Dec 13, 2021 | CoffeeandRegs
Trends in Transaction Reporting in 2022 In this episode, CSS’s Transaction Reporting product team of Alexis Wiazmitinoff and Nicklas Nilsson make predictions on trends in transaction reporting in 2022 – from updates to SFTR to preparation for EMIR REFIT. ...
Dec 6, 2021 | CoffeeandRegs
The Perfect Storm – PRIIPs and SFDR in 2022 In this episode, CSS’s Chief Product Officer Ronan Brennan makes predictions for PRIIPs and how the regulatory landscape in 2022 with PRIIPs and SFDR is reminiscent of 2018 with the implementation of PRIIPs and MiFID II....
Nov 29, 2021 | CoffeeandRegs
Digital Assets: Trading & Compliance for Cryptocurrency In this episode, Director of Registered Investment Company Services, Allison Fraser and Director of Broker-Dealer Services & Private Funds, John Gentile discuss the latest on digital assets and...
Nov 22, 2021 | CoffeeandRegs
Special Episode with the Deputy Commissioner, Securities Division of the Vermont Dept. of Financial Regulation In this special episode, CSS’s Director of Retail Wealth Manager Services Korrine Kohm and William R. Carrigan, Deputy Commissioner, Securities Division of...
Nov 15, 2021 | CoffeeandRegs
PRIIPs Delay, But Not Implementation Delays In this episode, CSS’s SVP of Business Development Ashley Smith joins Chief Product Officer Ronan Brennan to discuss the latest on the PRIIPs RTS, UK/EU divergence, data management complexities of the UCITS to PRIIPs...
