Categories
The Compliance Life

Valerie Charles – Move to ComTech

The Compliance Life details the journey to and in the role of a Chief Compliance Officer. How does one come to sit in the CCO chair? What are some of the skills a CCO needs to success navigate the compliance waters in any company? What are some of the top challenges CCOs have faced and how did they meet them? These questions and many others will be explored in this new podcast series. Over four episodes each month on The Compliance Life, I visit with one current or former CCO to explore their journey to the CCO chair. This month, my guest is Valerie Charles, partner at StoneTurn. We discuss Valerie’s journey to the CCO chair, then to a ComTech start up, to her current role at StoneTurn and look down the road at where ComTech and compliance will be in 2025 and beyond.

Valerie made one very courageous move from an in-house position into the world of ComTech. She joined Gan Integrity. In this role she worked on the problem of the incredible inefficient way corporate compliance programs were managing data and set out to solve the problem. At Gan, she worked with 200+ global programs and helped to grow the company.

Resources

Valerie Charles LinkedIn Profile

Valerie Charles at StoneTurn

Categories
Compliance Kitchen

Strategy for Countering Corruption


The Biden Administration issues its 5 pillar Strategy on Countering Corruption.

Categories
Everything Compliance - Shout Outs and Rants

Everything Compliance – Shout Outs and Rants from Episode 92


In this edition of the award-winning Everything Compliance – Shout Outs and Rants, the gang looks at their top Shout Out or early Rant from 2022. They include:
1. Karen Woody shouts out to workers in the travel industry who are keeping the US travel industry afloat..
2. Jay Rosen shouts out to Antonio Brown.
3. Matt Kelly rants about Elon Musk selling his shares of Tesla stock immediately before the company announces a major product recall.
4. Jonathan Armstrong shouts out to Nicholas Burks and the advent of the synthetic ransomware attack.
5. Jonathan Marks rants about the multiple and mixed messages from the CDC.
6. Tom Fox rants about Novak Djokovic.

Categories
Innovation in Compliance

Leadership & Climate Change: A Talk with Don MacPherson

 
Don MacPherson is a futurist, a history buff, and has a degree in mass communications. He is Tom Fox’s guest on this episode of the Innovation in Compliance Podcast. Tom and Don talk about talent acquisition and retention, climate change, and the future of leadership.  
 

 
Nurturing The Right Talent
In the 20 years that the HR profession has been in existence, the biggest lesson that Don has learned is that ensuring you have the right talent is top priority. The companies that have the right talent are the most successful. Differentiate your organization by how you relate to your employees: provide them with better tools and resources in order to maximize their talent. 
 
Climate Change: A Great Economic Opportunity
Tom asks Don to talk about the main topics holding his interest at the moment. Don says that climate change is one such topic. “I think about [climate change] from two ways: why did we get here, what benefits have we gotten out of it, and what opportunities does it present,” he tells Tom. Even though climate change is the greatest threat to humanity at the moment, Don also sees it as “the greatest economic opportunity humans have ever seen.” Without climate change, and without global warming, humans would not have been able to build buildings, create infrastructure, travel, or create advances in both science and technology. 
 
The Future of Leadership
While AI is going to be a big part of the future of work, it will be replacing tasks not jobs, contrary to what many people believe. What becomes important then, is leaders’ ability to connect with their employees and other stakeholders in the new hybrid workforce, and create cultures that get the best out of their people. 
 
Resources
Don MacPherson | LinkedIn | Twitter
12 Geniuses
 

Categories
Daily Compliance News

January 11, 2022 the Visibility Edition


In today’s edition of Daily Compliance News:

  • Visibility for private companies coming? (WSJ)
  • End to Supply Chain in sight? (FT)
  • MACC head digs in heels. (This Week in Asia)
  • Can employer ban BLM masks at work? (Bloomberg)
Categories
Blog

Podcasting for Compliance Training and Communication

If there is one truism from the practices of law which translates to the practice of compliance it is that you are only limited by your own imagination. This holds true in the 360-degree realm of communication in compliance, as communications obviously come in many forms. Many compliance practitioners will well remember the 2012 Morgan Stanley declination. In this first declination made public, the Department of Justice (DOJ) recognized Morgan Stanley for emailing out 35 compliance reminders to Garth Peterson over seven years. Think about the power of 360-degrees of communications in the context of compliance reminders. Now imagine the power of short ethics and compliance video training clips going out over the same period of time and the effect it would have both on your employees and the regulators.

Podcast Storytelling

Why not tell the story of compliance through a podcast? I call it podcast storytelling and it can be a powerful tool. Each podcast series is 5-part series and constitute one story arc. The podcasts are about 10-15 minutes in length. The podcast storytellingseries can be a variety of interviews led by a noted podcast host such as the Voice of Compliance, yourself as the Chief Compliance Officer (CCO) or by anyone from your organization. It can be an interview with one or more people, or it can be a solo podcast.

Accompanying each podcast would be approximately 700 words of text. While there would be a fully integrated story line, each podcast and accompanying text is stand-alone compliance training and communications which could be used by anyone at your organization. The podcasts could be pushed out internally as well as via your organization’s social media channels. There is a full panoply of podcast sites available, such as iTunes, Spotify, IHeartRadio, Google Pods and/or Amazon.

At the end of the series, the text forms the basis of a more detailed white paper. This process would create between 11 different deliverables for your own marketing efforts, including five podcasts, five blog posts and a consolidated white paper. From each podcast, you can create multiple short audio clips or other forms of social media sharing materials with key quotes and lessons learned which you be created as podcast cover art.

A series such as this allows your organization to not only tell a story more effectively but reach a much larger audience than in any other format; live, audio-video or in-person. Yet there is another reason why you should consider this type of approach for compliance training and communications. It will provide you with the equivalent of market research and feedback. The numbers of listeners and downloads will give you a reliable source of data that you can use in other communications and trainings.

Compliance Department Branded Podcasts

Want another option? How about a fully produced branded podcast series for your internal compliance function. It could be two 25–30-minute episodes per month, with the guest selected by your compliance team. This format allows your corporate compliance function to tell the story of its greatest asset, its people, through interviews. Cannot get out of the country to travel? Still working remotely? Your branded podcasts give you a way to reach your employees as we continue to struggle through the Covid-19 variants. You can use the branded podcast to tell the story of compliance successes in your organization; you can include other departments to share their successes too. As with the podcast storytelling series, it would be done in a collaborative manner working with your comms team.

Compliance News of the Day

Want to make some short and snappy compliance communications? How about ‘Compliance News of the Day’? Have a daily curated news show of 3-4 compliance stories with a short summary of the series and how it relates to a compliance perspective to your organization. Make it fun so your employees want to check in daily. When the DOJ comes knocking and asks how often you send out compliance communications, you can point to your Compliance News of the Day as a great starting point.

As a compliance practitioner, you should strive to bring more storytelling into your compliance messaging, training and communications. If you put the employee in the shoes of the person they’re watching, they will remember it, because they will see how it applies to their lives. Such training and communication experiences will last much longer than if you drone over a written policy or show a PowerPoint. Marc Havener has called this “expanding your classroom.” Ronnie Feldman calls this bringing memorable storytelling to your compliance communications and training.

Since you are only limited by your imagination in compliance, why not use some of that to be creative in your compliance training and communications.

For more information on getting your compliance messages out to your employees, via a fully produced 5-part podcast series, branded podcast and/or daily news format, or you want to share your company’s successes on the Compliance Podcast Network give me a call or shoot me an email.