Author: admin

Categories
Trekking Through Compliance

Trekking Through Compliance-Episode 51 – By Any Other Name


In this episode of Trekking Through Compliance, we consider the episode By Any Other Name which aired on February 23, 1968, Star Date 4657.5.
Compliance Takeaways:

  1. Adapt but do not lose sight of your goal.
  2. Take care of yourself.
  3. Do you have an EAP program?
Categories
Daily Compliance News

Daily Compliance News: July 21, 2019 Sunday Book Review edition

In today’s edition Sunday Book Review edition of Daily Compliance News we honor the author Andrea Camilleri and his creation Inspector Montalbano by reviewing my four favorite Montalbano novels:

Categories
Trekking Through Compliance

Trekking Through Compliance-Episode 50 – Patterns of Force


In this episode of Trekking Through Compliance, we consider the episode Patterns of Force which aired on February 16, 1968, Star Date 2534.0.
Compliance Takeaways:

  1. What happens when good men go bad?
  2. Your own sales force can be the best assessor of risk.
  3. Why is regime change such a prescient risk?
Categories
Daily Compliance News

Daily Compliance News: July 20, 2019, Boeing takes a charge edition

In today’s edition of Daily Compliance News:

  • Roger Ng in negotiations with DOJ for guilty plea.(Bloomberg)
  • Feds charge CCO with conspiracy to distribute opioids. (WSJ)
  • Trump to try and block Amazon contract with Pentagon. (Washington Post)
  • Boeing takes $7.3bn charge for 737 MAX scandal. (NYT)
Categories
Trekking Through Compliance

Trekking Through Compliance-Episode 49 – Return to Tomorrow


In this episode of Trekking Through Compliance, we consider the episode Return to Tomorrow which aired on February 9, 1968, Star Date 4768.3.
Compliance Takeaways:

  1. High risk can mean high reward.
  2. What is your risk management protocol?
  3. How do you account for changing risk?
Categories
Daily Compliance News

Daily Compliance News: July 19, 2019, Qualcomm spanked edition

In today’s edition of Daily Compliance News:

  • Qualcomm spanked in Europe for antitrust behavior. (NYT)
  • UK Financial Reporting Council gets a new leader.(WSJ)
  • Epstein denied bail. (WSJ)
  • Zuma about to quit anti-corruption probe. (FT)
Categories
Trekking Through Compliance

Trekking Through Compliance-Episode 48 – A Private Little War


In this episode of Trekking Through Compliance, we consider the episode A Private Little War which aired on February 2, 1968, Star Date 4211.4.
Compliance Takeaways:

  1. Why a Board needs compliance expertise.
  2. What is the M&A safe harbor?
  3. How the FCPA fosters competition.
Categories
Daily Compliance News

Daily Compliance News: July 18, 2019, revenge for Freedom Fries edition

In today’s edition of Daily Compliance News:

  • Sackler family name removed from the Louvre. (NYT)
  • More fallout from Sarclad acquitals. (WSJ)
  • EU open anti-competition investigation into Amazon. (Washington Post)
  • Payola hoops coach sentenced to time served. (NY Post)
Categories
Great Women in Compliance

Great Women in Compliance-Lauren Camilli on Compliance and Global Humanitarian Aid

Have you ever thought about what it would be like to work in a compliance program where you are also trying help those in most need all over the world?  Where your first concern in an investigation is to ensure the safety of the investigator and witnesses?
In this episode of Great Women in Compliance, Lisa talked with Lauren Camilli, the Vice President, General Counsel, Corporate Secretary, and Chief Ethics & Compliance Officer at Blumont, which is an international relief organization which supports infrastructure development and provides humanitarian aid globally.  Part of Blumont’s role is also to support and protect women in countries where women are most vulnerable.  Lauren talks about her transition from compliance in the defense industry to her current role, her “paradigm shift,” and the difference between most compliance roles and the non-profits.  She also provides some information about how those of us in traditional corporate compliance programs can support non-profit and other programs.
Categories
Trekking Through Compliance

Trekking Through Compliance-Episode 47 – The Immunity Syndrome


In this episode of Trekking Through Compliance, we consider the episode The Immunity Syndrome which aired on January 19, 1968, Star Date 4307.1.

Compliance Takeaways:
  1. For export control compliance; screen, screen and then screen again.
  2. How do you choose your project team?
  3. What is your innovation strategy?