Categories
FCPA Compliance Report

Independent Monitoring and Proactive Assessments for Defense Attorneys-Part 2, The Nuts and Bolts

In this five-part podcast series, sponsored by Affiliated Monitors, Inc. (AMI); I am joined by AMI Managing Director Stern. We consider how defense counsel can work proactively with independent monitors to help clients who may have sustained an ethical or compliance violation or are under government scrutiny for allegations of illegal misconduct in a wide variety of industries, disciplines and corporate settings. In this second episode, take a deep dive into the nuts and bolts of defense counsel working with a third-part independent monitor. Join us in our next episode in which we consider case studies where an independent third-party monitor was used successfully by defense counsel. Find out more about Affiliated Monitors Inc. by checking out their website here.

Categories
FCPA Compliance Report

Independent Monitoring and Proactive Assessments for Defense Attorneys-Part 1, Introduction

In this five-part podcast series, sponsored by Affiliated Monitors, Inc. (AMI); I am joined by AMI Managing Director Stern. We consider how defense counsel can work proactively with independent monitors to help clients who may have sustained an ethical or compliance violation or are under government scrutiny for allegations of illegal misconduct in a wide variety of industries, disciplines and corporate settings. In this first episode, we introduce the concept of defense counsel working with independent monitors. Join us in our next episode where we dive into the weeds by looking at the nuts and bolts of working with a third-party independent monitor. Find out more about Affiliated Monitors Inc. by checking out their website here.

Categories
Daily Compliance News

Daily Compliance News: May 5, 2019-the Sunday Book Review edition

In today’s edition of Daily Compliance News:

Categories
Daily Compliance News

Daily Compliance News: May 4, 2019-the Enter Slow, Exit fast edition

In today’s edition of Daily Compliance News:

Categories
Daily Compliance News

Daily Compliance News: May 3, 2019-the Evaluation edition

In today’s edition of Daily Compliance News:

  • Insys execs found guilty of racketeering. (New York Times)
  • Is a socialist revolt coming? (New York Times)
  • What’s the going rate for paying BB players at Arizona? Apparently as high as $10K per month. (ESPN)
  • Where goeth Tesla? Hat in hand looking for cash apparently. (Wall Street Journal)
Categories
Daily Compliance News

Daily Compliance News: May 2, 2019-the Evaluation edition

In today’s edition of Daily Compliance News:

Categories
Life with GDPR

Life With GDPR: Episode 26- The Importance of Passwords

In this episode, I visit with Jonathan Armstrong a topic which does not seem to garner the attention that it deserves in data protection; that being passwords. Some of the issues and highlights are:

  1. What is two-factor authentication?
  2. How, when and where should your use it?
  3. What are the most common passwords still in use?
  4. Why are passwords one of the most basic forms of data security protection?
  5. What are the lessons to be learned?

For more information on Cordery Compliance, go their website here. Also check out the GDPR Navigator, one of the top resources for GDPR Compliance by clicking here.

Categories
Daily Compliance News

Daily Compliance News: May 1, 2019-the May Day edition

In today’s edition of Daily Compliance News:

Categories
Compliance Into the Weeds

Compliance into the Weeds: Episode 121-The Role of the CRO in ERM

Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kelly (the coolest guy in compliance) and I take a deep dive intothe role of the Chief Risk Officer in overall Enterprise Risk Management. Some of the highlights include:
Some of the highlights include:

  • Why is effective ERM is more than simply operationalization of ethics and compliance?
  • Why the Board and senior management must take a holistic approach to ERM?
  • Why is it even more important for Boards and senior management to have better risk governance?
  • How do you define the role of Chief Risk Officer?
  • What is the role of internal audit in today’s analytical world of risk management?
  • Could or even should the role of the Chief Audit Officer evolve into the role of a Chief Risk Officer?

For more reading check out Matt’s blog post “The Chief Risk Officer Role”. Also listen to the Radical Compliance podcasthere.

Categories
Innovation in Compliance

Innovative Ways to Communicate Online with Ben Adelberg


Today we’re going in a fairly different direction with the podcast. We’re chatting with Ben Adelberg, host of The Back of the Range Golf Podcast, and today he’s sharing his processes, tips, and tricks for innovation and moving forward with whatever it is you’re working on.

Ben’s approach
Ben interviews a wide variety of people, so before he ever gets on the phone with them, he does a deep dive. He goes through all of their social media channels, websites they might have been on, books they’ve written — anywhere that might have information on them — and finds out every single thing he can that could potentially lead him to different and unique questions to ask his guests. His goal is to go through the entire episode and ask questions they’ve never been asked, which makes The Back of the Range unique and stand out among all the other golf podcasts.
Publicizing the podcast
Publishing a podcast episode is just half the job. It could be the most entertaining episode, but if nobody really knows about it, it’s just going to sit there. So for every episode, Ben promotes it to his Facebook page, Twitter, Instagram, and uploads every episode on YouTube.
He takes a 30- to 60-second long snippet of the episode and transforms it into what’s called an audiogram: a static picture with audio over it. It goes onto all his social media channels with a link to the episode.
He’ll also make sure to tag the person the episode is featuring, and mention anybody else that might have been mentioned in the snippet, so it shows up on anyone following those feeds as well. This increases your reach and gets that 60-second clip in front of as many people as possible.
Leveraging tools
In this business, you’re trying to capture people’s attention. A post that just says “click on this link” isn’t giving a big reason to listeners or followers to click on the link. So create a captivating photo or video, maybe something comical, or create a poll question on Twitter or a contest on Instagram. Just like anything in life you want to accomplish, you’ve got to put the work in.
Showing value
Ben read Joe’s autobiography twice, did a deep dive on all his events, and fortunately loved baseball and golf, so he was extremely well-prepared for the episode. With every single guest, he tries to show value and his legitimacy right away by asking different probing questions that show he’s done his research. Once you do that, they respect the fact that you’ve done your work, and armed with that and a clean phone line, the episodes turn out well.
Resources
The Back of the Range Golf Podcast