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Compliance Into the Weeds

Compliance into the Weeds: Episode 131-Compliance Training

Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kelly (the coolest guy in compliance) and I go into the weeds to explore Matt’s observations on compliance training. While traveling cross-country with the family for a well-earned vacation he paid close attention to the safety training video. We used that as a starting point for a deep dive into compliance training and communications.
Some of the highlights include:

  • What are some fresh takes on compliance training?
  • How do you implement both effective and tailored training?
  • Is your training procedural? Ethical? Systemic?
  • Do you want your employees to follow procedures or standards of behavior?
  • Employees need to feel like there is someone listening.
  • What is the role of ongoing communications in training?

For further reading see Matt’s blog post-How Good Training Finds its Wings

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Daily Compliance News

Daily Compliance News: July 17, 2019, the don’t give a damn about my bad reputation edition

In today’s edition of Daily Compliance News:

  • What happens when you have an innovation and no one trusts you? Facebook is about to find out. (NYT)
  • How complex are whistleblower awards? (WSJ)
  • Why did Austrailian MOD give contract to US firm blacklisted for bribery and corruption. (The Guardian)
  • Peru ex-President faces corruption charges after arrest in US. (The Guardian)
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Trekking Through Compliance

Trekking Through Compliance-Episode 46 – A Piece of the Action


In this episode of Trekking Through Compliance, we consider the episode A Piece of the Action which aired on January 12, 1968, Star Date 4798.0.

Compliance Takeaways:
  1. The written word still holds power.
  2. Can you communicate in local vernacular?
  3. How do you select your Board of Directors?
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Daily Compliance News

Daily Compliance News: July 16, 2019, the Zuma to testify edition

  • French bank Société Générale sued over Cuba holdings.(WSJ)
  • In testimony, former South African President Zuma says no graft occurred. (Irish Times)
  • Waivers and the SEC. (WSJ)
  • EU holds seven optical companies guilty of cartel behavior. (EU Competition Commission)
Categories
Innovation in Compliance

The Human Element of Cyber Security with Eduardo Campos


Today’s guest on the Innovation in Compliance Podcast is Eduardo Campos – an expert in cybersecurity. He spent 25 years advising clients as large and illustrious as Microsoft and Bell Canada – and his focus was always on the human factor of cybersecurity, which is more critical than technology, policy or any other element.

Why is it So Hard for People To Understand?
He shares how it’s important to make the end-users of technology understand what your goals are – you have to avoid jargon and acronyms or no one is really going to understand what the goals of a cybersecurity program are. Tom mentions that often, tech professionals are speaking way over the heads of people listening to them, and asks Eduardo why that’s so often the case. Eduardo talks about the technical nature of the profession, and a lack of emphasis on communication, and practice talking to people who aren’t deeply involved in the different tools, terms and concepts being used. He always focuses on the importance of clear communication and makes it a part of every project he takes on.
The Importance of Communication Skills.
Communication around cybersecurity needs to go two ways. The person implementing the program and the people who will be using it are both sharing valuable information. Tom believes that the training in communication skills in compliance starts when new people are being hired, rather than training them after the fact, and Eduardo talks about the similarities in the cybersecurity industry. Communication is a critical part of the job that needs to be done, and that has to factor into hiring. When communication in a big cybersecurity project goes awry, it isn’t always the fault of the professionals implementing it. Communication is a skill companies need to hire and train for. Eduardo talks about the specific communication skills people need to have.
Is it Always Human Error?
Tom talks about how often security breaches are attributed to human error and wonders why hackers are so successful at breaching professional defenses. Eduardo reminds us that criminals have plenty of time to make plans and find new ways to get what they want. Cybersecurity professionals and program managers don’t. People in organizations, individuals who are likely to be targeted, are up against a very sophisticated threat – coming from email, social media, websites… and those high-risk individuals aren’t always being prepared adequately to recognize and avoid threats. Eduardo shares how this happens, and why.
Embedded-Knowledge
Eduardo’s business is called Embedded-Knowledge Inc, and it starts with the concept that all of the knowledge needed to solve a problem lives within the system. The key idea is that Eduardo and his team have developed a strategy for his clients to step back and look for a root cause of cybersecurity issues, rather than just reacting. He uses strategies like design thinking, and business model generation to create innovative solutions. A focus on people, how they think and how they behave is what makes Embedded-Knowledge unique in the industry.
Resources:
Go to E E Campos to download a free chapter of Eduardo’s book, get a free assessment, and join the newsletter! 

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Trekking Through Compliance

Trekking Through Compliance-Episode 45 – The Gamesters of Triskelion


In this episode of Trekking Through Compliance, we consider the episode The Gamesters of Triskelion which aired on January 5, 1968, Star Date 3211.7.
Compliance Takeaways:

  1. What tools are available to you?
  2. What is inform risk?
  3. What is your risk management strategy?
Categories
Daily Compliance News

Daily Compliance News: July 15, 2019, the Podcasts are Powerful edition

In today’s edition of Daily Compliance News:

Categories
FCPA Compliance Report

FCPA Compliance Report-Episode 437, Kelly Leonard on The Second City Works and Compliance

In this episode of the FCPA Compliance Report, I visit Kelly Leonard, Executive Director, Insights and Applied Improvisation at The Second City Works. We discuss the compliance training which The Second City Works has developed and how they have incorporated storytelling into compliance training and communications.
Some of the highlights include:
  1. Most folks are familiar with Second City but what is Second City Works?
  2. What are the service offerings of Second City Works?
  3. What is the Second Science Project and how does it inform your service offerings?
  4. Why is storytelling so important in training and ongoing communications?
  5. The book “Yes, And: How Improvisation Reverses “No, But” Thinking and Improves Creativity and Collaboration–Lessons from The Second City”.
  6. How do you mentor Millennials but sidestep the drama?
  7. As a company scales up or grows how can it keep its lines of communications open?
  8. Where can listeners go for more information?
You can find more information on The Second City Works by checking out their website, here.
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Trekking Through Compliance

Trekking Through Compliance-Episode 44 – The Trouble with Tribbles

In this episode of Trekking Through Compliance, we consider the episode The Trouble with Tribbles which aired on December 29, 1967, Star Date 4523.3.
Compliance Takeaways:

  1. What is the financial health of your suppliers?
  2. What happens when management controls are too siloed?
  3. Are you engaging in social media monitoring?
Categories
Daily Compliance News

Daily Compliance News: July 14, 2019 Sunday Book Reivew edition

In today’s edition of Daily Compliance News: