Categories
Compliance Kitchen

BIS administrative settlement with VTA Telecom Corporation


In this episode, we look at what went into the making of a BIS administrative settlement with VTA Telecom Corporation, due to EAR violations.

Categories
The Walden Pond

Is a Master’s Degree In Compliance On Your Radar? – with Bob Mascola


 
Bob Mascola is a global legal and compliance executive and educator. He is Senior Director of the Program on Corporate Ethics and Compliance at Fordham University School of Law, as well as Senior Counsel at Compliance Systems Legal Group. He joins Vince Walden to discuss compliance from an academic perspective. 
 

 
Fordham University’s program on Corporate Ethics and Compliance is a 30 credit Master’s degree program full of students from different professional backgrounds. Most of the students are working professionals, so they bring real-life experience and insights to enrich classroom discussions. The curriculum is designed to meet the needs of each student, regardless of how diverse their specialties are.
 
The program is helpful in equipping students to add value to the organizations that they’re with. In addition to acquiring knowledge about different regulatory frameworks, it teaches skills like legal research, risk assessment, technology training, communications memo writing, and how to conduct investigations. 
 
Being familiar enough with data to work with it is essential for future success in compliance. The DOJ and other enforcement authorities are raising their expectations of companies regarding the use of data analytics. If you want to show that you are leading industry expectations, you’ve got to be the best in data analytics.
 
Resources
Bob Mascola on LinkedIn | Twitter 
 
 

Categories
Life with GDPR

EU Whistleblower Update


In this episode Jonathan Armstrong and Tom Fox are back to discuss issues relating to data privacy, data protection and GDPR. In this episode we take up a recent decision from Luxembourg which would seem antithetical to good whistleblower practices. We also consider the upcoming EU Whistleblower Directive go live date of December 17. Some of the questions we consider include:

  1. What are the facts of the enforcement actions?
  2. When should company harm outweigh public good from whistleblowers?
  3. What lessons can companies learn from this matter in conjunction with the EU whistleblower directive?

Resources
Check out the Cordery Compliance, client alert on this topic, click here. For more information on Cordery Compliance, go their website here. Also check out the GDPR Navigator, one of the top resources for GDPR Compliance by clicking here.

Categories
Daily Compliance News

October 21, 2021 the Upgrade edition


In today’s edition of Daily Compliance News:

  • Zuckerberg added to DC Privacy lawsuit.(WaPo)
  • Boeing woes continue. (NYC)
  • Ukraine seeks to improve ABC enforcement. (Reuters)
  • DOT seeks more money for AML enforcement. (WSJ)
Categories
Compliance Kitchen

Braskem Ex-CEO Sentenced


The DOJ issued a press release of a sentencing of a Brazilian national who is the ex-CEO of Braskem S.A.  The Kitchen stopped by for more detail on this. Meanwhile, the Treasury Department issued a list of countries that may require boycott participation. Tune in for more.

Categories
The Ethics Experts

Episode 090 – Lisa Beth Lentini Walker & Stef Tschida

In this episode of The Ethics Experts, Nick welcomes Lisa Beth Lentini Walker, ethics, governance and risk strategist, and Stef Tschida, strategic communications consultant, to the show.

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The Hill Country The Hill Country Podcast

Kathy Ragsdale and Camp Stewart


Welcome to the inaugural edition of the Hill Country Podcast. The Texas Hill Country is one of the most beautiful places on earth. In this podcast, recent Hill Country resident Tom Fox visits with the people and organizations that make this the most unique areas of Texas. Join Tom as he explores the people, places and their activities of the Texas Hill Country.  In this first episode, I visit with Kathy Ragsdale, matriarch of Camp Stewart, the longest running continually operated boys camp in the Texas Hill Country. We talk about how she and her late husband Si came to purchase Camp Stewart, the history and prior owners of Camp Stewart, what the early days of their ownership was like, boys’ camping in the 21stcentury, the upcoming centennial of Camp Stewart in 2023. Most importantly why the Camp Stewart motto of “Don’t wait until you are a man to be great, be a great boy” is as important today as it was when I was a camper at Stewart. Some of the highlights include:

  1. What are the origins of Camp Stewart?
  2. What can you tell us about Uncle Bill?
  3. What do you remember about Si’s camping experience?
  4. What led to you and Si to purchase Camp Stewart?
  5. What was it like to move from Denton to Hunt Texas in 1967?
  6. How did you select the Counselors?
  7. What were some of your biggest challenges in the first 5 years?
  8. Why is the campfire such a part of the Camp Stewart experience?
  9. How did camping and Camp Stewart change in the 80s, 90s and 00s?
  10. The Ragsdale Family has now run Camp Stewart for over 50 years. What are the challenges you face in running Camp Stewart in the 2020s?
  11. 2024 Will be the 100th anniversary of Camp Stewart. What plans do you have to celebrate?

For more information on Camp Stewart, check out their website, here.

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Content Coalition

The Content Coalition Episode 005: Podcasting Strategies from the Man Who’s Interviewed Over 185 Podcast Personalities

 
In this episode of The Content Coalition, we interview Harry Duran – Founder of FullCast, a full-service, done-for-you podcast production and marketing consultancy.
As Host of the popular Podcast Junkies on iTunes since 2014, Harry has had conversations with over 185 interesting and engaging podcast personalities including Pat Flynn (host of Smart Passive Income), Cliff Ravenscraft, Lea Thau (host of Strangers), and Jordan Harbinger, (host of The Art of Charm), just to name a few.
Tune in and prepare to take notes as Harry shares simple but really important strategies to make your podcast stand out along with the most impactful piece of content that you should pull out from your episodes to gain more listeners.
Get more great The Content Coalition episodes over on Repurpose House, or watch the interview on YouTube!

What You’ll Learn

  • [01:22] What does FullCast do
  • [03:52] Harry’s thoughts on Alexa Skills and it’s impact on podcasts
  • [08:29] The most effective piece of content to pull out from your episodes
  • [09:50] Harry’s current favorite podcasts
  • [10:19] 1 actionable thing to implement within the next 48 hours

Connect with Dan

Resources Mentioned

Categories
Career Can D0

Sharing Your Story with Deepak Sharma


 
In this episode of Career Can Do, Mary Ann Faremouth chats with Deepak Sharma, a professional life coach, and certified world class speaking coach. He is also the author of the Amazon bestseller, Move Mountains: One Story at a Time.
 

 
Deepak talks about how he overcame his aversion to storytelling and transformed it into something he now teaches to others. Everyone has a story, he says. It doesn’t have to be sensational, all it has to be is sincere. He now helps entrepreneurs use storytelling to empower their vendors, teams, and individuals in their organizations. 
 
Deepak shares advice he was given when he was struggling with effective communication. Not long ago, mastering English was a challenge for him, and he even struggled with communicating in his native language, Hindi. He grew frustrated, but his mentor shared a gem of wisdom that motivated him to persevere. “Every master was a disaster before he became a master,” he was told. This encouraged him to not dwell on his failures but instead learn from them.
 
Resources
Deepak Sharma | YouTube | Email
Your Story Your Glory Podcast
 
Faremouth.com
 

Categories
Compliance Into the Weeds

Compliance and AI


Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. This week Matt and Tom take a deep dive into the issue of compliance and artificial intelligence. Some of the issues we consider are:

  • What are the AI risks for compliance?
  • What guidance does the COSO Framework provide?
  • What are some of the top areas of AI failure?
  • Are we governing AI in the right manner?
  • What about the audit of AI tools?
  • Compliance, governance, ethics and AI.

 Resources
Matt in Radical Compliance
Thoughts on AI From the Audit Perspective
Grappling With Artificial Intelligence
 Tom in the FCPA Compliance and Ethics Blog
Compliance Communications: Using an AI Marketing Strategy – Part 1
Compliance Communications: Using an AI Marketing Strategy – Part 2