In today’s edition of Daily Compliance News:
Author: admin
In today’s edition of Sunday Book Review:
· Half Lives: The Unlikely History of Radium by Lucy Jane Santos
· This is Your Mind on Plants by Michael Poland
· Undoing Drugs: The Untold Story of Harm Reduction and the Future of Addiction by Maia Szalavitz
· Kennedy’s Avenger: Assassination, Conspiracy, and the Forgotten Trial of Jack Ruby by Dan Abrams and David Fisher
In this #jammingwithjason #podcast I speak with my friend Mo Issa about his journey of self discovery and finding what is really important in life.
I met Mo many years ago when we were both trained to be coaches by Brian Tracy and we have continued our friendship as our paths keep crossing. Mo is one of the most authentic, reflective and wise people I know, so thought it was perfect to have him on the podcast to discuss how to become more self-aware, intentional, and learn how to slow down and relax… things most of us don’t start doing until a mid-life crisis.
And I’m guessing you don’t want to have a “crisis” in your life to before you start implementing this wisdom, right?!
And of course, like usual there are lots of quotable lines and lessons for you to develop habits that help you live your best life and get the most out of your career.
How can you reflect more and be intentional in your life?
Learn more about Mo and sign up for his weekly newsletter at: mo-issa.com
In this episode, the Kitchen looks at a recent OFAC settlement over Iran sanctions violations.
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July in Compliance Week
Welcome to From the Editor’s Desk, a podcast where Tom Fox and Dave Lefort, Editor in Chief at Compliance Week unpack some of the top stories which have or will appear in Compliance Week, look at top compliance stories, talk some sports and generally try to solve the world’s problems. In this month’s episode, we take a look back at top stories in CW from July, have a special guest appearance from CW columnist Aaron Nicodemus on his five-part series on whistleblowers and take a deep dive into Simon Biles and her mental health issues that caused her to withdraw from the 2021 Olympics.
Check out Compliance Week’s Open House for the month of August by clicking here.
As the Tokyo Olympics continue and FirstEnergy settles one of the largest domestic corruption cases ever, Tom and Jay are back to take a look at this week’s stories top compliance and ethics stories which caught their interest on This Week in FCPA in the Domestic Corruption edition.
Stories
- The First Energy domestic corruption scandal. Rick Messick in GAB. Matt Kelly in Radical Compliance.
- Obstacles to compliance training. Dick Cassin in the FCPA Blog.
- Should companies go into space? Mike Volkov says no in Corruption, Crime and Compliance.
- Is your compliance relationship with HR unleavened? Then leaven it, says Amy Dufrane in CCI.
- Can the Olympics be saved? Perhaps from the corruption angle. Andy Spalding in the FCPA Blog.
- What’s it like to be a whistleblower? Aaron Nicodemus with a 5-part series in Compliance Week (sub req’d). Aaron discusses the series on this edition of From the Editor’s Desk. (No Sub Req’d)
- What happens when a CCO acts like a GC? They ‘step in it’ says Matt Kelly in Radical Compliance.
- Are you afraid of your own shadow? Michael Rasmussen says you might well should be in Navex Global’s Risk and Compliance Matters.
- If you step in it, RAC it. Ngozi Okeh in PracticalESG.
- Boards and Corporate Strategies in the post-pandemic world. Wachtell, Lipton lawyers in the Harvard Law School Forum on Corporate Governance.
Podcasts and Events
- Jonathan Keller reviews the evolution of healthcare compliance in this episode of The Compliance Handbook.
- Scott Moritz turns the tables on Tom by interviewing him about his recently released book The Compliance Handbook, 2nd edition on this week’s edition of Fraud Eats Strategy.
- On The Compliance Life, in July I visited with Asha Palmer, CECO at Convercent. In Episode 1, from Claire Huxable to the DOJ. In Episode 2, ‘What do you think about Abu Dhabi?’ In Episode 3, she moves into compliance consulting and is surprised with what she observed. In Episode 4, Asha talks about moving into the CECO role and beyond.
- How do the Greek Cleomenes and the Roman Giaus Graccus inform compliance leadership today? Find out as Tom and Richard Lummis continue their exploration of Plutarch’s Lives in this episode of 12 O’Clock High, a podcast on business leadership.
- In Integrity Through Compliance, Episode 14, Joe Miller Returns to Discuss Anticipated Antitrust Enforcement Trends in the Biden Administration.
- The Compliance Handbook, 2nd edition is released. Learn about it here. Purchase it here.
Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com.
In today’s edition of Daily Compliance News:
- Credit Suisse releasing report on its Archegos failures. (WSJ)
- Robinhood IPOs at $38. (WSJ)
- Nikola founder charged with fraud. (Bloomberg)
- Did HSBC fail to alert its Monitor to money laundering at the bank? (The Guardian)
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Russia and FinCEN Updates
The Kitchen heads to Russia where another foreign NGO is marked as “undesirable.” Back in the States, FinCEN is getting ready for another ransomware themed FinCEN Exchange.
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The Vaccinated Edition
Welcome to the only roundtable podcast in compliance. Today, we have a quartet of Matt Kelly, Jay Rosen, Tom Fox and special guest panelist Karen Woody for a deep dive into a potpourri of issues and topics. We end with a veritable mélange of rants and shouts outs.
- Jay Rosen looks at how independent integrity monitors can assist to continue to health care providers deliver health care services through furthering compliance objectives. Rosen shouts out to the Golden Boy Tom Brady in asked ‘will 8 be enough’ to get the chip off Brady’s shoulders.
- Tom Fox sits in this week to discuss continuing HP/Autonomy fight around HP’s disastrous acquisition of Autonomy back in 2011. The latest episode occurred with a UK court approved the extradition of former Autonomy founder Mike Lynch to the US to stand trial for criminal charges. Fox shouts out to Neil Gerrard for inventing the phrase ‘global amnesia’ for explaining why he lied in sworn testimony during the ENRC trial.
- Karen Woody sits in as a special guest panelist. Woody discusses the recent SEC enforcement action involving a SPAC and the Ackerman withdrawal of his SPAC purchase of Universal Music. Woody shouts out to second season of Ted Lasso.
- Matt Kelly considers the compliance lessons from the Tandy Leather SEC enforcement action. Kelly shouts out to restaurants requiring proof of vaccination of potential customers.
- Jonathan Armstrong discusses what is a Chumba Wumba attack. Armstrong shouts out to author Eric Carle.
The members of the Everything Compliance are:
- Jay Rosen– Jay is Vice President, Business Development Corporate Monitoring at Affiliated Monitors. Rosen can be reached at JRosen@affiliatedmonitors.com
- Mike Volkov – One of the top FCPA commentators and practitioners around and the Chief Executive Officer of The Volkov Law Group, LLC. Volkov can be reached at mvolkov@volkovlawgroup.com
- Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com
- Jonathan Armstrong –is our UK colleague, who is an experienced data privacy/data protection lawyer with Cordery in London. Armstrong can be reached at armstrong@corderycompliance.com
- Jonathan Marks is Partner, Firm Practice Leader – Global Forensic, Compliance & Integrity Services at Baker Tilly. Marks can be reached at marks@bakertilly.com
The host and producer, ranter (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network.
Resources
See Matt Kelly’s blog post on Radical Compliance on the Tandy Leather SEC enforcement action.