rights laws. (Reuters)
  • Dylan Tokar celebrates 4 years a the WSJ Risk and Compliance Journal.
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Daily Compliance News

Daily Compliance News: May 17, 2023 – The $1 BN Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

  • Ecuador President to face impeachment trial. (FT)
  • Wells Fargo to pay $1bn to settle shareholder suit. (WSJ)
  • Ukraine Supreme Court under investigation for corruption. (Reuters)
  • Changed my mind not reason to reverse a settlement, even for Elon Musk. (CNBC)
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Daily Compliance News

Daily Compliance News: May 8, 2023 – The Vast Wasteland Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

·       US allows some banks to process Russia energy sales  (WSJ)

·       Ukraine has had some success in fighting corruption   (FT)

·       With apparently nothing done, Belgium defends its handling of Qatargate. (FT)

·       Newton Minow dies. (NYT)

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Daily Compliance News

Daily Compliance News for May 6, 2023 – The Largest Ever Whistleblower Award Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

  • The US should stay engaged with Ukraine. (National Review)
  • SEC awards the largest ever whistleblower amount, $279MM. (Reuters)
  • Coinbase says if SEC lets it go public, it can’t be charged with securities law violations. (WSJ)
  • Goldman Sachs is under investigation for SVB work. (NYT)
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Daily Compliance News

March 31, 2023 – The Binance CCO Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

· Binance CCO at the center of SEC charges. (WSJ)

· Ecuador President to face corruption charges. (FT)

· Tokyo Olympic corruption scandal is still causing Japan headaches. (NYT)

· West can help Ukraine rein in corruption. (Reuters)

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Daily Compliance News

March 8, 2023 – The Corruption is Legal Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • Householder says corruption is legal under Citizens United. (WSJ)
  • Barcelona FC is to be charged with corruption. (USA Today)
  • DOJ says Roger Ng deserves 15 years in jail. (Bloomberg)
  • Ukraine gets a new anti-corruption chief. (Reuters)