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New Podcasts On the Compliance Podcast Network

I have always striven to make the Compliance Podcast Network the most relevant, up-to-date and entertaining podcast network around, in compliance and elsewhere. I have continued that focus by starting nine new podcasts in 2023, with more to come. If you have not done so, check out one or more of these new podcasts on the CPN. I know you will find one for you.

  1. Two Gurus Talk Compliance

What happens when two top compliance commentators get together? They talk compliance, of course. I hope you will join Kristy Grant-Hart and myself for our new podcast, 2 Gurus Talk Compliance! In this podcast series we also review other top commentators in compliance. In this podcast, we will consider all things compliance, corporate ethics, ESG, governance, and whatever else is on our minds and the minds of other experts in the field. Join Compliance Kristy and the Voice of Compliance to explore all of these topics with expertise and wit.

  1. Coming Conflict with China – Business Challenges and Responses

In the short span of the 21st Century, the world’s top powers, the United States and China have moved inexplicably toward a showdown. This evolved from a commercial competition into something more akin to permanent non-kinetic warfare. What does this mean for US business doing business in and with China? In this special 5-part blog post series, I am joined by Brandon Daniels, CEO and President of Exiger, a global risk and compliance company, explore issues diverse as a real danger, supply chain, exports, cyber-attacks, and IP theft from the business perspective and give the compliance and business executive their viewpoints on what you can do to not only prepare your company but protect it as well. The challenges your company faces and, more importantly, the responses you make will go a long way toward determining if your organization will weather the coming storm.

  1. Compliance and AI

What is the role of Artificial Intelligence in compliance? What about Machine Learning? ChatGPT? These are but three of the many questions I will explore in this exciting new podcast, Compliance and AI. This podcast will look at how AI will impact compliance programs into the next decade and beyond. If you want to find out why the future is now, join me on this journey to the frontiers of compliance.

  1. Compliance Man Takes a Euro Trip

Compliance Man is back! In this season, myself and displaced Ukrainian Tim Khasanov-Batirov return to discuss Tim’s observations on the EU compliance scene, having fled Ukraine at the start of the war. Tim and I had previously looked at Tim’s work in emerging markets and in this series we focus on the EU. Bringing the wit, insight, and a non-US-centric take on compliance, join us as we explore compliance from a European perspective.

  1. Data Driven Compliance

In January, I premiered the first new podcast in the Compliance Podcast Network for 2023. This podcast is sponsored by Kona AI and in it, I discuss how to use data to improve and enhance the effectiveness of your compliance program, creating greater business efficiency, all leading to more return on investment for your compliance regime. Join host me as I explore how data will drive your compliance program to the next level.

  1. Fox on Podcasting

Sometimes you have to go meta. After having recorded, produced, hosted, and guested in over 5000 podcasts, I decided it was time to have a podcast about what else–podcasting. In this podcast series, I visit with podcast hosts to learn about their love of podcasting, what they have achieved through podcasting, and why they need to consider starting their podcast. Fun, witty, and chatty with a dash of joie de vivre, this series will be entertaining and educational. Join me as I explores the world of podcasting.

  1. Sunday Book Review – Author’s Podcast

The Sunday Book Review is one of the most beloved podcast in the Compliance Podcast Network. However many listeners wanted a podcast to deal with books for and about the compliance profession. In the Sunday Book Review – Author’s Podcast, I provide just that; as I visit with authors who write about business ethics, leadership, and compliance issues. This podcast will take a deep dive into books relevant to the compliance professional and make for a more leisurely chat with the authors about why they wrote their books, the details in the book, and, most importantly, what skills they will bring to the compliance professional.

  1. Pawtastic Friends – The Paw Talk

Pawtastic Friends is the designated charity for the Compliance Podcast Network. It provides dog enrichment training for rescue dogs. In this podcast, host Tom Fox talks to Pawtastic Friends founders Michael and Melissa Novelli about their passion for helping rescue dogs find their fur-ever home. You have heartwarming and heartbreaking stories from the Novellis and those who work to make Pawtastic Friends such a success. Listen in to Pawtastic Friends-The Paw Talk.

  1. The Woody Report – Karen Woody and Tom Fox talk Succession

Co-hosts Tom Fox and Karen Woody are back as they delve deep into the final season of Succession. From the recurring theme of personal vs. business decisions to the amazing performance from Shiv, Kendall and Roman, Tom and Karen two bring you it all! But that’s not all – learn valuable lessons about deal-making and cultural fit, and find out why the attention to detail in the clothing and accessories of the characters is so important. And if you’re looking for a great podcast recommendation, tune in to catch their thoughts on a brand-new show – who knows, you might find your next binge-worthy obsession! Take advantage of the upcoming second episode of The Woody Report, where Tom and Karen bring you all the latest in pop culture, business, and more.

 10. Sports and Compliance

The world of Sports is often a metaphor for business. In this podcast, two of the top compliance commentators around, Stephen Martin and myself, use our love of sports and competition to discuss current ethical issues in sports, look at compliance through a sports lens and determine how the world of sports and its stories can be a guide for the compliance professional.

But do not worry, I currently have several more podcasts in production and you will hear about them in the near future! Happy listening.

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Because That's What Heroes Do

Picard, Season 3, Episode 4 – No Win Scenario

Get ready for an exciting new season of Because That’s What Heroes Do. In it, Tom and Megan review Picard, Season 3. In this episode, we discuss Episode 4, No Win Scenario.  This podcast has everything from powerful moments and emotional scenes to Easter eggs and unforgettable plot twists! In this episode, the hosts discuss a barn scene where Shaw blames Captain Picard for his survivor’s guilt, a self-aware crew member, and Jack’s struggle with his father’s absence. They also analyze the evolution of Shaw’s relationship with 7, Jack’s vision, and the introduction of a new big bad. With engaging conversation and expert analysis, Tom and Megan provide insights you won’t find anywhere else. So don’t miss out on this thrilling podcast – tune in now!

Highlights

·      Review and Analysis of Wolf 359

·      Picard’s family revelation at the bar

·      Jack and Picard’s Relationship in Star Trek

·      Developments in character relationships and new villain introduction

·      Easter eggs and plot highlights in Star Trek episode

·      Terrifying Dream Experiences

Notable Quotes

“My apologies, asshole became a substitute for charm at some point. And that excuse me, such an in-like, showed his interesting self-awareness.”

“I thought about that scene a lot because it is incredibly powerful. The pain you see in Jack’s face is so palpable. It’s fabulous acting. And I can’t emphasize enough how fabulous it was in a nonverbal way.”

“And I guess Jack just didn’t understand that the car didn’t know and assumed the car didn’t want and that yeah. Did it hurt my heart a little?”

Resources

Megan Dougherty

LinkedIn

One Stone Creative

Twitter

Tom

Instagram

Facebook

YouTube

Twitter

LinkedIn

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Sunday Book Review

Sunday Book Review – April 16, 2023 – The University of Chicago Press Travels Through Time and Space Edition

In the Sunday Book Review, I consider books that interest the compliance professional, the business executive, or anyone curious. It could be books about business, compliance, history, leadership, current events, or anything else that might interest me. In today’s edition of the Sunday Book Review, I look at some books focusing on storytelling and history through space and time.

  • Astrotopia: The Dangerous Religion of the Corporate Space Race by Mary-Jane Rubenstein
  • The Great American Transit Disaster: A Century of Austerity, Auto-Centric Planning, and White Flight (Historical Studies of Urban America) by Nicholas Dagen Bloom
  • Travels in the Americas Notes and Impressions of a New World by Albert Camus
  • Rome as a Guide to the Good Life A Philosophical Grand Tour by Scott Samuelson
Categories
Because That's What Heroes Do

Picard, Season 3, Episode 3-17 Seconds

Get ready for an exciting new season of Because That’s What Heroes Do. In it Tom and Megan review Picard, Season 3. In this episode, we discuss Episode 3, 17 Seconds.  We take a deep dive deep into the “Wrath of Khan” theme and discuss fascinating theories about Jack’s possible connection with the Borg. They also express their disconcertment with the end of the Dominion War and its impact on the federation. However, the conversation doesn’t stop there as they explore the dynamic between Riker and Picard, uncovering past experiences that may have affected Riker’s decision-making abilities. The hosts also share their thoughts on Riker’s character development and question the use of modern language in the Star Trek universe.

Along the way, the speakers delve into the growth of characters such as 7 of 9, highlighting her evolution as a character and the importance of loyalty. They also touch on the lack of Easter Eggs in the episode and mention an upcoming cameo that has them buzzing with excitement. Don’t miss out on this thought-provoking and insightful episode of “Because That’s What Heroes Do.” Join Tom and Megan as they discuss everything Star Trek and share their passion for the universe.

Highlights

  • Episode 3 Synopsis
  • Analysis of Episode 3’s Plot Points & Theories
  • The Tension between Ryker and Picard
  • Character development and language
  • Character development of Shaw and 7 of 9
  • Analysis of Raffi’s Pragmatism
  •  Star Trek Cameo and Episode 3 RecapEaster eggs

Resources

Megan Dougherty

LinkedIn

One Stone Creative

Twitter

Tom

Instagram

Facebook

YouTube

Twitter

LinkedIn

Categories
Daily Compliance News

April 15, 2023 – The Hate will Backfire Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • Insider loans jumped prior to bank failures. (Bloomberg)
  • Did the gold mafia help the Gupta brothers? (AL Jazeera)
  • Transgender hate will backfire. (NYT)
  • What’s next in the Dominion lawsuit. (Reuters)
Categories
Kerrville Weekly News Roundup

Kerrville Weekly News Roundup: April 14, 2023

Welcome to the Kerrville Weekly News Roundup. Each week, veteran podcaster Tom Fox and his colleagues Andrew Gay and Gilbert Paiz get together to go over a couple of their favorite stories from the past week from Kerrville and the greater Hill Country. Sit back, enjoy a cup of morning coffee, and listen in to get a wrap-up of the Kerrville Weekly News. We each consider two of our favorite stories and talk about the upcoming weekend’s events which we will enjoy or participate in this weekend.

In this episode, Tom, Gilbert, and Andrew discuss the following stories which caught their attention over the past week.

·      Tom talks about the bond issue regarding utility improvement, and Don Frazier talks at the Dietert Center.

·      Gilbert housing market inventory and weekend events.

·      Andrew talks end of the Kerrville library controversy.

Resources

Tom Fox on LinkedIn

Gilbert Paiz on LinkedIn

Andrew Gay on LinkedIn

Texas Hill Country Podcast Network

Categories
31 Days to More Effective Compliance Programs

One Month to a More Effective Compliance Program for 3rd Parties-DOJ Metrics on Third Parties

In a 2015 speech before the SIFMA Compliance and Legal Society New York Regional Seminar, former Assistant Attorney General Leslie Caldwell for the first time, laid out metrics the DOJ would consider in evaluating a corporate compliance program around third parties. Caldwell began with the following question, “Does the institution sensitize third parties like vendors, agents or consultants to the company’s expectation that its partners are also serious about compliance?” This inquiry was brought forward into the DOJ’s 2017 Evaluation and all subsequent updates, including the most recent.

 Three key takeaways:

1. It all starts with a Relationship Manager.

2. Have company oversight of all third parties.

3. Audit, monitor, and remediate on an ongoing basis.

Categories
Creativity and Compliance

What the Heck Are We Doing?

Where does creativity fit into compliance? In more places than you think. Problem-solving, accountability, communication, and connection – they all take creativity. Join Tom Fox and Ronnie Feldman on Creativity and Compliance, part of the award-winning Compliance Podcast Network.

Ronnie’s company, Learnings and Entertainment, utilizes the entertainment devices that people use to consume information in their everyday, non-work lives, and apply it to important topics around compliance and ethics. It is not only about being funny. It is about changing the tone of your compliance communications and messaging to make your compliance program, policies and resources more accessible.

Get ready to tap into the minds of compliance gurus, Tom Fox and Ronnie Feldman, as they dive into how corporate culture impacts compliance. In today’s world, corporate culture is a key element of a best practice compliance program. However, many companies still focus on monitoring, risk assessment, policies, and procedures. Ronnie argues that the main goal of compliance is to stop people from doing bad things and to live up to company values. Discover how to create psychologically safe environments, train leaders to build trust, and use interesting and informative content to make your communication and training more engaging. Learn how middle management can work with compliance to build trust, regain institutional fairness for employees who speak up, and undo the lack of integrity observed in many organizations. Creativity and Compliance invites you to reach out for more information about the philosophy behind their solutions. Listen to the podcast today to take the first step towards a culture of compliance!

Key Highlights

·      The Importance of Corporate Culture in Compliance Programs

·      Addressing social and leadership environments in organizations

·      Promoting Integrity and Institutional Trust

·      Engaging Compliance Training Techniques

Key Quote

“We’re trying to stop people from doing bad things or said in a positive way. We’re trying to help We want our employees to live up to our values. Right?”

Resources:

Ronnie

Tom

Instagram

Facebook

YouTube

Twitter

LinkedIn

Categories
Fox on Podcasting

Fox on Podcasting – Joseph Ayinde – PreMed Reimagined

Sometimes you just have to go meta. After having recorded, produced, hosted, and guested in over 5000 podcasts, Tom Fox decided it was time to have a podcast about what else–podcasting. In this podcast series, Tom will visit with podcast hosts to learn about their love of podcasting, what they have been able to achieve through podcasting, and why you need to consider starting your own podcast. Fun, witty, and chatty with a dash of joie de vivre, this series will be entertaining and educational. Join Tom Fox as he explores the world of podcasting.

Get ready to be inspired with Fox on Podcasting! In this episode, host Tom Fox invites guest Joseph Ayinde, Honors UNC Biology, Neuroscience, and entrepreneurship student, to share his transformative experience at the Podcast Expo 2023. Joseph opens up about his personal growth and how it helped him become more comfortable expressing himself and his brand. They also discuss Joseph’s podcast, “PREMED, More Than a Major,” which combines his passion for writing and performing with his academic interests. Joseph’s business idea, Heally: PreMed Reimagined, encourages premed students to view their journey as their own and focus on their unique skills and value. These tips and insights will leave you motivated and informed. Tune in and discover more about Heally and their upcoming Heally Career Fair. Don’t miss out on this exciting opportunity to learn and grow!

Key Highlights

·      Podcast conference experiences for personal growth

·      ‘Premed More Than a Major.’

·      Integrating Service Events into Medical Training

·      The Genesis of Heally

·      Heally’s Medical Career Fair and Future Growth

·      Expanding Heally podcast to video and finding purpose

Key Quotes

“The environment was super welcoming; I made so many unexpected connections. And honestly, it was much more than just a professional experience. It was personal growth I saw as well.”

“If you want to push yourself out of your comfort zone, make new connections, and grow both professionally and personally, consider attending a podcast expo or industry event.”

Resources:

Joseph

Joseph Ayinde on LinkedIn

PreMed: More Than a Major Podcast

Heally: PreMed Reimagined

Tom

Instagram

Facebook

YouTube

Twitter

LinkedIn

Categories
Career Can D0

Unlocking the Power of Attitude in Business and Life with Ruth Klein

Attitude is everything when it comes to achieving success, regardless of age, gender, or background, says Ruth Klein. Ruth is an internationally renowned brand strategist, bestselling author, speaker, and expert celebrity branding maven. In this episode of Career Can Do, Ruth and host Mary Ann Faremouth discuss the principles that are critical to personal and business development. Ruth has written seven books, including the bestselling Generation Why Not?: 7 Principles to a Purposeful Business and Life Driven by Attitude, Not Age, which lays out seven principles that define your core beliefs and guide you through life’s challenges. 

It’s not the situation that makes or breaks us, but rather how we handle it. This attitude is what distinguishes those who lose everything and never come back from those who start up again, even stronger than before, Ruth remarks. She interviewed a diverse group of individuals for Generation Why Not?, from financial technology founders to an 83-year-old man who had written four books in four years. She discovered that attitude was the common thread among them: “It’s not age. It’s certainly not money. It’s not your standing. It’s not even your brilliance. It’s your attitude,” Ruth asserts.

 

Ruth identifies the seven principles that define our core beliefs: intention, thoughts, beliefs, decisions, actions, momentum, and environment.  Our intention, thoughts, and beliefs play a critical role in shaping our success. This means that if we’re not reaching our goals or having the relationships we want, we can examine our intention, thoughts, and beliefs to find the root cause. Procrastination, for example, can be traced back to our intention, thoughts, and beliefs about a task or relationship. Ruth encourages us to approach life with curiosity and openness to possibility, and to stay true to our values, even in challenging times.

 

Identifying your company’s internal culture and business values can help you attract and retain employees. Ruth says that CEOs and business owners should reflect on their internal culture and values and connect with employees to understand their needs and concerns. Regular communication with employees ensures that the organization clicks between the C-suite, managers, employees, and business.

 

Ruth also offers tips for personal and professional growth. She advises taking 100% responsibility for your attitude and creating an intention every morning of how to see the day, visualizing yourself achieving your goals. For example, you can create an intention to be a gift for everyone you meet or to stay focused and productive throughout the day.

 

Resources

Ruth Klein on Website | LinkedIn | Instagram | Facebook 

Generation Why Not?: 7 Principles to a Purposeful Business and Life Driven by Attitude, Not Age

Faremouth.com